13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,698 holding rows worth $954,092,103,505.
- Accession
- 0000070858-23-000187
- Filer
- CIK 70858
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 27,159 entries on the cover page, a total value of $954,092,103,505 stated on the cover page (in dollars after the unit check, H1), rows summing to $954,092,103,505 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,452 | $44,722 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 1,055 | $44,707 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 42,217 | $44,328 | dollars as filed | |
| SEACHANGE INTL INC | 811699404 | COM NEW | 5,399 | $44,083 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 5,500 | $44,000 | dollars as filed | put |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 5,943 | $43,919 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 8,399 | $43,507 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 2,563 | $43,213 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 7,192 | $43,152 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 1,795 | $43,035 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 4,504 | $42,923 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 3,928 | $42,894 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 1,235 | $42,558 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,910 | $42,383 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,000 | $42,100 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,430 | $41,945 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,022 | $41,856 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 8,744 | $41,796 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 1,173 | $41,794 | dollars as filed | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 26,370 | $41,664 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 930 | $41,487 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 13,627 | $41,290 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 14,090 | $41,143 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,560 | $40,675 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 4,471 | $40,597 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 14,600 | $40,588 | dollars as filed | put |
| Amplify Energy Corp | 03212B103 | COM | 5,985 | $40,519 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 2,955 | $40,336 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 762 | $39,929 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 11,183 | $39,923 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 103,400 | $39,499 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 1,627 | $39,455 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 2,085 | $39,406 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 2,622 | $39,330 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,042 | $39,326 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 5,986 | $39,268 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 6,437 | $39,266 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 743 | $39,223 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $39,168 | dollars as filed | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 31,000 | $39,060 | dollars as filed | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 13,676 | $38,977 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 1,841 | $38,477 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,000 | $37,920 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,554 | $37,744 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 18,407 | $37,551 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 32,303 | $37,471 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 2,819 | $37,383 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 4,002 | $37,339 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 73,155 | $37,308 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 2,500 | $37,225 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 805 | $37,207 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 502,789 | $37,206 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 8,333 | $37,082 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $37,072 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 5,681 | $37,040 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,000 | $36,840 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 9,684 | $36,606 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 4,106 | $36,420 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 46,384 | $36,273 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 8,347 | $35,975 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 6,329 | $35,886 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 55,686 | $35,805 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 50,416 | $35,494 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 6,023 | $35,475 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,112 | $35,439 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 25,312 | $35,437 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 7,945 | $35,435 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 31,920 | $35,112 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 12,214 | $34,932 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 12,107 | $34,626 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,033 | $34,606 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 435 | $34,482 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,542 | $34,395 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,198 | $34,245 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 81,190 | $34,182 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,259 | $34,106 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 6,303 | $34,036 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 39,000 | $34,008 | dollars as filed | principal |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 1,503 | $33,908 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 6,519 | $33,834 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,251 | $33,701 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 41,588 | $33,687 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 7,706 | $33,598 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 21,997 | $33,435 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 38,321 | $33,301 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 4,432 | $33,107 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 2,772 | $32,890 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 1,034 | $32,834 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 3,997 | $32,815 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 10,912 | $32,736 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,608 | $32,642 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 800 | $32,592 | dollars as filed | put |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 12,369 | $32,407 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 2,230 | $32,090 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 5,784 | $31,986 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,835 | $31,893 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 2,400 | $31,872 | dollars as filed | put |
| POTBELLY CORP | 73754Y100 | COM | 3,604 | $31,643 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1,444 | $31,234 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,461 | $31,058 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 4,767 | $31,032 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 400 | $30,568 | dollars as filed | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,694 | $30,407 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 2,883 | $30,214 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,062 | $30,118 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 4,082 | $29,881 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 6,923 | $29,839 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 4,100 | $29,520 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 500 | $29,495 | dollars as filed | call |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 8,923 | $29,357 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 47,700 | $29,336 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 12,311 | $29,177 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $28,880 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,988 | $28,833 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,475 | $28,778 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 3,130 | $28,639 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 4,189 | $28,611 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,000 | $28,520 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,999 | $28,466 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 798 | $28,238 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 1,014 | $28,189 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 746 | $28,153 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,844 | $28,029 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,462 | $27,919 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 51,695 | $27,915 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 985 | $27,885 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 8,496 | $27,867 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 96,007 | $27,842 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,922 | $27,783 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $27,604 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 459 | $27,599 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 5,181 | $27,330 | dollars as filed | |
| LARGO INC | 517097101 | COM | 6,370 | $27,327 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 600 | $27,159 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 6,212 | $27,022 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 695 | $26,972 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,225 | $26,874 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 3,468 | $26,565 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 15,809 | $26,559 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 5,000 | $26,500 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,811 | $26,496 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,020 | $26,341 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,120 | $26,275 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,500 | $26,250 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 4,211 | $26,066 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 5,350 | $26,001 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 701 | $25,744 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 600 | $25,622 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 31,000 | $25,560 | dollars as filed | principal |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,520 | $25,475 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 18,038 | $25,434 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 944 | $25,418 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 237 | $25,318 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 9,041 | $25,224 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 11,010 | $25,103 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $24,970 | dollars as filed | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,974 | $24,924 | dollars as filed | |
| EXPION360 INC | 30218B100 | COM | 5,000 | $24,850 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 100 | $24,818 | dollars as filed | call |
| EMCORE CORP | 290846203 | COM | 32,991 | $24,810 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 5,500 | $24,695 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,563 | $24,681 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 12,420 | $24,592 | dollars as filed | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 176,655 | $24,555 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 10,250 | $24,497 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 5,950 | $24,276 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 11,372 | $24,222 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 24,667 | $24,149 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 921 | $24,112 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 9,576 | $24,036 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,000 | $24,030 | dollars as filed | call |
| QUANTUM CORP | 747906501 | COM | 22,049 | $23,813 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 5,212 | $23,715 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L888 | CMN | 1,300 | $23,452 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $23,432 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,362 | $23,426 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 355 | $23,425 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 200 | $23,334 | dollars as filed | put |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 900 | $23,144 | dollars as filed | |
| United Parcel Service, Inc | 917286106 | COM | 1,089 | $22,912 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,884 | $22,815 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,620 | $22,793 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 25,074 | $22,592 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 28,167 | $22,534 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 4,741 | $22,425 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 3,411 | $22,376 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $22,081 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,233 | $21,700 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 22,000 | $21,663 | dollars as filed | principal |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 1,356 | $21,655 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 35,437 | $21,617 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 8,975 | $21,450 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 27,917 | $21,161 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,339 | $21,121 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 1,085 | $21,016 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T306 | COM NEW | 6,944 | $20,971 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,363 | $20,773 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,084 | $20,590 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 669 | $20,451 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 21,546 | $20,404 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,410 | $20,384 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,246 | $20,368 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 3,718 | $20,152 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 302 | $20,116 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 1,800 | $19,980 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,535 | $19,928 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,538 | $19,902 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 20,829 | $19,746 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,750 | $19,665 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 2,192 | $19,596 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 842 | $19,577 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 400 | $19,547 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G153 | DAILY REGIONAL | 361 | $19,519 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1,434 | $19,474 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 29,431 | $19,454 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 5,720 | $19,448 | dollars as filed | |
| CLENE INC | 185634102 | COM | 22,027 | $19,362 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 2,328 | $19,322 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 13,237 | $19,193 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 6,108 | $19,057 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 4,000 | $19,040 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $18,900 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 6,534 | $18,884 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 2,170 | $18,836 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 35,774 | $18,818 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 6,657 | $18,706 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $18,675 | dollars as filed | put |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 15,000 | $18,502 | dollars as filed | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,145 | $18,447 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 26,992 | $18,382 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 805 | $18,371 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 750 | $18,292 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 419 | $17,954 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 5,022 | $17,878 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 400 | $17,852 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 2,309 | $17,710 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,266 | $17,675 | dollars as filed | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 28,527 | $17,459 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 6,019 | $17,455 | dollars as filed | |
| BIOCARDIA INC | 09060U507 | COM | 6,528 | $17,430 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 18,000 | $17,371 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 12,000 | $17,316 | dollars as filed | principal |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 4,200 | $17,220 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,000 | $17,150 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,003 | $17,141 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 48,468 | $17,012 | dollars as filed | |
| MILLENNIUM GROUP INTL HLDGS | G6169A104 | ORD SHS | 8,896 | $16,991 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,400 | $16,968 | dollars as filed | call |
| ALITHYA GROUP INC | 01643b106 | COM | 10,370 | $16,903 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 12,400 | $16,864 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,129 | $16,838 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 19,677 | $16,824 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 33,605 | $16,466 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 8,173 | $16,346 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 2,158 | $16,293 | dollars as filed | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 595 | $16,288 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 800 | $16,264 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,100 | $16,016 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 723 | $15,979 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 775 | $15,950 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 5,457 | $15,935 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 8,971 | $15,879 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,515 | $15,853 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 4,338 | $15,704 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 15,753 | $15,617 | dollars as filed | principal |
| ANGI INC CLASS A | 00183L102 | CL A | 4,657 | $15,368 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 300 | $15,333 | dollars as filed | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,786 | $15,302 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 5,982 | $15,254 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,976 | $15,075 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 1,585 | $15,057 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $14,994 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 6,456 | $14,978 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 2,170 | $14,800 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 12,192 | $14,752 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $14,734 | dollars as filed | principal |
| VIA RENEWABLES INC | 92556D304 | COM | 2,117 | $14,734 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,626 | $14,572 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,574 | $14,543 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 594 | $14,541 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 30,000 | $14,490 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 6,711 | $14,296 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 782 | $14,272 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 203 | $14,249 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 8,099 | $14,092 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 335 | $14,087 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 4,538 | $14,023 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 4,657 | $13,925 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,603 | $13,850 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 675 | $13,798 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 295 | $13,756 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,000 | $13,740 | dollars as filed | principal |
| NEOGAMES S A | L6673X107 | COM | 523 | $13,661 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 1,718 | $13,589 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 500 | $13,555 | dollars as filed | put |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,267 | $13,534 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 41,602 | $13,354 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 735 | $13,333 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 300 | $13,269 | dollars as filed | call |
| INTERCURE LTD | M549GJ111 | COM NEW | 7,756 | $13,185 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,673 | $13,096 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,600 | $13,078 | dollars as filed | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $13,010 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 100,000 | $13,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 1,236 | $12,978 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,041 | $12,867 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 277 | $12,808 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 354 | $12,719 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 8,302 | $12,703 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 14,000 | $12,635 | dollars as filed | principal |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 4,044 | $12,536 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 15,073 | $12,510 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 2,573 | $12,401 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,105 | $12,296 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 3,810 | $12,230 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 2,326 | $12,188 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,186 | $12,140 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,642 | $12,070 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 987 | $12,062 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 200 | $11,798 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 8,698 | $11,742 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 5,079 | $11,631 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 844 | $11,630 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 551 | $11,540 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 4,835 | $11,507 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 200 | $11,480 | dollars as filed | put |
| COMSOVEREIGN HLDG CORP | 205650401 | COMMON STOCK | 6,726 | $11,434 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 721 | $11,313 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $11,300 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 7,134 | $11,272 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 32,545 | $11,261 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 2,944 | $11,246 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 2,097 | $11,177 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 13,000 | $11,107 | dollars as filed | principal |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,140 | $11,064 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 969 | $10,911 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 50,000 | $10,900 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,325 | $10,858 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 585 | $10,764 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,223 | $10,737 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,351 | $10,732 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 262 | $10,723 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 51,444 | $10,700 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 5,179 | $10,669 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 15,000 | $10,539 | dollars as filed | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $10,527 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 25,523 | $10,464 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,573 | $10,421 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,900 | $10,412 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,698 | $10,409 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,650 | $10,378 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 1,898 | $10,363 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 182 | $10,338 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 5,408 | $10,330 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 4,000 | $10,232 | dollars as filed | principal |
| LEGG MASON ETF INVT | 524682200 | CMN | 188 | $10,208 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,273 | $10,184 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 961 | $10,167 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $10,160 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $10,052 | dollars as filed | call |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,000 | $9,993 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 475 | $9,992 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 8,524 | $9,973 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 966 | $9,911 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 6,300 | $9,891 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 5,744 | $9,880 | dollars as filed | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 29,360 | $9,806 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,075 | $9,772 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 7,047 | $9,724 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 2,766 | $9,654 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 14,005 | $9,635 | dollars as filed | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,799 | $9,625 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 8,134 | $9,598 | dollars as filed | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 10,142 | $9,584 | dollars as filed | |
| AGBA GROUP HOLDING LTD | G01212102 | SHS | 6,629 | $9,546 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 8,360 | $9,530 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 1,817 | $9,485 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 6,000 | $9,480 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 9,832 | $9,419 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2,626 | $9,402 | dollars as filed | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $9,402 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,000 | $9,393 | dollars as filed | principal |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 2,774 | $9,376 | dollars as filed | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $9,368 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $9,240 | dollars as filed | put |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 558 | $9,185 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 1,000 | $9,140 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,601 | $9,126 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 10,000 | $9,120 | dollars as filed | principal |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 2,350 | $9,118 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 20,385 | $9,071 | dollars as filed | |
| NULL | 103197208 | NULL | 4,055 | $9,003 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 2,093 | $8,979 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 232 | $8,837 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 2,298 | $8,756 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,000 | $8,703 | dollars as filed | principal |
| SONDER HOLDINGS INC | 83542D102 | COM | 16,329 | $8,654 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,999 | $8,648 | dollars as filed | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 330 | $8,481 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 355 | $8,480 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,900 | $8,436 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $8,360 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 2,659 | $8,322 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 702 | $8,291 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 6,896 | $8,275 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 784 | $8,224 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 1,641 | $8,107 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 888 | $8,099 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,605 | $8,071 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,049 | $8,012 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 11,769 | $7,979 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,839 | $7,926 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 6,741 | $7,921 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 8,000 | $7,908 | dollars as filed | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,759 | $7,891 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 34,201 | $7,866 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 362 | $7,852 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 16,006 | $7,843 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 1,114 | $7,798 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,114 | $7,763 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,150 | $7,688 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 4,000 | $7,644 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 214 | $7,458 | dollars as filed | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $7,380 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 837 | $7,240 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 1,127 | $7,235 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,001 | $7,177 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 2,323 | $7,132 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 900 | $7,128 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 935 | $7,125 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 6,000 | $7,116 | dollars as filed | principal |
| AFFIMED N V | N01045108 | COM | 11,788 | $7,049 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 34,924 | $6,985 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 6,407 | $6,983 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 580 | $6,954 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 958 | $6,898 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 3,811 | $6,707 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,100 | $6,663 | dollars as filed | |
| XOS INC | 98423B108 | COM | 30,646 | $6,651 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 100 | $6,642 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 25,690 | $6,629 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 940 | $6,599 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 675 | $6,548 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,000 | $6,500 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 6,066 | $6,369 | dollars as filed | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 200 | $6,325 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L100 | COM | 602 | $6,261 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 548 | $6,258 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 41,666 | $6,208 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 2,020 | $6,141 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,939 | $6,127 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 437 | $6,109 | dollars as filed | |
| BONDBLOXX ETF TR BB RATED USD HIGH YIELD CORP BD | 09789C705 | ETF | 156 | $6,099 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $6,000 | dollars as filed | principal |
| FNCB BANCORP INC | 302578109 | COM | 1,000 | $5,970 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,800 | $5,940 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 6,675 | $5,874 | dollars as filed | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 3,259 | $5,801 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,000 | $5,790 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,103 | $5,713 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 3,100 | $5,704 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,088 | $5,682 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $5,673 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 160 | $5,661 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 3,118 | $5,644 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 350 | $5,642 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y764 | FUND | 242 | $5,593 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 544 | $5,576 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 1,506 | $5,572 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 10,740 | $5,531 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 2,393 | $5,528 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 728 | $5,453 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 3,885 | $5,439 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 886 | $5,423 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 200 | $5,314 | dollars as filed | call |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 740 | $5,313 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,000 | $5,300 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 150 | $5,272 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $5,250 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 106 | $5,224 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 51,692 | $5,221 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 25,805 | $5,126 | dollars as filed | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $5,090 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 173 | $5,057 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 500 | $5,050 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 1,900 | $5,039 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 450 | $5,018 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,383 | $5,004 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 13,548 | $5,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 300 | $4,998 | dollars as filed | call |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 290 | $4,997 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 224 | $4,992 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 315 | $4,989 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 4,172 | $4,986 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 33,610 | $4,974 | dollars as filed | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $4,973 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,857 | $4,921 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 6,000 | $4,884 | dollars as filed | principal |
| LITE STRATEGY INC | 55279B301 | COM | 742 | $4,882 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 3,755 | $4,881 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000187 | this filing | 2023-08-14 | acceptance time not in the bulk data set |