13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,771 holding rows worth $908,317,414,966.
- Accession
- 0000070858-23-000287
- Filer
- CIK 70858
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,432 entries on the cover page, a total value of $908,317,414,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $908,317,414,966 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCANSOURCE INC | 806037107 | COM | 50,231 | $1,522,501 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 129,182 | $1,521,763 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 222,800 | $1,521,724 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 39,498 | $1,517,514 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 305,000 | $1,515,850 | dollars as filed | call |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 135,646 | $1,512,453 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 93,051 | $1,510,218 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 10,345 | $1,507,163 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 15,000 | $1,506,900 | dollars as filed | put |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 113,678 | $1,505,097 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 69,232 | $1,498,181 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 45,075 | $1,487,926 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 45,800 | $1,485,752 | dollars as filed | put |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 141,531 | $1,478,999 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 89,608 | $1,478,531 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 169,733 | $1,478,371 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 153,956 | $1,473,356 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 91,784 | $1,473,124 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 20,719 | $1,472,500 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 1,123,787 | $1,472,160 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 186,996 | $1,471,659 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 42,444 | $1,471,109 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 323,533 | $1,468,842 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 38,729 | $1,467,828 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 1,452,907 | $1,467,436 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 89,115 | $1,463,277 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 39,143 | $1,463,245 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 78,105 | $1,459,001 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 80,155 | $1,458,019 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 30,099 | $1,457,761 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 33,074 | $1,456,910 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 200,000 | $1,452,000 | dollars as filed | put |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 81,330 | $1,451,742 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 134,432 | $1,449,173 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 132,520 | $1,441,817 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 73,151 | $1,441,806 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 42,608 | $1,440,577 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 21,725 | $1,439,272 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 154,200 | $1,438,686 | dollars as filed | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 221,443 | $1,437,166 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,121,863 | $1,435,984 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 78,186 | $1,431,585 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 87,697 | $1,429,461 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 140,696 | $1,423,848 | dollars as filed | |
| Southern Company | 842587107 | COM | 22,000 | $1,423,840 | dollars as filed | put |
| Schwab US REIT ETF | 808524847 | SHS | 80,157 | $1,422,795 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,000 | $1,422,200 | dollars as filed | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,000 | $1,422,200 | dollars as filed | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 172,956 | $1,421,698 | dollars as filed | |
| V2X INC | 92242T101 | COM | 27,519 | $1,421,633 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 62,568 | $1,420,294 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,700 | $1,420,114 | dollars as filed | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 44,904 | $1,418,069 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 184,643 | $1,418,055 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 1,703,371 | $1,417,206 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 95,929 | $1,414,952 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 241,437 | $1,412,408 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 99,039 | $1,400,411 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 46,911 | $1,399,825 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 107,838 | $1,398,659 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 177,457 | $1,398,362 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 45,223 | $1,397,855 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 43,061 | $1,395,706 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 74,831 | $1,394,103 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 142,901 | $1,393,285 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 50,000 | $1,393,000 | dollars as filed | put |
| CAVAGROUPINC | 148929102 | STOK | 45,345 | $1,388,918 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 120,909 | $1,386,827 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 116,706 | $1,385,300 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 87,634 | $1,384,618 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 75,317 | $1,381,314 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 140,000 | $1,380,400 | dollars as filed | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 114,399 | $1,379,646 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 19,430 | $1,378,171 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 18,400 | $1,377,241 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 15,300 | $1,377,000 | dollars as filed | call |
| Grace Therapeutics Inc | 00430K865 | COM | 494,698 | $1,376,745 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 1,533,931 | $1,375,936 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 136,337 | $1,375,640 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 274,017 | $1,375,565 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 47,441 | $1,371,054 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 335,102 | $1,367,215 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 102,627 | $1,363,912 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 224,237 | $1,358,876 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 537,922 | $1,355,564 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 6,884 | $1,353,739 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 195,381 | $1,352,037 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 108,323 | $1,350,787 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 109,600 | $1,349,176 | dollars as filed | put |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 67,489 | $1,347,087 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 29,395 | $1,344,820 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 21,599 | $1,344,538 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 179,350 | $1,339,744 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 290,557 | $1,339,468 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 22,000 | $1,338,920 | dollars as filed | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 33,114 | $1,338,802 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 162,993 | $1,338,172 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 30,200 | $1,336,652 | dollars as filed | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 53,892 | $1,335,982 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 76,828 | $1,335,271 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 35,100 | $1,334,853 | dollars as filed | call |
| MSCI INC COM | 55354G100 | Stock | 2,600 | $1,334,008 | dollars as filed | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 376,456 | $1,332,654 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 35,000 | $1,331,050 | dollars as filed | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 50,535 | $1,330,599 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 312,537 | $1,328,280 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 124,283 | $1,327,343 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 119,164 | $1,326,298 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 75,889 | $1,325,016 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 171,752 | $1,320,770 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 25,859 | $1,318,550 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 103,260 | $1,317,597 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 105,391 | $1,314,227 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 256,351 | $1,309,954 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 137,914 | $1,307,425 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 22,480 | $1,305,190 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 95,116 | $1,304,041 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 830,377 | $1,303,693 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 412,498 | $1,303,494 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 1,482,000 | $1,303,271 | dollars as filed | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 45,347 | $1,301,459 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 146,054 | $1,301,337 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 244,149 | $1,301,316 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 182,199 | $1,297,259 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 113,328 | $1,295,336 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 48,357 | $1,288,714 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 196,586 | $1,287,638 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 38,014 | $1,287,534 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 203,353 | $1,287,223 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 495,475 | $1,283,280 | dollars as filed | |
| NOVA LTD | 66980MAB2 | BOND | 835,000 | $1,282,810 | dollars as filed | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 235,376 | $1,282,800 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 88,632 | $1,282,502 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 33,207 | $1,281,451 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 22,427 | $1,280,358 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 47,950 | $1,274,980 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 35,919 | $1,274,128 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 116,294 | $1,273,420 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 32,033 | $1,272,992 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 75,151 | $1,272,307 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 73,793 | $1,272,191 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 52,092 | $1,272,086 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 28,530 | $1,271,982 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 48,201 | $1,265,764 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 47,939 | $1,265,590 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 46,721 | $1,265,204 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 20,299 | $1,264,424 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 117,637 | $1,263,421 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 55,229 | $1,261,981 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 90,198 | $1,261,960 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 187,158 | $1,257,702 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 240,912 | $1,257,561 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 99,462 | $1,256,106 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 1,605,000 | $1,255,912 | dollars as filed | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 475,314 | $1,254,830 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 89,692 | $1,254,792 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 265,754 | $1,254,360 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 556,646 | $1,252,453 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 58,662 | $1,250,673 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 58,642 | $1,242,036 | dollars as filed | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 30,981 | $1,237,691 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 91,154 | $1,234,225 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 120,483 | $1,232,546 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 52,898 | $1,232,523 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 88,665 | $1,232,444 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 35,083 | $1,230,010 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 108,145 | $1,228,528 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 40,000 | $1,226,400 | dollars as filed | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 143,219 | $1,214,497 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 52,985 | $1,212,827 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,484 | $1,211,244 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 130,075 | $1,209,697 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 100,173 | $1,208,086 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 13,801 | $1,204,973 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 36,649 | $1,202,821 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 56,944 | $1,199,810 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 77,914 | $1,199,095 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 24,339 | $1,198,946 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 15,300 | $1,198,908 | dollars as filed | call |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 305,674 | $1,198,243 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 75,870 | $1,197,986 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 28,457 | $1,196,048 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 366,360 | $1,194,333 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 11,100 | $1,192,917 | dollars as filed | call |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 1,402,000 | $1,192,401 | dollars as filed | principal |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 241,807 | $1,192,110 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 6,000 | $1,190,640 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 29,858 | $1,186,258 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 429,231 | $1,184,677 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 38,428 | $1,184,350 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 858,005 | $1,184,047 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,800 | $1,183,488 | dollars as filed | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 91,624 | $1,182,866 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 598,000 | $1,178,957 | dollars as filed | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 61,280 | $1,177,809 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 54,183 | $1,177,396 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 95,091 | $1,177,228 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 6,569 | $1,177,172 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 52,486 | $1,176,735 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 15,600 | $1,176,552 | dollars as filed | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 21,755 | $1,175,418 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 189,493 | $1,172,961 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 210,195 | $1,170,787 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 57,893 | $1,169,149 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 21,322 | $1,168,019 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 78,798 | $1,167,785 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 26,801 | $1,166,111 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 12,922 | $1,166,081 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 34,770 | $1,164,793 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 262,686 | $1,163,698 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 25,228 | $1,162,771 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 73,082 | $1,160,543 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 39,159 | $1,160,281 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 96,676 | $1,159,145 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 195,423 | $1,158,859 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 40,118 | $1,158,206 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 1,311,000 | $1,153,680 | dollars as filed | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 11,000 | $1,153,570 | dollars as filed | put |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 51,133 | $1,151,975 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 27,737 | $1,148,035 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 17,927 | $1,146,970 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 37,102 | $1,146,675 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 47,965 | $1,146,360 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 23,057 | $1,143,051 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 692,081 | $1,141,933 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 1,572,000 | $1,141,744 | dollars as filed | principal |
| TRUBRIDGE INC | 205306103 | COM | 71,621 | $1,141,639 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 133,338 | $1,138,705 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 70,211 | $1,138,120 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 103,475 | $1,133,052 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 111,218 | $1,132,199 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 50,494 | $1,129,955 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 117,317 | $1,127,414 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 22,062 | $1,126,927 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,000 | $1,125,000 | dollars as filed | put |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 28,312 | $1,123,987 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 1,042,000 | $1,123,797 | dollars as filed | principal |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 39,512 | $1,122,812 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 25,565 | $1,120,003 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 41,548 | $1,119,304 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 106,684 | $1,116,982 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,000 | $1,114,100 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 38,315 | $1,110,829 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 38,498 | $1,110,592 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 65,826 | $1,109,827 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 215,822 | $1,109,326 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 73,748 | $1,108,432 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 70,565 | $1,107,878 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 123,534 | $1,105,625 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 178,500 | $1,101,345 | dollars as filed | put |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 701,000 | $1,100,220 | dollars as filed | principal |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 238,136 | $1,100,189 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 323,553 | $1,100,080 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 175,712 | $1,099,959 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 35,787 | $1,096,156 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 220,389 | $1,095,333 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 99,992 | $1,093,912 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 160,000 | $1,092,800 | dollars as filed | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 89,934 | $1,092,698 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 35,412 | $1,092,459 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 60,799 | $1,091,950 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 74,872 | $1,091,637 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 258,610 | $1,091,335 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 172,695 | $1,087,978 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 269,721 | $1,086,976 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 139,897 | $1,084,202 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 45,900 | $1,081,404 | dollars as filed | call |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 63,173 | $1,080,258 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 92,865 | $1,077,236 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 42,915 | $1,073,733 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 82,798 | $1,071,405 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 728,097 | $1,070,302 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 51,121 | $1,067,918 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 81,434 | $1,067,599 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 23,407 | $1,066,985 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 51,735 | $1,066,259 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 36,292 | $1,064,807 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 10,000 | $1,064,500 | dollars as filed | put |
| ERASCA INC COM | 29479A108 | Stock | 540,316 | $1,064,422 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 118,489 | $1,062,843 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 187,390 | $1,062,501 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 29,655 | $1,060,759 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 64,400 | $1,060,024 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 32,984 | $1,058,786 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 118,011 | $1,056,195 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 15,845 | $1,055,278 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 174,272 | $1,054,346 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 258,300 | $1,053,864 | dollars as filed | put |
| ALTUS POWER INC | 02217A102 | COM CL A | 200,712 | $1,053,739 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 86,373 | $1,052,022 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 150,074 | $1,050,518 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 15,400 | $1,049,818 | dollars as filed | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 138,058 | $1,047,861 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 23,436 | $1,044,776 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 102,612 | $1,043,565 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 34,916 | $1,039,100 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 357,887 | $1,037,873 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 61,915 | $1,033,980 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 98,059 | $1,033,542 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 15,735 | $1,031,712 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 48,425 | $1,031,220 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 79,284 | $1,029,108 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 81,782 | $1,026,365 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 150,000 | $1,024,500 | dollars as filed | put |
| SEABOARD CORP DEL | 811543107 | COM | 272 | $1,020,816 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 56,928 | $1,017,873 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 26,398 | $1,015,821 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 47,134 | $1,014,569 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 286,309 | $1,013,534 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 9,670 | $1,013,219 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 42,783 | $1,013,101 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,700 | $1,009,795 | dollars as filed | put |
| VERTEX ENERGY INC | 92534K107 | COM | 226,700 | $1,008,814 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 224,670 | $1,008,769 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 60,605 | $1,008,467 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 347,226 | $1,006,956 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 119,749 | $1,002,299 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 51,574 | $1,000,020 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 56,788 | $998,788 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 6,836 | $993,233 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 123,965 | $991,720 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 126,452 | $990,118 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 44,253 | $989,054 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 51,477 | $986,815 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 377,146 | $984,352 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 65,790 | $982,245 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 103,814 | $981,043 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 41,490 | $980,409 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 19,499 | $980,215 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 365,621 | $979,864 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 101,680 | $979,181 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,361 | $976,935 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 24,077 | $975,592 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 60,177 | $974,869 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 21,444 | $973,772 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,900 | $972,918 | dollars as filed | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 29,900 | $969,956 | dollars as filed | call |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 50,013 | $969,751 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 2,800 | $968,408 | dollars as filed | put |
| MACROGENICS INC | 556099109 | COM | 206,772 | $963,558 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 104,608 | $963,441 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 92,891 | $963,278 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 11,596 | $961,308 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 143,401 | $960,786 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 56,712 | $959,567 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 55,764 | $957,464 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 52,008 | $956,939 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 112,894 | $956,212 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 12,800 | $954,752 | dollars as filed | call |
| GEVO INC | 374396406 | COM PAR | 800,534 | $952,635 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 87,970 | $948,316 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 47,018 | $946,010 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 32,718 | $941,629 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 83,692 | $941,535 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 65,928 | $938,154 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 29,213 | $935,693 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 799,303 | $935,184 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 103,317 | $935,018 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 32,554 | $933,449 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 96,700 | $931,221 | dollars as filed | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 297,488 | $931,139 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 17,409 | $929,292 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 169,166 | $928,721 | dollars as filed | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 28,876 | $928,305 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 70,637 | $927,464 | dollars as filed | |
| EA SERIES TRUST | 02072L821 | ROC ETF | 39,150 | $926,915 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 71,235 | $926,768 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 458,077 | $925,316 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 8,380 | $922,722 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 385,983 | $922,499 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 27,607 | $921,797 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 192,698 | $919,170 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 132,839 | $917,918 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 258,481 | $917,607 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,190 | $916,677 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 32,441 | $916,458 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 74,800 | $916,300 | dollars as filed | put |
| NEOLEUKIN THERAPEUTICS INC | 64049K203 | COM NEW | 231,779 | $915,528 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 148,929 | $914,424 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 23,979 | $911,274 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 20,000 | $910,600 | dollars as filed | put |
| LAKELAND BANCORP INC | 511637100 | COM | 72,127 | $910,244 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 109,964 | $908,303 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,751 | $907,482 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,800 | $902,972 | dollars as filed | call |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 19,453 | $902,796 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 100,955 | $901,526 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 160,114 | $898,240 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 103,124 | $897,178 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 53,735 | $896,300 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 24,823 | $896,111 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 73,629 | $896,065 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 257,412 | $895,794 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 41,305 | $891,775 | dollars as filed | |
| LOGICMARK INC | 67091J503 | COM NEW | 500,000 | $890,000 | dollars as filed | put |
| WIDEOPENWEST INC | 96758W101 | COM | 116,113 | $888,263 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 60,726 | $887,208 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 82,899 | $883,698 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 31,052 | $882,808 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 26,700 | $882,702 | dollars as filed | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 108,677 | $882,460 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 114,928 | $881,499 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 417,651 | $881,244 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 92,811 | $879,847 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 140,377 | $878,760 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 270,306 | $878,494 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 26,993 | $877,002 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 36,493 | $876,562 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 183,612 | $875,830 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 94,263 | $875,702 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 113,925 | $874,944 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 58,628 | $874,143 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 11,611 | $873,728 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 131,170 | $870,968 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 35,440 | $868,988 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 22,117 | $868,977 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 98,791 | $867,384 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 112,021 | $867,042 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 14,590 | $866,501 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 91,112 | $865,561 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 16,760 | $864,816 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 31,901 | $864,198 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 105,855 | $863,778 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 141,589 | $863,693 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 135,811 | $859,682 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,150,227 | $859,220 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 14,070 | $858,833 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 90,342 | $858,249 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 118,563 | $856,025 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,398 | $855,124 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 1,268,000 | $854,632 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 21,177 | $852,764 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 148,599 | $851,472 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 175,192 | $851,434 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 41,684 | $851,104 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 24,862 | $849,784 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 39,990 | $849,388 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 355,389 | $849,379 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 71,783 | $845,598 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 22,400 | $845,376 | dollars as filed | call |
| VITRU LTD | G9440D103 | COM | 48,022 | $844,707 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 100,475 | $843,987 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 976,000 | $843,264 | dollars as filed | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 29,620 | $842,393 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 27,225 | $841,796 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 56,976 | $840,396 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 93,761 | $840,099 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,980 | $839,569 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 119,590 | $838,326 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 91,356 | $834,995 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 14,810 | $832,469 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 63,283 | $832,173 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 239,831 | $827,417 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 65,508 | $826,711 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 37,974 | $825,555 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,300 | $823,514 | dollars as filed | put |
| FLEXSHARES TR | 33939L696 | CMN | 7,804 | $822,393 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 30,472 | $821,830 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 129,770 | $821,443 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 35,716 | $818,611 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 79,201 | $816,562 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 84,788 | $816,509 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 21,950 | $815,882 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 19,400 | $815,770 | dollars as filed | call |
| SUNOPTA INC | 8676EP108 | COM | 241,900 | $815,203 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 342,471 | $815,081 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 68,244 | $814,834 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 185,600 | $814,787 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 80,766 | $814,121 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 40,760 | $812,143 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 176,534 | $812,056 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 9,532 | $807,455 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 49,919 | $806,692 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 44,064 | $805,491 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 209,750 | $805,439 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 133,106 | $805,291 | dollars as filed | |
| OOMA INC | 683416101 | COM | 61,876 | $805,007 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 29,561 | $804,946 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 81,491 | $803,501 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 17,197 | $802,655 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 47,645 | $801,865 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 83,287 | $801,221 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 893,009 | $800,135 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 46,722 | $799,417 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 89,600 | $798,336 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 9,341 | $795,740 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 61,463 | $793,488 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 49,101 | $793,472 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 613,886 | $785,773 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 22,987 | $785,247 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 29,535 | $784,449 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 369,390 | $783,108 | dollars as filed | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 20,772 | $780,217 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,535 | $778,424 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 108,829 | $778,128 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 6,122 | $777,861 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 11,147 | $777,837 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 45,891 | $774,639 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 111,435 | $772,246 | dollars as filed | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 181,466 | $771,230 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000287 | this filing | 2023-11-14 | acceptance time not in the bulk data set |