13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,698 holding rows worth $954,092,103,505.
- Accession
- 0000070858-23-000187
- Filer
- CIK 70858
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 27,159 entries on the cover page, a total value of $954,092,103,505 stated on the cover page (in dollars after the unit check, H1), rows summing to $954,092,103,505 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTERA ENERGY INC | 65339F713 | CONV | 165,056 | $7,475,386 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 107,271 | $7,470,374 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 317,329 | $7,469,924 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 161,999 | $7,460,702 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 327,044 | $7,456,602 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 43,549 | $7,456,459 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 184,960 | $7,453,889 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 160,075 | $7,447,999 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 80,461 | $7,441,034 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 61,200 | $7,435,800 | dollars as filed | put |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 8,752,000 | $7,434,824 | dollars as filed | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,079,424 | $7,426,439 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 349,312 | $7,412,400 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 468,897 | $7,389,814 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 184,401 | $7,388,948 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 548,430 | $7,387,347 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 936,291 | $7,387,338 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 78,707 | $7,380,466 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 605,649 | $7,376,806 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 128,314 | $7,374,206 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 150,069 | $7,355,607 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 66,441 | $7,346,182 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 116,012 | $7,342,405 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 779,451 | $7,326,840 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 428,210 | $7,318,111 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 62,248 | $7,301,690 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 246,338 | $7,296,530 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 211,049 | $7,287,526 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 6,705,000 | $7,281,630 | dollars as filed | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 506,622 | $7,264,960 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 108,610 | $7,243,195 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 24,535 | $7,237,825 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 253,800 | $7,230,762 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 971,400 | $7,217,502 | dollars as filed | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 77,172 | $7,215,393 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 436,841 | $7,207,878 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,031,275 | $7,187,986 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 57,311 | $7,171,914 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 174,917 | $7,169,833 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 58,900 | $7,167,541 | dollars as filed | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 253,006 | $7,165,131 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 800,239 | $7,146,133 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 282,146 | $7,141,116 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 29,100 | $7,134,156 | dollars as filed | put |
| NextEra Energy,Inc. | 65339F101 | COM | 96,100 | $7,130,620 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 32,100 | $7,126,842 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 45,578 | $7,126,310 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 146,509 | $7,124,733 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 152,127 | $7,119,520 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 211,743 | $7,116,682 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 67,300 | $7,107,553 | dollars as filed | call |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,783,695 | $7,098,422 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 106,618 | $7,094,361 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 346,210 | $7,093,839 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 768,234 | $7,083,117 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 311,320 | $7,079,412 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 238,556 | $7,068,407 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 400,000 | $7,016,000 | dollars as filed | call |
| CUMMINS INC COM | 231021106 | Stock | 28,600 | $7,011,576 | dollars as filed | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 201,273 | $7,010,351 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 107,356 | $7,006,053 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 502,969 | $7,001,335 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 67,400 | $6,992,076 | dollars as filed | put |
| EPLUS INC | 294268107 | COM | 124,159 | $6,990,152 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 5,185,000 | $6,989,847 | dollars as filed | principal |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 220,088 | $6,967,998 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 112,596 | $6,956,153 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 148,919 | $6,953,028 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 540,009 | $6,939,115 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 280,000 | $6,935,600 | dollars as filed | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 30,000 | $6,930,000 | dollars as filed | call |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 123,841 | $6,927,666 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 614,436 | $6,924,693 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 138,745 | $6,910,195 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 46,492 | $6,905,922 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 8,800 | $6,898,672 | dollars as filed | call |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 103,811 | $6,895,127 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 203,000 | $6,887,790 | dollars as filed | call |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 287,306 | $6,872,360 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 777,263 | $6,863,235 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 72,500 | $6,856,325 | dollars as filed | call |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 310,157 | $6,854,469 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 650,000 | $6,844,500 | dollars as filed | call |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 98,636 | $6,842,380 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 37,200 | $6,833,268 | dollars as filed | put |
| AAON INC | 000360206 | COM PAR $0.004 | 72,055 | $6,831,558 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 300,208 | $6,829,736 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 347,788 | $6,795,779 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 652,700 | $6,781,553 | dollars as filed | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 236,114 | $6,771,750 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 249,533 | $6,764,833 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 72,500 | $6,761,712 | dollars as filed | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 473,172 | $6,761,628 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 185,514 | $6,752,709 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 581,700 | $6,747,720 | dollars as filed | put |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 75,440 | $6,747,415 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 75,300 | $6,746,127 | dollars as filed | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 474,393 | $6,741,124 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 157,516 | $6,740,119 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 312,678 | $6,738,216 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 72,016 | $6,735,579 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 466,089 | $6,725,670 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 116,967 | $6,705,718 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 548,653 | $6,704,535 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 29,700 | $6,703,290 | dollars as filed | call |
| MILLERKNOLL INC | 600544100 | COM | 453,503 | $6,702,775 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 73,809 | $6,698,196 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 394,606 | $6,668,841 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 188,547 | $6,667,023 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 431,567 | $6,659,083 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 114,482 | $6,655,983 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 137,678 | $6,655,355 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 135,117 | $6,647,756 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 829,129 | $6,633,032 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 324,791 | $6,625,744 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 188,424 | $6,621,223 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 211,256 | $6,620,763 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 293,822 | $6,605,119 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 193,656 | $6,603,670 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 266,861 | $6,599,473 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 269,682 | $6,599,119 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 114,944 | $6,598,935 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 151,388 | $6,594,453 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 265,769 | $6,593,730 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 134,376 | $6,588,456 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 357,700 | $6,578,103 | dollars as filed | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,097,651 | $6,574,929 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 76,996 | $6,572,254 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 53,100 | $6,571,656 | dollars as filed | call |
| DICE THERAPEUTICS INC | 23345J104 | COM | 141,340 | $6,566,657 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 446,110 | $6,562,279 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 404,766 | $6,561,257 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 434,530 | $6,544,022 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 230,000 | $6,543,500 | dollars as filed | put |
| STEPAN CO | 858586100 | COM | 68,474 | $6,543,375 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 178,644 | $6,536,582 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 448,686 | $6,532,873 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 165,526 | $6,528,346 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 287,842 | $6,528,251 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 166,017 | $6,526,126 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 299,749 | $6,516,547 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 318,016 | $6,506,607 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 188,863 | $6,504,431 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 20,000 | $6,492,800 | dollars as filed | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 167,268 | $6,484,981 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 191,000 | $6,480,630 | dollars as filed | put |
| WISDOMTREE TR | 97717X867 | CMN | 234,580 | $6,470,890 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 158,786 | $6,453,072 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 269,749 | $6,449,708 | dollars as filed | |
| WAFD INC | 938824109 | COM | 243,000 | $6,444,362 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 196,579 | $6,441,525 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 408,270 | $6,438,418 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 275,578 | $6,435,796 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 69,940 | $6,434,480 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 75,700 | $6,418,603 | dollars as filed | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 538,861 | $6,417,836 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 264,400 | $6,411,700 | dollars as filed | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,000 | $6,409,650 | dollars as filed | put |
| Airbnb, Inc. Class A | 009066101 | COM | 50,000 | $6,408,000 | dollars as filed | put |
| Airbnb, Inc. Class A | 009066101 | COM | 50,000 | $6,408,000 | dollars as filed | call |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 234,608 | $6,407,145 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 88,848 | $6,405,941 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 799,296 | $6,402,364 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 420,213 | $6,395,639 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 135,944 | $6,392,087 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 160,480 | $6,391,908 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 125,257 | $6,391,124 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000,479 | $6,383,053 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 1,404,670 | $6,377,204 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,934,599 | $6,364,831 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 5,804,000 | $6,351,897 | dollars as filed | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 176,672 | $6,340,757 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 130,253 | $6,339,426 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 295,106 | $6,338,877 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 609,848 | $6,324,124 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 271,792 | $6,316,458 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 850,700 | $6,312,194 | dollars as filed | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 96,456 | $6,312,080 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 85,000 | $6,307,000 | dollars as filed | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 149,700 | $6,302,370 | dollars as filed | call |
| CME Group Inc. Class A | 12572Q105 | COM | 34,000 | $6,299,860 | dollars as filed | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 69,964 | $6,296,065 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 68,700 | $6,289,485 | dollars as filed | call |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 2,676,285 | $6,289,270 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 573,616 | $6,275,354 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 320,000 | $6,272,000 | dollars as filed | put |
| LA Z BOY INC | 505336107 | COM | 218,860 | $6,268,156 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 83,000 | $6,240,769 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 62,300 | $6,235,607 | dollars as filed | call |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 203,512 | $6,229,509 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 44,375 | $6,192,215 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 176,446 | $6,187,962 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 358,714 | $6,166,295 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 291,390 | $6,162,890 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 310,465 | $6,159,626 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,279,853 | $6,156,093 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 146,831 | $6,153,687 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,800 | $6,146,106 | dollars as filed | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 358,463 | $6,144,056 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 216,940 | $6,137,233 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 159,376 | $6,135,977 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 750,000 | $6,120,000 | dollars as filed | put |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 93,801 | $6,110,197 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 82,448 | $6,106,100 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 20,000 | $6,101,800 | dollars as filed | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 34,111 | $6,096,316 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 302,967 | $6,095,696 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 513,756 | $6,072,596 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 112,200 | $6,071,142 | dollars as filed | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 138,945 | $6,070,526 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 250,086 | $6,069,587 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 316,328 | $6,067,175 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 167,495 | $6,063,320 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,166,000 | $6,048,964 | dollars as filed | principal |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 78,037 | $6,041,617 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 120,937 | $6,035,965 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 259,703 | $6,012,133 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 105,827 | $6,010,974 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 200,000 | $6,010,000 | dollars as filed | call |
| CVB FINL CORP COM | 126600105 | Stock | 452,481 | $6,008,948 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 76,095 | $6,008,431 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 44,459 | $5,997,075 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 92,600 | $5,980,108 | dollars as filed | put |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 229,010 | $5,974,863 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 40,000 | $5,965,200 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 66,500 | $5,957,735 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 901,991 | $5,944,122 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 283,867 | $5,941,335 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 229,608 | $5,939,958 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 303,080 | $5,928,244 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 2,621,751 | $5,925,159 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 149,890 | $5,922,153 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 113,035 | $5,916,246 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 182,366 | $5,914,896 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 258,612 | $5,906,698 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 80,557 | $5,906,413 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 564,555 | $5,899,597 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 38,800 | $5,887,512 | dollars as filed | call |
| BRISTOW GROUP INC | 11040G103 | COM | 204,741 | $5,882,209 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 150,641 | $5,879,536 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 588,025 | $5,874,369 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 184,760 | $5,873,514 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 375,397 | $5,867,448 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 326,688 | $5,862,420 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 198,675 | $5,858,139 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,146,004 | $5,844,620 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 218,481 | $5,844,367 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 206,647 | $5,843,978 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 509,834 | $5,842,698 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 97,419 | $5,841,242 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 205,613 | $5,837,363 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 384,210 | $5,832,307 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 243,608 | $5,831,968 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 218,936 | $5,825,886 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,221,908 | $5,816,283 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 167,028 | $5,812,564 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 182,600 | $5,808,506 | dollars as filed | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 307,679 | $5,805,902 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 162,069 | $5,803,691 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 130,257 | $5,797,743 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 62,229 | $5,768,628 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 276,833 | $5,763,670 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 47,000 | $5,763,610 | dollars as filed | put |
| GEO GROUP INC NEW | 36162J106 | COM | 804,693 | $5,761,600 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 362,154 | $5,747,384 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 204,623 | $5,741,722 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 58,800 | $5,740,056 | dollars as filed | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 111,288 | $5,731,334 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,193,896 | $5,718,762 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 332,000 | $5,717,040 | dollars as filed | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 104,466 | $5,712,202 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 178,286 | $5,692,671 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 7,270,000 | $5,690,374 | dollars as filed | principal |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 540,300 | $5,683,956 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 67,500 | $5,683,500 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 325,121 | $5,683,111 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 8,933 | $5,681,839 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 476,424 | $5,678,975 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 6,783,000 | $5,673,980 | dollars as filed | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 375,141 | $5,672,126 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 82,000 | $5,668,660 | dollars as filed | put |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 6,676,000 | $5,664,586 | dollars as filed | principal |
| JACK IN THE BOX INC | 466367109 | COM | 58,000 | $5,656,740 | dollars as filed | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 160,317 | $5,649,577 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 358,885 | $5,630,902 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 123,894 | $5,629,744 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 782,507 | $5,626,225 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 96,870 | $5,617,492 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 566,271 | $5,617,410 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 301,887 | $5,609,063 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 263,210 | $5,595,845 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 11,015,000 | $5,590,112 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 5,102,000 | $5,589,242 | dollars as filed | principal |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 163,848 | $5,583,947 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 77,657 | $5,574,192 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,500 | $5,567,125 | dollars as filed | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 29,595 | $5,565,409 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 238,215 | $5,543,262 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 84,818 | $5,531,830 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 199,412 | $5,529,693 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 609,252 | $5,525,915 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 110,400 | $5,524,416 | dollars as filed | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 54,749 | $5,519,215 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 132,109 | $5,512,909 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 31,978 | $5,504,693 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 248,944 | $5,494,203 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 441,497 | $5,492,227 | dollars as filed | |
| RADNET INC | 750491102 | COM | 168,296 | $5,489,816 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 123,093 | $5,485,024 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 325,000 | $5,479,500 | dollars as filed | call |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 203,813 | $5,477,484 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 5,068,458 | $5,473,935 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 135,637 | $5,471,612 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 738,397 | $5,471,522 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 133,022 | $5,463,217 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 133,746 | $5,459,512 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 212,243 | $5,456,775 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 742,306 | $5,455,948 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 507,017 | $5,450,431 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,474,341 | $5,440,318 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30,373 | $5,440,155 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 201,526 | $5,437,171 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 50,100 | $5,434,347 | dollars as filed | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 249,921 | $5,420,786 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 110,320 | $5,416,712 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 46,900 | $5,416,012 | dollars as filed | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 137,310 | $5,407,268 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 100,000 | $5,405,000 | dollars as filed | put |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 197,239 | $5,396,459 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 60,140 | $5,391,551 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 265,811 | $5,385,330 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 126,816 | $5,380,807 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 873,849 | $5,374,171 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 649,235 | $5,362,677 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 50,700 | $5,354,427 | dollars as filed | put |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 273,756 | $5,343,711 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 401,206 | $5,336,040 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 639,590 | $5,334,184 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 112,749 | $5,329,650 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,888,000 | $5,326,560 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 54,072 | $5,320,705 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 731,688 | $5,319,371 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 4,978,000 | $5,313,915 | dollars as filed | principal |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 441,573 | $5,303,289 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 126,692 | $5,300,805 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 607,056 | $5,293,529 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 287,408 | $5,288,301 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 323,741 | $5,283,446 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 91,798 | $5,269,207 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 78,262 | $5,266,222 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 308,998 | $5,249,875 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 250,956 | $5,247,490 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 92,905 | $5,244,488 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 88,949 | $5,233,327 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 215,461 | $5,227,094 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 153,100 | $5,220,710 | dollars as filed | put |
| INVESCO | 46138J536 | EXCHANGE TRADED | 210,754 | $5,220,377 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 258,207 | $5,218,364 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 6,221,000 | $5,217,864 | dollars as filed | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 125,415 | $5,204,721 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150,294 | $5,197,176 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 107,087 | $5,195,860 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 105,360 | $5,194,248 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 396,159 | $5,193,645 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 45,378 | $5,182,166 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 344,169 | $5,176,304 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 111,224 | $5,175,920 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 862,468 | $5,174,808 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 57,200 | $5,170,308 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 280,068 | $5,170,062 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 80,000 | $5,168,000 | dollars as filed | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 68,098 | $5,164,552 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 372,482 | $5,162,600 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 189,365 | $5,160,184 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 190,194 | $5,157,301 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,337,816 | $5,150,591 | dollars as filed | |
| Linde plc | G54950103 | COM | 13,500 | $5,144,580 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 779,800 | $5,138,882 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 237,228 | $5,138,359 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 193,055 | $5,135,262 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 113,659 | $5,135,119 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 4,452,174 | $5,120,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 86,112 | $5,119,359 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 259,510 | $5,107,158 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 119,246 | $5,104,921 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 456,975 | $5,104,417 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 149,600 | $5,101,360 | dollars as filed | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 262,300 | $5,088,620 | dollars as filed | put |
| SYNCHRONYFINL | 87165B103 | STOK | 150,000 | $5,088,000 | dollars as filed | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 376,615 | $5,076,771 | dollars as filed | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109100 | SHS CL A | 490,000 | $5,076,400 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 68,586 | $5,071,931 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 500,455 | $5,069,611 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 155,253 | $5,069,011 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 4,915,000 | $5,062,450 | dollars as filed | principal |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 73,112 | $5,052,770 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 435,168 | $5,047,949 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 412,450 | $5,036,012 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 60,765 | $5,034,986 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 266,793 | $5,029,049 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 204,387 | $5,025,877 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 79,545 | $5,024,858 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 485,415 | $5,024,046 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 42,770 | $5,021,198 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W663 | CMN | 100,000 | $5,014,700 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 97,392 | $5,006,906 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 242,824 | $5,002,174 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 73,935 | $4,999,506 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $4,986,720 | dollars as filed | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 440,406 | $4,985,393 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8,714 | $4,979,877 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 141,713 | $4,978,367 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 101,310 | $4,974,321 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 455,765 | $4,972,396 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,200 | $4,967,560 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 87,342 | $4,967,149 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 227,101 | $4,966,699 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 98,398 | $4,966,147 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 72,049 | $4,955,509 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 220,347 | $4,953,400 | dollars as filed | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 127,122 | $4,946,193 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 202,829 | $4,938,886 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 186,566 | $4,936,536 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 282,972 | $4,932,202 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 85,800 | $4,928,352 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 4,890,000 | $4,915,966 | dollars as filed | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,400 | $4,904,450 | dollars as filed | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 396,282 | $4,902,008 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 199,900 | $4,901,548 | dollars as filed | put |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 2,633,032 | $4,897,440 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 243,795 | $4,892,965 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 114,200 | $4,888,902 | dollars as filed | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 581,139 | $4,887,379 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 248,348 | $4,885,006 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,071,000 | $4,883,373 | dollars as filed | principal |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 61,701 | $4,877,463 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 128,773 | $4,852,165 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 321,281 | $4,851,344 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 100,000 | $4,846,000 | dollars as filed | call |
| Leslie's Inc | 527064109 | Common Stock | 515,196 | $4,837,690 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 83,400 | $4,837,200 | dollars as filed | put |
| COUSINSPPTYSINC | 222795502 | STOK | 211,845 | $4,830,076 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 158,774 | $4,829,905 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 55,496 | $4,828,150 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 93,441 | $4,824,380 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 3,882,000 | $4,819,503 | dollars as filed | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 259,346 | $4,818,647 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 539,461 | $4,811,990 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 191,539 | $4,803,799 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 500,000 | $4,795,000 | dollars as filed | call |
| TENNANT CO | 880345103 | COM | 58,924 | $4,779,324 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $4,775,500 | dollars as filed | put |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $4,775,500 | dollars as filed | call |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 298,253 | $4,761,609 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 378,756 | $4,757,175 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 288,690 | $4,746,072 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 93,979 | $4,734,662 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 159,130 | $4,734,121 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 288,479 | $4,731,056 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 47,864 | $4,728,964 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 40,500 | $4,725,135 | dollars as filed | call |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 183,182 | $4,724,264 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 635,500 | $4,721,765 | dollars as filed | call |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 182,421 | $4,720,327 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 563,271 | $4,720,211 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 5,683,000 | $4,716,890 | dollars as filed | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 181,767 | $4,716,866 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 157,172 | $4,708,873 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 234,500 | $4,706,415 | dollars as filed | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 64,500 | $4,704,630 | dollars as filed | call |
| ROGERS CORP COM | 775133101 | Stock | 29,039 | $4,702,286 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 107,983 | $4,698,339 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 182,860 | $4,688,529 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 159,400 | $4,686,360 | dollars as filed | put |
| Philip Morris International Inc. | 718172109 | COM | 48,000 | $4,685,760 | dollars as filed | call |
| DYNATRACE INC COM NEW | 268150109 | Stock | 91,000 | $4,683,770 | dollars as filed | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 287,832 | $4,671,520 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,529,855 | $4,666,058 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 108,246 | $4,665,402 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 372,921 | $4,654,058 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 194,564 | $4,653,971 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 52,809 | $4,649,304 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 80,900 | $4,646,896 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 104,805 | $4,640,765 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,261,000 | $4,640,202 | dollars as filed | principal |
| CARGURUS INC COM CL A | 141788109 | Stock | 205,023 | $4,639,671 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 460,563 | $4,637,870 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 4,917,000 | $4,634,273 | dollars as filed | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 95,176 | $4,627,459 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,447,496 | $4,617,511 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 359,367 | $4,607,082 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 37,822 | $4,605,910 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 410,406 | $4,592,442 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 260,864 | $4,585,990 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 15,700 | $4,582,516 | dollars as filed | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 645,467 | $4,569,903 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 229,492 | $4,569,186 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 375,387 | $4,568,459 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 22,000 | $4,565,000 | dollars as filed | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 459,016 | $4,562,618 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000187 | this filing | 2023-08-14 | acceptance time not in the bulk data set |