13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,978 holding rows worth $992,680,792,149.
- Accession
- 0000070858-24-000115
- Filer
- CIK 70858
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 26,395 entries on the cover page, a total value of $992,680,792,149 stated on the cover page (in dollars after the unit check, H1), rows summing to $992,680,792,149 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA, INC.028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 289,558 | $14,107,267 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 69,254 | $14,088,341 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 897,785 | $14,059,312 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 130,600 | $14,038,194 | dollars as filed | put |
| BIOGEN INC COM | 09062X103 | Stock | 54,200 | $14,025,334 | dollars as filed | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 176,167 | $14,021,132 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 398,056 | $14,019,532 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 70,600 | $14,018,336 | dollars as filed | call |
| RENASANT CORP | 75970E107 | COM | 415,884 | $14,006,974 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 256,264 | $13,992,015 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 166,953 | $13,988,951 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 614,199 | $13,985,311 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 405,310 | $13,983,201 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,774,298 | $13,981,467 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 73,010 | $13,963,987 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 168,964 | $13,963,186 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 128,600 | $13,962,102 | dollars as filed | call |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 540,088 | $13,961,275 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,046,783 | $13,953,617 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 181,775 | $13,953,050 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 81,800 | $13,943,628 | dollars as filed | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 606,341 | $13,921,578 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 295,438 | $13,888,541 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 289,732 | $13,863,657 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 64,200 | $13,859,496 | dollars as filed | put |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 925,937 | $13,842,764 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 2,458,374 | $13,840,647 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 578,845 | $13,840,193 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 225,377 | $13,813,357 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,364,430 | $13,808,031 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 866,598 | $13,804,906 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 188,883 | $13,804,016 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 333,845 | $13,794,458 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 161,161 | $13,780,877 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 105,400 | $13,771,564 | dollars as filed | put |
| SUNRUN INC | 86771W105 | COM | 700,887 | $13,758,412 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 284,967 | $13,749,681 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 257,529 | $13,732,476 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 65,200 | $13,731,120 | dollars as filed | put |
| XP INC CL A | G98239109 | Stock | 525,000 | $13,686,750 | dollars as filed | put |
| OTTER TAIL CORP | 689648103 | COM | 160,935 | $13,674,614 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 489,209 | $13,668,500 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 67,729 | $13,666,291 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 539,369 | $13,662,215 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 246,546 | $13,651,239 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 290,714 | $13,637,394 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 362,770 | $13,632,909 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 977,564 | $13,617,471 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 698,823 | $13,613,077 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 1,231,706 | $13,610,352 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 485,382 | $13,610,112 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 46,100 | $13,593,968 | dollars as filed | put |
| NORDSTROM INC | 655664100 | COM | 736,731 | $13,592,685 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 322,294 | $13,591,117 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 448,000 | $13,560,960 | dollars as filed | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 629,699 | $13,538,533 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 576,100 | $13,532,589 | dollars as filed | put |
| NUCOR CORP COM | 670346105 | Stock | 77,700 | $13,522,908 | dollars as filed | put |
| PEOPLE INC | 44891N208 | COM NEW | 258,100 | $13,519,273 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 647,133 | $13,496,128 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 403,406 | $13,465,693 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 124,960 | $13,446,901 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 257,882 | $13,438,225 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 139,646 | $13,383,704 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 105,400 | $13,353,126 | dollars as filed | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 206,970 | $13,339,193 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 169,498 | $13,337,797 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 70,075 | $13,337,373 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 215,532 | $13,330,654 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 200,000 | $13,330,000 | dollars as filed | put |
| BLACKSTONE INC | 09260D107 | COM | 101,800 | $13,327,656 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 303,244 | $13,314,850 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 157,735 | $13,298,609 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 156,858 | $13,274,913 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 434,580 | $13,263,380 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 58,300 | $13,251,007 | dollars as filed | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 195,000 | $13,230,750 | dollars as filed | put |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1,080,733 | $13,228,166 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,434,315 | $13,218,331 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 407,242 | $13,206,857 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 320,016 | $13,203,859 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 187,864 | $13,182,435 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 519,989 | $13,176,522 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 215,364 | $13,171,661 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 837,041 | $13,166,655 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 290,000 | $13,137,000 | dollars as filed | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 803,492 | $13,121,018 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 59,563 | $13,112,794 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 809,325 | $13,102,972 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 14,051,000 | $13,094,127 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 13,254,000 | $13,063,142 | dollars as filed | principal |
| Honeywell Technologies | 438516106 | COM | 62,200 | $13,043,962 | dollars as filed | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 165,204 | $13,039,552 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,500,147 | $13,021,275 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 564,357 | $12,997,142 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 482,433 | $12,996,745 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 740,477 | $12,987,967 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 355,348 | $12,970,204 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,607,710 | $12,960,317 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 231,480 | $12,955,925 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 232,107 | $12,951,597 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 163,800 | $12,933,648 | dollars as filed | call |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 12,387,000 | $12,932,028 | dollars as filed | principal |
| ATRICURE INC | 04963C209 | COM | 361,792 | $12,912,357 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,296,712 | $12,863,382 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 331,233 | $12,855,144 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,323,238 | $12,808,946 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 233,717 | $12,807,691 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 761,820 | $12,798,567 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 797,068 | $12,784,972 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 58,900 | $12,780,122 | dollars as filed | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,890,000 | $12,776,399 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 201,410 | $12,759,299 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 421,109 | $12,746,969 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 375,262 | $12,740,146 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,124,425 | $12,728,493 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 631,890 | $12,713,623 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 354,200 | $12,708,696 | dollars as filed | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,003,688 | $12,706,692 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 924,400 | $12,701,256 | dollars as filed | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 158,612 | $12,696,891 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 175,200 | $12,689,736 | dollars as filed | put |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 1,267,631 | $12,638,283 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 269,353 | $12,600,335 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 749,008 | $12,590,824 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 191,933 | $12,588,906 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 206,350 | $12,577,032 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 522,071 | $12,550,584 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 369,004 | $12,531,376 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 203,590 | $12,530,950 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 137,300 | $12,509,403 | dollars as filed | call |
| NMI HLDGS INC | 629209305 | COM | 421,407 | $12,507,361 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 268,094 | $12,474,414 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 26,600 | $12,452,524 | dollars as filed | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 67,132 | $12,446,252 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 536,505 | $12,420,090 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 672,279 | $12,416,994 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 356,837 | $12,403,641 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 593,587 | $12,388,170 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 219,188 | $12,360,011 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 774,397 | $12,351,631 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 352,900 | $12,323,268 | dollars as filed | put |
| NEXTDECADE CORP | 65342K105 | COM | 2,583,334 | $12,322,503 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 245,169 | $12,317,291 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 155,933 | $12,309,377 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 5,063,000 | $12,303,090 | dollars as filed | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 394,195 | $12,302,826 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 1,031,668 | $12,297,486 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 688,744 | $12,287,201 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 224,644 | $12,283,533 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 186,469 | $12,271,524 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 586,732 | $12,268,568 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 129,619 | $12,255,442 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 589,751 | $12,255,027 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 344,413 | $12,254,214 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 195,568 | $12,250,379 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 415,201 | $12,240,121 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 80,035 | $12,237,349 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 274,437 | $12,231,671 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 150,900 | $12,230,445 | dollars as filed | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 206,474 | $12,225,331 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 100,000 | $12,225,000 | dollars as filed | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 801,650 | $12,217,146 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 214,465 | $12,209,493 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 305,777 | $12,197,449 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 127,185 | $12,195,733 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 563,028 | $12,189,556 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 150,000 | $12,183,000 | dollars as filed | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 432,518 | $12,175,382 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 783,063 | $12,168,800 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 904,195 | $12,134,298 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 838,345 | $12,122,461 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,345,073 | $12,119,108 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,031,940 | $12,104,655 | dollars as filed | |
| WAFD INC | 938824109 | COM | 366,873 | $12,092,133 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 321,459 | $12,090,074 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 473,077 | $12,077,656 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 293,153 | $12,066,178 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 724,945 | $12,059,460 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 495,797 | $12,042,919 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 347,300 | $12,040,891 | dollars as filed | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 12,057,000 | $12,008,772 | dollars as filed | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 594,851 | $11,992,201 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,012,869 | $11,972,108 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 317,161 | $11,966,484 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 259,758 | $11,964,453 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 500,000 | $11,955,000 | dollars as filed | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 558,258 | $11,941,149 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 196,341 | $11,913,948 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 183,458 | $11,910,093 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 834,313 | $11,905,648 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,574,755 | $11,868,187 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 110,271 | $11,865,172 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 246,500 | $11,864,058 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 521,655 | $11,857,216 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 11,513,000 | $11,851,252 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 404,089 | $11,847,889 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 517,149 | $11,847,884 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 281,866 | $11,844,008 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 122,347 | $11,837,041 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 51,100 | $11,821,474 | dollars as filed | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 155,000 | $11,818,750 | dollars as filed | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 771,620 | $11,805,790 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 274,634 | $11,803,770 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 437,802 | $11,798,763 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 802,178 | $11,759,925 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 126,219 | $11,756,061 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 11,656,000 | $11,755,076 | dollars as filed | principal |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 373,002 | $11,745,818 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 380,000 | $11,742,000 | dollars as filed | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 372,820 | $11,710,276 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 412,083 | $11,699,028 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 780,915 | $11,682,493 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 225,000 | $11,668,500 | dollars as filed | put |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 808,541 | $11,659,160 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 8,142,000 | $11,647,131 | dollars as filed | principal |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 248,825 | $11,642,522 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 236,012 | $11,611,790 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 24,600 | $11,600,376 | dollars as filed | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 379,785 | $11,579,647 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 121,000 | $11,574,860 | dollars as filed | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 142,365 | $11,574,264 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 246,223 | $11,567,557 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 803,101 | $11,564,651 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 13,221,700 | $11,555,765 | dollars as filed | call |
| MARZETTI COMPANY | 513847103 | COM | 69,360 | $11,540,810 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 228,426 | $11,537,776 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 779,800 | $11,533,242 | dollars as filed | put |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 224,426 | $11,519,787 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 242,697 | $11,489,276 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 343,627 | $11,480,576 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 1,465,736 | $11,476,713 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 169,334 | $11,469,012 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 330,300 | $11,451,501 | dollars as filed | call |
| KENVUE INC | 49177J102 | COM | 531,100 | $11,434,583 | dollars as filed | call |
| ENPRO INC | 29355X107 | COM | 72,947 | $11,433,714 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 489,641 | $11,433,117 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 79,100 | $11,428,368 | dollars as filed | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 216,224 | $11,423,114 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 12,819,000 | $11,416,601 | dollars as filed | principal |
| SONOS INC | 83570H108 | COM | 665,532 | $11,407,219 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 474,834 | $11,405,512 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 142,521 | $11,378,875 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 149,526 | $11,375,939 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 60,000 | $11,368,200 | dollars as filed | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 330,000 | $11,358,600 | dollars as filed | call |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 221,200 | $11,354,196 | dollars as filed | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 744,367 | $11,351,604 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 761,483 | $11,346,099 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 300,442 | $11,326,672 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 937,347 | $11,323,147 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 433,600 | $11,321,296 | dollars as filed | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 196,622 | $11,315,595 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 91,193 | $11,313,403 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 308,071 | $11,312,380 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 94,469 | $11,300,382 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 439,164 | $11,299,690 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 78,651 | $11,297,463 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 402,013 | $11,280,496 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 12,257,000 | $11,276,440 | dollars as filed | principal |
| PENUMBRA INC COM | 70975L107 | Stock | 44,669 | $11,236,041 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 308,853 | $11,232,984 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 151,951 | $11,224,650 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 350,000 | $11,214,000 | dollars as filed | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 350,000 | $11,214,000 | dollars as filed | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 1,037,913 | $11,209,460 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 256,559 | $11,209,063 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 114,100 | $11,205,738 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 414,640 | $11,182,842 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 11,960,000 | $11,182,600 | dollars as filed | principal |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 556,815 | $11,153,004 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 276,452 | $11,147,099 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 439,834 | $11,140,995 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 292,931 | $11,137,236 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 347,985 | $11,132,040 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 265,542 | $11,110,295 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 562,219 | $11,109,447 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 166,314 | $11,096,505 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 4,170,000 | $11,068,848 | dollars as filed | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 145,934 | $11,060,346 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 238,117 | $11,048,620 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 64,700 | $11,044,937 | dollars as filed | call |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 782,745 | $11,036,700 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 299,836 | $11,027,970 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 77,300 | $11,022,207 | dollars as filed | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 200,559 | $10,994,644 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 1,987,106 | $10,988,696 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 900,894 | $10,981,899 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 840,400 | $10,967,220 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 666,117 | $10,957,625 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 174,151 | $10,936,682 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 81,517 | $10,930,617 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 141,300 | $10,925,316 | dollars as filed | put |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 597,752 | $10,914,951 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 287,860 | $10,912,784 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 470,396 | $10,889,676 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,990,500 | $10,888,035 | dollars as filed | put |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 718,643 | $10,887,442 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 110,811 | $10,884,928 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 31,000 | $10,878,210 | dollars as filed | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 364,950 | $10,871,854 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 196,291 | $10,864,709 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 261,290 | $10,846,148 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 185,491 | $10,840,094 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 220,641 | $10,835,690 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 64,168 | $10,833,483 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,349,900 | $10,826,198 | dollars as filed | call |
| iShares International Equity Factor ETF | 46434V274 | SHS | 386,232 | $10,826,078 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 207,900 | $10,821,195 | dollars as filed | call |
| PepsiCo,Inc. | 713448108 | COM | 63,700 | $10,818,808 | dollars as filed | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 751,341 | $10,804,284 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 103,433 | $10,803,580 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 194,287 | $10,782,929 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 533,944 | $10,780,330 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 1,292,000 | $10,762,360 | dollars as filed | call |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 157,082 | $10,731,843 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,540,763 | $10,708,304 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 103,388 | $10,700,657 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 181,400 | $10,689,902 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,900 | $10,683,946 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,900 | $10,683,946 | dollars as filed | call |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 2,440,529 | $10,665,111 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 363,711 | $10,660,360 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 2,530,270 | $10,652,436 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 85,700 | $10,634,513 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 371,189 | $10,619,718 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 470,617 | $10,612,405 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 244,933 | $10,588,442 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 166,112 | $10,584,653 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 314,342 | $10,573,216 | dollars as filed | |
| Mach Natural Resource LP | 55445L100 | COM | 641,084 | $10,571,475 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 239,730 | $10,557,709 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 364,678 | $10,553,780 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 384,968 | $10,551,982 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 226,300 | $10,529,739 | dollars as filed | put |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 633,816 | $10,527,683 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 206,671 | $10,515,421 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 331,597 | $10,504,986 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 400,898 | $10,503,527 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 627,802 | $10,490,568 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 83,861 | $10,474,238 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 340,157 | $10,470,025 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 95,713 | $10,464,303 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 116,196 | $10,461,127 | dollars as filed | |
| CTS CORP | 126501105 | COM | 239,102 | $10,458,323 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 287,355 | $10,442,479 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 670,000 | $10,431,900 | dollars as filed | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 349,931 | $10,413,947 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,917,501 | $10,412,030 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 267,157 | $10,400,409 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 238,709 | $10,391,002 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 349,541 | $10,388,355 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 48,100 | $10,383,828 | dollars as filed | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 123,300 | $10,374,462 | dollars as filed | put |
| ESAB CORPORATION | 29605J106 | COM | 119,554 | $10,355,768 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 219,298 | $10,355,252 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 775,632 | $10,354,686 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 163,759 | $10,349,569 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 108,759 | $10,338,631 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 195,049 | $10,337,142 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 206,253 | $10,336,380 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 122,825 | $10,335,723 | dollars as filed | |
| DANA INC | 235825205 | COM | 706,047 | $10,315,340 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 75,042 | $10,310,020 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 214,028 | $10,307,588 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 555,681 | $10,305,099 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 811,445 | $10,297,242 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 980,341 | $10,283,778 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 239,100 | $10,276,518 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 203,113 | $10,224,705 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 261,616 | $10,221,337 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 458,207 | $10,199,679 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 96,765 | $10,182,580 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 116,695 | $10,182,442 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 267,060 | $10,180,327 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 161,517 | $10,154,572 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 388,800 | $10,151,568 | dollars as filed | put |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 198,242 | $10,149,977 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 678,612 | $10,131,678 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,460,490 | $10,121,196 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 610,675 | $10,118,885 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 347,229 | $10,111,309 | dollars as filed | |
| AAR CORP | 000361105 | COM | 161,913 | $10,103,371 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 402,445 | $10,093,320 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 453,079 | $10,085,542 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 664,760 | $10,071,114 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 150,093 | $10,065,237 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 950,417 | $10,064,919 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 180,738 | $10,052,647 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 376,427 | $10,043,068 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 250,161 | $10,028,935 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 2,277,500 | $10,021,000 | dollars as filed | put |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 506,944 | $9,996,935 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 827,193 | $9,975,945 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 68,751 | $9,969,649 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 450,434 | $9,963,591 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 583,088 | $9,959,143 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,740,000 | $9,951,680 | dollars as filed | principal |
| ENCORE WIRE CORP | 292562105 | COM | 46,533 | $9,939,449 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 318,363 | $9,917,023 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 250,196 | $9,912,765 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 1,221,710 | $9,908,069 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 435,886 | $9,901,144 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 813,695 | $9,894,535 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 297,730 | $9,887,613 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 112,702 | $9,868,167 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 70,493 | $9,866,148 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 528,081 | $9,864,553 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 950,795 | $9,850,234 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 663,199 | $9,848,505 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 458,638 | $9,842,371 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,561,484 | $9,837,351 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 228,656 | $9,836,782 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 101,200 | $9,820,448 | dollars as filed | put |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 6,002,000 | $9,813,270 | dollars as filed | principal |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 801,341 | $9,808,415 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 487,331 | $9,805,101 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 265,506 | $9,802,490 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20,000 | $9,799,800 | dollars as filed | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 221,786 | $9,798,489 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 984,662 | $9,797,387 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 170,500 | $9,790,110 | dollars as filed | call |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 266,831 | $9,790,029 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,000,000 | $9,780,000 | dollars as filed | call |
| ITRON INC COM | 465741106 | Stock | 129,457 | $9,775,298 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 565,437 | $9,736,825 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 190,856 | $9,726,022 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,460,421 | $9,711,800 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 596,402 | $9,697,497 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,409,412 | $9,696,757 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 586,052 | $9,646,419 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 410,348 | $9,639,075 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 10,128,000 | $9,626,664 | dollars as filed | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 353,094 | $9,618,282 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 404,581 | $9,616,891 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 1,444,895 | $9,608,552 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 804,395 | $9,580,349 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 287,528 | $9,574,682 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 583,400 | $9,561,926 | dollars as filed | call |
| COVISTA INC | 00737L103 | COM | 161,897 | $9,543,828 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 162,000 | $9,517,500 | dollars as filed | call |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 326,107 | $9,515,802 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 252,839 | $9,514,331 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 101,400 | $9,512,334 | dollars as filed | put |
| HCI GROUP INC | 40416E103 | COM | 108,795 | $9,508,683 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 941,762 | $9,502,374 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 499,427 | $9,489,122 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 115,330 | $9,469,747 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 1,675,097 | $9,464,298 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 900,000 | $9,450,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 10,949,000 | $9,443,512 | dollars as filed | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 285,705 | $9,436,836 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 252,086 | $9,435,578 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 429,814 | $9,421,517 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 85,378 | $9,413,778 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 69,200 | $9,407,740 | dollars as filed | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 416,738 | $9,380,781 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 222,376 | $9,368,701 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 155,439 | $9,354,319 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 305,848 | $9,349,773 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 175,899 | $9,345,514 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 102,200 | $9,342,102 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 324,582 | $9,341,456 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 287,403 | $9,334,849 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 801,246 | $9,326,508 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 128,505 | $9,311,459 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 299,893 | $9,305,680 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 131,029 | $9,280,816 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 68,000 | $9,273,840 | dollars as filed | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 140,994 | $9,271,798 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 188,093 | $9,264,911 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 959,911 | $9,263,141 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 648,392 | $9,259,032 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 452,027 | $9,257,520 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 357,545 | $9,221,094 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 191,581 | $9,220,794 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 180,017 | $9,220,472 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 122,255 | $9,214,181 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 593,082 | $9,204,631 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 129,223 | $9,199,386 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 243,391 | $9,193,644 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 214,019 | $9,192,116 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 270,134 | $9,179,153 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 121,226 | $9,173,169 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 556,282 | $9,167,522 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 40,404 | $9,165,648 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 236,080 | $9,159,915 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 413,810 | $9,157,621 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 184,715 | $9,132,192 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 251,154 | $9,129,448 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 1,593,136 | $9,128,669 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 733,970 | $9,123,247 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,027,921 | $9,117,655 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 505,215 | $9,109,027 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 158,500 | $9,105,825 | dollars as filed | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 976,698 | $9,093,059 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 65,980 | $9,088,085 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 181,887 | $9,075,252 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 228,500 | $9,048,599 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 116,700 | $9,026,745 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-24-000115 | this filing | 2024-02-14 | acceptance time not in the bulk data set |