13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,698 holding rows worth $954,092,103,505.
- Accession
- 0000070858-23-000187
- Filer
- CIK 70858
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 27,159 entries on the cover page, a total value of $954,092,103,505 stated on the cover page (in dollars after the unit check, H1), rows summing to $954,092,103,505 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,409,800 | $12,392,142 | dollars as filed | put |
| MACYS INC COM | 55616P104 | Stock | 771,176 | $12,377,373 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 1,053,349 | $12,355,781 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 294,478 | $12,297,382 | dollars as filed | |
| BALL CORP | 058498106 | COM | 211,200 | $12,293,952 | dollars as filed | put |
| SUNRUN INC | 86771W105 | COM | 688,292 | $12,292,896 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,631,464 | $12,284,923 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 271,123 | $12,276,450 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,702,000 | $12,269,844 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 12,297,000 | $12,258,634 | dollars as filed | principal |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 517,476 | $12,253,832 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 63,100 | $12,237,614 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 117,250 | $12,205,724 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 262,808 | $12,191,644 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 297,284 | $12,188,644 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 143,906 | $12,187,400 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 603,000 | $12,186,630 | dollars as filed | put |
| APA CORPORATION COM | 03743Q108 | Stock | 356,200 | $12,171,354 | dollars as filed | put |
| AGNT INC | 30212W100 | COM | 599,279 | $12,153,379 | dollars as filed | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 1,182,332 | $12,130,726 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 450,000 | $12,118,500 | dollars as filed | put |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 179,328 | $12,093,874 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 442,305 | $12,092,625 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 201,170 | $12,078,247 | dollars as filed | |
| General Electric Company | 369604301 | COM | 109,900 | $12,072,515 | dollars as filed | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 330,948 | $12,069,687 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 448,458 | $12,050,067 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 10,862,000 | $12,043,242 | dollars as filed | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 354,921 | $12,042,470 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 241,103 | $12,040,683 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 338,173 | $12,011,905 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 100,417 | $11,996,829 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,192,045 | $11,991,974 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 167,348 | $11,988,820 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 86,590 | $11,978,861 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 758,471 | $11,976,256 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 282,404 | $11,962,635 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 198,400 | $11,947,648 | dollars as filed | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 477,113 | $11,927,820 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 534,845 | $11,927,033 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 166,394 | $11,922,130 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 567,515 | $11,883,769 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 200,000 | $11,880,000 | dollars as filed | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 253,853 | $11,872,690 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 370,677 | $11,861,664 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,700 | $11,843,725 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 327,756 | $11,841,823 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 308,007 | $11,833,628 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 444,038 | $11,829,173 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 171,607 | $11,822,015 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 1,078,373 | $11,765,049 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 766,248 | $11,746,588 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 202,477 | $11,729,491 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 95,331 | $11,721,900 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 434,077 | $11,707,066 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,751,490 | $11,693,832 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 410,000 | $11,680,900 | dollars as filed | call |
| CARTERS INC | 146229109 | COM | 160,736 | $11,669,435 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 398,802 | $11,668,951 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,003,294 | $11,668,312 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 865,753 | $11,661,693 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 606,969 | $11,641,665 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 491,758 | $11,639,912 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,552,052 | $11,624,870 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 465,138 | $11,623,803 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 988,899 | $11,619,561 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 13,605,000 | $11,611,868 | dollars as filed | principal |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 333,900 | $11,596,347 | dollars as filed | put |
| MR COOPER GROUP INC | 62482R107 | COM | 228,862 | $11,589,573 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 502,488 | $11,572,298 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 58,230 | $11,566,324 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 643,627 | $11,546,665 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 58,600 | $11,507,868 | dollars as filed | call |
| XPO INC COM | 983793100 | Stock | 195,000 | $11,505,000 | dollars as filed | put |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 460,000 | $11,500,000 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 110,900 | $11,490,349 | dollars as filed | call |
| DONALDSON INC COM | 257651109 | Stock | 183,535 | $11,472,791 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 62,320 | $11,461,272 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,088,281 | $11,448,713 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 160,012 | $11,447,268 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 79,387 | $11,442,078 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 87,900 | $11,400,630 | dollars as filed | call |
| CSG SYSTEMS | 126349109 | COM | 216,041 | $11,394,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 138,924 | $11,370,962 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 167,835 | $11,364,125 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 529,791 | $11,358,714 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,038,260 | $11,348,181 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 505,993 | $11,324,123 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 909,243 | $11,320,073 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 250,000 | $11,320,000 | dollars as filed | call |
| MARZETTI COMPANY | 513847103 | COM | 56,284 | $11,318,150 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 9,000,000 | $11,317,500 | dollars as filed | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,300,370 | $11,313,215 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 681,567 | $11,307,203 | dollars as filed | |
| CTS CORP | 126501105 | COM | 264,653 | $11,282,157 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 670,838 | $11,276,781 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 58,100 | $11,267,914 | dollars as filed | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 169,266 | $11,259,544 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 69,273 | $11,241,684 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 286,455 | $11,209,856 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 237,423 | $11,201,635 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 115,678 | $11,194,132 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 244,039 | $11,190,653 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 430,938 | $11,169,912 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 286,318 | $11,134,923 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 243,163 | $11,105,233 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 110,452 | $11,097,112 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 189,140 | $11,094,953 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 38,900 | $11,080,665 | dollars as filed | put |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 130,371 | $11,077,625 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 100,048 | $11,063,281 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 534,269 | $11,048,690 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 986,430 | $11,048,016 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 24,100 | $11,042,379 | dollars as filed | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 621,221 | $11,039,098 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,060,344 | $11,016,977 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 426,378 | $11,009,081 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,017,062 | $10,972,817 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 264,895 | $10,969,315 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 135,700 | $10,957,775 | dollars as filed | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 483,449 | $10,954,956 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 57,600 | $10,949,184 | dollars as filed | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 66,509 | $10,936,076 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 106,896 | $10,933,324 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 396,628 | $10,903,304 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 282,963 | $10,896,899 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 151,980 | $10,896,200 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 531,089 | $10,892,638 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,098,930 | $10,879,410 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,214,501 | $10,857,638 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 192,000 | $10,853,760 | dollars as filed | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 158,862 | $10,847,098 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 103,874 | $10,836,135 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 11,814,000 | $10,786,182 | dollars as filed | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 228,320 | $10,776,721 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 43,000 | $10,737,100 | dollars as filed | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 429,941 | $10,718,426 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 257,371 | $10,704,059 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 611,648 | $10,685,484 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 516,909 | $10,681,931 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 258,561 | $10,681,154 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 344,147 | $10,672,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 382,418 | $10,661,814 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 133,857 | $10,660,371 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 901,275 | $10,653,072 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 604,624 | $10,647,425 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,980,946 | $10,641,976 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 350,966 | $10,634,269 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 303,121 | $10,627,423 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 148,700 | $10,623,128 | dollars as filed | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 436,491 | $10,602,366 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 204,732 | $10,594,868 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 904,934 | $10,587,730 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 261,293 | $10,569,302 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 418,438 | $10,557,191 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 282,875 | $10,556,883 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 549,525 | $10,550,886 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 565,196 | $10,535,254 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 204,349 | $10,525,994 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 58,300 | $10,495,166 | dollars as filed | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 532,365 | $10,476,943 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 117,100 | $10,454,688 | dollars as filed | call |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 108,333 | $10,434,592 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80,400 | $10,427,880 | dollars as filed | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 253,373 | $10,423,765 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 244,083 | $10,417,462 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 243,420 | $10,415,942 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 46,600 | $10,395,994 | dollars as filed | call |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 1,027,884 | $10,361,070 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 531,022 | $10,354,939 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,900 | $10,350,463 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,900 | $10,350,463 | dollars as filed | call |
| Amgen Inc. | 031162100 | COM | 46,500 | $10,323,930 | dollars as filed | call |
| USBANCORPDEL | 902973304 | COM NEW | 311,800 | $10,301,872 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 139,620 | $10,299,797 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 224,287 | $10,292,540 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 61,378 | $10,287,566 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,127,304 | $10,274,878 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 273,745 | $10,265,438 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 563,879 | $10,262,598 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 45,181 | $10,259,701 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 140,678 | $10,242,265 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 103,275 | $10,242,005 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 628,302 | $10,203,632 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 98,458 | $10,181,589 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 390,268 | $10,162,588 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $10,148,754 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $10,148,754 | dollars as filed | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 94,858 | $10,146,564 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 232,262 | $10,145,203 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 15,436 | $10,142,686 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,856,483 | $10,142,551 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 276,550 | $10,118,964 | dollars as filed | |
| AAR CORP | 000361105 | COM | 174,889 | $10,101,588 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 77,324 | $10,101,578 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,294,823 | $10,099,623 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 532,774 | $10,096,067 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 72,027 | $10,095,305 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 207,061 | $10,094,223 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 436,631 | $10,077,442 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 445,819 | $10,075,508 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 62,000 | $10,070,660 | dollars as filed | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 131,410 | $10,068,634 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 217,810 | $10,042,968 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 413,960 | $10,038,530 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,389,094 | $10,034,195 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 205,917 | $10,019,922 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 709,958 | $10,017,506 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 212,310 | $10,014,648 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 394,086 | $10,009,785 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 177,000 | $10,005,810 | dollars as filed | put |
| EVERI HLDGS INC | 30034T103 | COM | 691,474 | $9,998,714 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 306,579 | $9,960,752 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 781,155 | $9,944,102 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 99,880 | $9,900,125 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 9,966,000 | $9,896,139 | dollars as filed | principal |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 438,133 | $9,893,054 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 208,738 | $9,883,741 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 271,120 | $9,871,479 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 419,187 | $9,863,470 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 536,340 | $9,863,291 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 436,919 | $9,861,262 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 294,350 | $9,851,884 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,064,838 | $9,849,753 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 298,009 | $9,846,210 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 81,877 | $9,845,730 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 313,198 | $9,834,415 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 550,135 | $9,830,921 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 268,594 | $9,830,541 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 50,400 | $9,818,424 | dollars as filed | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59,793 | $9,818,040 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 963,136 | $9,795,095 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 139,300 | $9,794,183 | dollars as filed | put |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 714,870 | $9,793,709 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 326,715 | $9,785,112 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 261,849 | $9,764,350 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 2,168,161 | $9,756,725 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 930,331 | $9,749,871 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 250,794 | $9,730,808 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $9,730,000 | dollars as filed | call |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 599,645 | $9,714,249 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 230,364 | $9,698,310 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,960,890 | $9,627,970 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 428,191 | $9,625,727 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 130,380 | $9,611,615 | dollars as filed | |
| DANA INC | 235825205 | COM | 563,680 | $9,582,554 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 124,650 | $9,574,391 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 155,100 | $9,572,772 | dollars as filed | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,648,996 | $9,564,177 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,358,158 | $9,561,432 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 187,341 | $9,550,644 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 69,946 | $9,545,479 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 431,663 | $9,539,756 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 901,248 | $9,535,204 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 164,313 | $9,535,083 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 108,000 | $9,527,760 | dollars as filed | put |
| JAMF HLDG CORP COM | 47074L105 | Stock | 488,028 | $9,526,306 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 246,491 | $9,519,485 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 6,974,000 | $9,515,326 | dollars as filed | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 160,000 | $9,504,000 | dollars as filed | put |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 235,691 | $9,498,348 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 364,403 | $9,496,348 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,632,000 | $9,494,651 | dollars as filed | principal |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 4,291,000 | $9,474,528 | dollars as filed | principal |
| WD 40 CO COM | 929236107 | Stock | 50,129 | $9,456,763 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 230,932 | $9,454,356 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 227,979 | $9,445,170 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 338,710 | $9,439,847 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 66,989 | $9,419,271 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 182,539 | $9,419,012 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 270,832 | $9,389,733 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 413,697 | $9,378,509 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 378,588 | $9,377,625 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 297,293 | $9,376,621 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 88,173 | $9,371,027 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 305,802 | $9,360,600 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 1,556,336 | $9,338,016 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 100,983 | $9,335,879 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 295,672 | $9,331,409 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,500 | $9,330,390 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 4,125,000 | $9,322,500 | dollars as filed | put |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 405,284 | $9,321,526 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,207,265 | $9,283,868 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 911,385 | $9,277,894 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 348,678 | $9,246,940 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 900,000 | $9,225,000 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 56,900 | $9,221,214 | dollars as filed | put |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 647,794 | $9,218,108 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 197,172 | $9,209,892 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 226,193 | $9,206,068 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 29,800 | $9,195,684 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 957,823 | $9,185,523 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 195,904 | $9,183,968 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,000,000 | $9,160,000 | dollars as filed | call |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 315,590 | $9,139,487 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 299,785 | $9,134,449 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 148,817 | $9,116,529 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 476,900 | $9,113,559 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 108,825 | $9,112,970 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,294,341 | $9,112,161 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 302,677 | $9,098,470 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 136,638 | $9,064,547 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 465,178 | $9,047,711 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 704,990 | $9,037,973 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 337,268 | $9,032,036 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 391,991 | $9,023,632 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 583,319 | $9,006,445 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 398,680 | $8,990,242 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 127,366 | $8,972,955 | dollars as filed | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 87,846 | $8,956,779 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 146,593 | $8,953,929 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 205,761 | $8,950,605 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 939,088 | $8,949,508 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 190,400 | $8,948,800 | dollars as filed | put |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $8,938,000 | dollars as filed | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 246,354 | $8,927,880 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,940,354 | $8,925,628 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 47,989 | $8,922,596 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 671,227 | $8,913,895 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 666,482 | $8,910,868 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 81,700 | $8,906,934 | dollars as filed | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 662,004 | $8,897,333 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 5,591,790 | $8,890,947 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 269,360 | $8,888,880 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 17,500 | $8,877,050 | dollars as filed | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 28,766 | $8,872,586 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 865,092 | $8,867,196 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 178,300 | $8,863,293 | dollars as filed | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 656,103 | $8,857,391 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 198,293 | $8,843,880 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 646,100 | $8,838,648 | dollars as filed | call |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 759,692 | $8,835,218 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 38,199 | $8,823,969 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 652,596 | $8,823,098 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 233,980 | $8,776,582 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 84,348 | $8,773,710 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 124,500 | $8,752,350 | dollars as filed | call |
| TRANSCAT INC | 893529107 | COM | 102,399 | $8,735,659 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,412,016 | $8,726,256 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 23,600 | $8,726,100 | dollars as filed | put |
| CORE LABORATORIES INC | 21867A105 | COM | 375,003 | $8,718,826 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 31,378 | $8,713,353 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 324,465 | $8,711,886 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 335,000 | $8,703,300 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 734,225 | $8,693,221 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 137,366 | $8,670,552 | dollars as filed | |
| FISERV INC | 337738108 | COM | 68,700 | $8,666,505 | dollars as filed | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 303,267 | $8,664,335 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 145,061 | $8,628,228 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 79,100 | $8,625,064 | dollars as filed | call |
| CHAMPION HOMES INC | 830830105 | COM | 131,550 | $8,609,948 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 597,230 | $8,606,082 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 407,885 | $8,602,299 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 274,883 | $8,590,087 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 100,841 | $8,585,602 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 431,841 | $8,580,680 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 26,000 | $8,565,700 | dollars as filed | put |
| ZIONS BANCORPORATION | 989701107 | COM | 318,243 | $8,547,998 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 284,008 | $8,545,801 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 322,968 | $8,532,815 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 393,323 | $8,531,179 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 437,353 | $8,528,384 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 373,065 | $8,524,535 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 157,803 | $8,524,500 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 286,501 | $8,523,404 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 260,979 | $8,513,136 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 90,502 | $8,507,199 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 68,314 | $8,497,578 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 414,939 | $8,493,795 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 41,500 | $8,491,730 | dollars as filed | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 778,147 | $8,489,584 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 519,645 | $8,485,803 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 620,067 | $8,482,521 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,410,000 | $8,474,100 | dollars as filed | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 300,000 | $8,448,000 | dollars as filed | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 453,424 | $8,392,872 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 73,300 | $8,388,452 | dollars as filed | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 85,600 | $8,385,376 | dollars as filed | put |
| DAUCH CORP | 024061103 | COM | 1,012,900 | $8,376,683 | dollars as filed | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 270,906 | $8,370,996 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 340,902 | $8,362,325 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 9,625,000 | $8,355,751 | dollars as filed | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 5,757,838 | $8,348,866 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 273,432 | $8,347,879 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 279,360 | $8,347,277 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 33,488 | $8,346,885 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 152,106 | $8,346,057 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 36,100 | $8,339,100 | dollars as filed | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 61,392 | $8,338,261 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 254,825 | $8,335,314 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 354,313 | $8,329,888 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 138,062 | $8,312,022 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 444,267 | $8,307,793 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 786,600 | $8,306,496 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 502,762 | $8,295,573 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 186,569 | $8,279,931 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 366,890 | $8,273,369 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 265,752 | $8,264,887 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 478,523 | $8,264,092 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 336,466 | $8,256,887 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 154,090 | $8,256,142 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 264,323 | $8,238,941 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 225,759 | $8,231,173 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 102,300 | $8,231,058 | dollars as filed | call |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 371,398 | $8,226,466 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 2,422,110 | $8,210,954 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,841,106 | $8,210,797 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 325,967 | $8,204,585 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 279,600 | $8,197,872 | dollars as filed | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 296,240 | $8,182,150 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 18,000,000 | $8,168,400 | dollars as filed | principal |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 57,145 | $8,168,306 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 39,300 | $8,154,750 | dollars as filed | put |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 775,026 | $8,153,274 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 904,477 | $8,149,337 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 100,877 | $8,145,797 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 318,116 | $8,131,044 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 208,841 | $8,128,092 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 241,500 | $8,126,468 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 518,063 | $8,112,872 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 491,792 | $8,109,643 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 7,165,438 | $8,096,945 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,201,752 | $8,087,792 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 60,535 | $8,083,239 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 455,387 | $8,083,119 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 140,639 | $8,076,894 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 160,737 | $8,073,820 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 111,959 | $8,072,242 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 43,500 | $8,057,070 | dollars as filed | call |
| PFSWEB INC | 717098206 | COM | 1,782,279 | $8,055,901 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 69,161 | $8,055,182 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 216,734 | $8,051,674 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 70,749 | $8,049,821 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 159,265 | $8,034,924 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 31,400 | $8,023,014 | dollars as filed | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 260,875 | $8,016,675 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 465,938 | $8,014,134 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 105,366 | $7,983,581 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 270,245 | $7,974,929 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 843,930 | $7,966,699 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 963,028 | $7,964,242 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 622,118 | $7,950,668 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 597,720 | $7,949,676 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 175,516 | $7,943,244 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 478,478 | $7,937,950 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 359,994 | $7,934,264 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 146,481 | $7,927,563 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 750,000 | $7,927,500 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 302,758 | $7,911,066 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 94,247 | $7,895,542 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 53,627 | $7,895,507 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 956,326 | $7,870,563 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 934,403 | $7,867,671 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 241,100 | $7,867,093 | dollars as filed | call |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 462,562 | $7,858,928 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 737,278 | $7,844,638 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 628,767 | $7,834,433 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150,000 | $7,818,000 | dollars as filed | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 414,178 | $7,815,540 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 503,847 | $7,814,671 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 314,276 | $7,806,616 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 63,600 | $7,799,268 | dollars as filed | call |
| AMERIS BANCORP | 03076K108 | COM | 227,970 | $7,798,864 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 309,029 | $7,775,170 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 137,352 | $7,761,762 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 243,459 | $7,759,525 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 185,866 | $7,754,329 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 23,500 | $7,742,075 | dollars as filed | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 810,429 | $7,739,598 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,184,880 | $7,713,569 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 311,219 | $7,712,006 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522106 | CLASS A ORD SHS | 738,000 | $7,704,720 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 471,350 | $7,697,148 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 482,500 | $7,695,875 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 473,564 | $7,695,416 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 25,300 | $7,678,044 | dollars as filed | call |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 9,212,000 | $7,651,211 | dollars as filed | principal |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 288,871 | $7,649,307 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 361,334 | $7,645,828 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 862,646 | $7,643,044 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 233,600 | $7,622,368 | dollars as filed | put |
| ASHLAND INC | 044186104 | COM | 87,669 | $7,619,311 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 2,188,950 | $7,617,547 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 686,525 | $7,613,562 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 416,018 | $7,613,129 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 236,087 | $7,599,651 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 750,000 | $7,597,500 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 306,429 | $7,590,243 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 103,700 | $7,588,766 | dollars as filed | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 250,000 | $7,587,500 | dollars as filed | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 507,944 | $7,583,600 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 551,627 | $7,579,357 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 140,403 | $7,528,427 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 167,279 | $7,527,559 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 135,732 | $7,524,982 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,500 | $7,504,245 | dollars as filed | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 48,042 | $7,496,994 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 265,484 | $7,489,304 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 8,831,000 | $7,484,272 | dollars as filed | principal |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 783,808 | $7,477,528 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000187 | this filing | 2023-08-14 | acceptance time not in the bulk data set |