13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,698 holding rows worth $954,092,103,505.
- Accession
- 0000070858-23-000187
- Filer
- CIK 70858
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 27,159 entries on the cover page, a total value of $954,092,103,505 stated on the cover page (in dollars after the unit check, H1), rows summing to $954,092,103,505 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,812 | $153,325 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 16,607 | $153,282 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 31,113 | $153,076 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 47,205 | $152,944 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 3,111 | $152,806 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,700 | $152,779 | dollars as filed | put |
| Veru Inc | 92536C103 | Common Stock | 128,356 | $152,744 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 11,120 | $152,455 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 157,000 | $152,447 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,916 | $152,439 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 7,932 | $152,215 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 33,806 | $152,127 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4,647 | $151,864 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,979 | $151,601 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 38,059 | $150,714 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 34,688 | $150,546 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 178,000 | $149,858 | dollars as filed | principal |
| NEW FOUND GOLD CORP | 64440N103 | COM | 30,254 | $149,757 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 2,026 | $149,746 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 46,857 | $149,708 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 15,873 | $149,682 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 204,557 | $149,327 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 124,308 | $149,170 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,216 | $148,632 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,403 | $148,613 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C796 | BLOO TWEN US ETF | 3,152 | $148,207 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,128 | $148,111 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 44,757 | $147,698 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 14,137 | $147,307 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 38,457 | $147,290 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 9,834 | $146,429 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 46,854 | $146,184 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,868 | $145,630 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 67,717 | $145,591 | dollars as filed | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 43,366 | $145,276 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 14,500 | $144,420 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 10,038 | $144,246 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 4,176 | $143,821 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $143,748 | dollars as filed | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,118 | $143,210 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,580 | $143,035 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,215 | $142,956 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 12,008 | $142,654 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 49,352 | $142,627 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G778 | CROSS BRG ULTRST | 6,659 | $142,469 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 70,764 | $141,528 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,281 | $141,520 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 125,000 | $141,250 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,400 | $141,100 | dollars as filed | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 17,805 | $140,659 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 8,402 | $140,650 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 13,326 | $140,323 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 14,189 | $139,761 | dollars as filed | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,554 | $139,725 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 7,026 | $139,596 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 6,743 | $139,243 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 11,930 | $138,745 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 5,983 | $138,567 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 43,157 | $138,533 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,844 | $138,525 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 40,597 | $138,030 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,044 | $137,829 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 20,884 | $137,417 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 19,357 | $137,047 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 8,192 | $136,643 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 64,911 | $136,313 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 12,407 | $136,229 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 35,126 | $135,938 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,625 | $135,431 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 5,139 | $134,950 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,810 | $134,786 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 42,162 | $134,707 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 683 | $134,646 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,443 | $134,450 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,708 | $134,267 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,944 | $134,053 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 46,341 | $133,925 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 7,000 | $133,630 | dollars as filed | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,923 | $133,400 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 69,724 | $133,172 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 110,028 | $133,134 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 14,134 | $132,862 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 13,105 | $132,754 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 23,387 | $132,370 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 50,900 | $132,340 | dollars as filed | put |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 19,679 | $132,243 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 15,385 | $131,850 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 81,337 | $130,953 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 156,000 | $130,844 | dollars as filed | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 6,197 | $130,137 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1,070 | $129,731 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,293 | $128,637 | dollars as filed | |
| HURCO CO | 447324104 | COM | 5,935 | $128,493 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,468 | $128,484 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 174,000 | $128,429 | dollars as filed | principal |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 4,185 | $128,269 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 34,911 | $128,124 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,845 | $128,083 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 7,365 | $127,856 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 86,859 | $127,683 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,000 | $126,760 | dollars as filed | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 23,277 | $125,929 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 12,445 | $125,570 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 11,312 | $125,223 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 103,881 | $124,657 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 50,802 | $124,465 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 30,981 | $124,234 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 10,663 | $124,224 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,100 | $123,882 | dollars as filed | call |
| ENERFLEX LTD | 29269R105 | COM | 18,160 | $123,852 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,481 | $123,852 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 14,701 | $123,635 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 11,867 | $123,180 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 3,900 | $122,694 | dollars as filed | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 94,893 | $122,412 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 69,104 | $122,314 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,497 | $122,084 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 11,280 | $121,485 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 20,520 | $121,478 | dollars as filed | |
| VCI GLOBAL LTD | G98218103 | COM | 23,006 | $121,472 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 33,310 | $121,249 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 48,114 | $121,247 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 155,000 | $121,119 | dollars as filed | principal |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,393 | $121,096 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 148,630 | $120,539 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 8,204 | $119,697 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $119,633 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 306,083 | $119,373 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,762 | $118,707 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 5,369 | $118,287 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 34,899 | $117,958 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,525 | $116,904 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 22,897 | $116,774 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,717 | $116,704 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 5,753 | $116,498 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 316,464 | $116,459 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 7,463 | $116,348 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 32,904 | $116,151 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 61,110 | $116,109 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 15,000 | $116,100 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 12,851 | $115,016 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,240 | $114,695 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 31,911 | $114,241 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,000 | $113,940 | dollars as filed | call |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 65,467 | $113,913 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 15,732 | $113,743 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 63,682 | $113,354 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 27,232 | $113,285 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 48,230 | $112,858 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 3,500 | $112,840 | dollars as filed | call |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 6,419 | $112,339 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 4,648 | $112,110 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 4,418 | $112,040 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 45,450 | $111,807 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,166 | $111,714 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 5,430 | $110,446 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,600 | $110,288 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,416 | $110,280 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 5,063 | $109,715 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,470 | $109,693 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,384 | $109,652 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 9,399 | $108,653 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 6,700 | $108,607 | dollars as filed | put |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 1,278 | $108,196 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 6,296 | $107,976 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 3,007 | $107,922 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,314 | $107,821 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 10,000 | $107,700 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500 | $107,575 | dollars as filed | put |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 3,934 | $107,477 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 7,274 | $107,001 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7,000 | $106,680 | dollars as filed | call |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 110,000 | $106,535 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 150,000 | $106,275 | dollars as filed | principal |
| GRAHAM CORP | 384556106 | COM | 7,988 | $106,081 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 5,424 | $105,660 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 11,801 | $105,619 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 4,555 | $105,392 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 3,416 | $105,383 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 17,481 | $105,236 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 3,426 | $105,076 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 3,002 | $104,773 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 3,200 | $104,704 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 13,800 | $104,604 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 221,000 | $104,312 | dollars as filed | put |
| AN2 THERAPEUTICS INC | 037326105 | COM | 12,216 | $103,836 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 90,774 | $103,482 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 24,333 | $103,414 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 1,730 | $103,331 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 10,539 | $103,282 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 179,360 | $103,132 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,100 | $103,081 | dollars as filed | call |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 42,217 | $103,010 | dollars as filed | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 2,587 | $102,657 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 15,623 | $102,487 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 6,927 | $101,827 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 72,210 | $101,816 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,766 | $101,751 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 14,099 | $101,515 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 7,980 | $101,186 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 20,896 | $100,928 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 41,190 | $100,916 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 50,860 | $100,703 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 2,990 | $100,434 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 16,406 | $99,913 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,642 | $99,539 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 1,927 | $99,318 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 7,624 | $98,807 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 3,863 | $98,429 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 5,000 | $98,200 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 14,273 | $97,913 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 20,352 | $97,892 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 2,441 | $97,885 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 79,496 | $97,780 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 24,567 | $97,409 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 31,171 | $97,254 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 3,149 | $96,989 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,725 | $96,818 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 7,053 | $96,345 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 13,564 | $96,305 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 6,546 | $96,291 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,028 | $96,161 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 9,018 | $95,410 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 4,962 | $95,171 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 13,563 | $95,077 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 3,495 | $94,984 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 1,922 | $94,659 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 97,803 | $93,891 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 102,528 | $93,814 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,924 | $93,792 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 75,529 | $93,656 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 4,754 | $93,654 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,951 | $93,524 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 27,342 | $92,963 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 7,224 | $92,828 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 74,076 | $92,594 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 33,669 | $92,589 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 64,087 | $92,285 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 6,766 | $91,341 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,161 | $91,185 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 4,620 | $91,060 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 114,216 | $90,231 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,033 | $89,890 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $89,882 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 37,590 | $89,840 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 115,000 | $89,825 | dollars as filed | principal |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 700,429 | $89,655 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,031 | $89,243 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 9,900 | $88,704 | dollars as filed | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,420 | $88,644 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 10,685 | $88,044 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 11,984 | $87,962 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 22,088 | $87,911 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 40,549 | $87,587 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 3,177 | $87,088 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 3,547 | $87,008 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 44,838 | $86,985 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 4,132 | $86,855 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 12,669 | $86,656 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 8,775 | $86,526 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 6,635 | $85,658 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 8,000 | $85,200 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 125,925 | $84,874 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 6,005 | $84,790 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,300 | $84,604 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,453 | $84,556 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 2,152 | $83,853 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 1,684 | $83,653 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 897 | $83,600 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 800 | $83,128 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 852 | $83,019 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,500 | $82,915 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,815 | $82,800 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 33,984 | $82,582 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 11,094 | $82,539 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 5,086 | $82,088 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $81,872 | dollars as filed | put |
| ALTERYX INC | 02156BAD5 | BOND | 87,000 | $81,780 | dollars as filed | principal |
| XBIOTECH INC | 98400H102 | COM | 13,755 | $81,705 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 46,569 | $81,495 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 41,687 | $81,290 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 11,509 | $81,254 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 3,155 | $81,084 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 16,343 | $80,734 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 11,218 | $80,657 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,465 | $80,558 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 134,306 | $80,315 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 4,621 | $79,897 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 1,750 | $79,852 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 149,758 | $79,371 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 5,862 | $79,254 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 9,087 | $79,239 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,119 | $78,951 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,604 | $78,568 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 972 | $78,557 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 8,609 | $78,342 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,499 | $78,244 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,000 | $78,000 | dollars as filed | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 12,625 | $77,518 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,196 | $77,496 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 32,121 | $77,412 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,312 | $77,211 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 6,084 | $77,145 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 9,582 | $76,944 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 4,285 | $76,359 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 34,480 | $76,201 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 900 | $76,149 | dollars as filed | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,966 | $76,066 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 215,536 | $75,869 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,550 | $75,826 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 5,153 | $75,749 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 15,743 | $75,723 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 1,000 | $75,590 | dollars as filed | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 800 | $75,120 | dollars as filed | put |
| COSMOS HEALTH INC | 221413305 | COM | 25,105 | $75,064 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 7,058 | $74,886 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 2,377 | $74,569 | dollars as filed | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $74,505 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 13,267 | $74,295 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 12,458 | $74,250 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 66,151 | $74,089 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 3,680 | $74,042 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 10,225 | $74,029 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 6,705 | $73,755 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 3,454 | $73,688 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 856 | $73,650 | dollars as filed | |
| GENIUS GROUP LTD SHS NEW | Y3005A109 | Stock | 104,424 | $73,514 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 13,003 | $73,467 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 49,788 | $73,188 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,173 | $73,102 | dollars as filed | |
| IPERIONX LTD | 44916E100 | SPONSORED ADS | 10,000 | $72,900 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,778 | $72,894 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 6,429 | $72,583 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 19,246 | $72,364 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 80,000 | $72,290 | dollars as filed | principal |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 3,474 | $71,947 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 19,285 | $71,933 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 7,010 | $71,502 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 11,897 | $71,502 | dollars as filed | |
| CONNS INC | 208242107 | COM | 19,189 | $70,999 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 3,992 | $70,738 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 60,589 | $70,283 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 36,900 | $70,110 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 1,684 | $70,004 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 2,043 | $69,993 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 5,068 | $69,993 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 8,195 | $69,986 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 6,253 | $69,783 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,750 | $69,375 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,823 | $69,128 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 15,893 | $68,340 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 976 | $67,334 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 900 | $66,780 | dollars as filed | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,200 | $66,528 | dollars as filed | call |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 8,107 | $66,478 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 47,549 | $66,093 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 300 | $65,937 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 64,000 | $65,483 | dollars as filed | principal |
| DURECT CORP | 266605500 | COM | 13,149 | $65,088 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 34,575 | $65,001 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 76,000 | $64,683 | dollars as filed | principal |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,409 | $64,448 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 12,049 | $63,979 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 9,438 | $63,801 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 36,406 | $63,711 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 21,895 | $63,496 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 11,186 | $63,425 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 6,848 | $63,139 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 37,341 | $63,106 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 12,657 | $62,906 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 13,731 | $62,888 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 5,333 | $62,826 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 20,100 | $62,511 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 20,804 | $62,412 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 130,019 | $62,280 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 182,863 | $62,173 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 1,024 | $62,147 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,367 | $62,048 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,831 | $61,886 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 2,003 | $61,298 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 6,154 | $60,986 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 4,059 | $60,885 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 5,245 | $60,790 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 2,663 | $60,637 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 8,085 | $60,557 | dollars as filed | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 7,389 | $60,294 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 1,086 | $60,275 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 8,205 | $60,143 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,540 | $60,060 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 40,854 | $60,056 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 5,469 | $59,994 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,495 | $59,784 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 94,800 | $59,345 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 800 | $59,336 | dollars as filed | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 6,506 | $59,335 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 54,415 | $59,312 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 75,000 | $59,288 | dollars as filed | principal |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1,687 | $59,079 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 1,206 | $58,964 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,800 | $58,871 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,523 | $58,820 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 61,000 | $58,804 | dollars as filed | principal |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,073 | $58,665 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,275 | $58,522 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 11,844 | $58,391 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 5,365 | $58,371 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 12,083 | $57,938 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 18,746 | $57,925 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 6,456 | $57,523 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,201 | $57,491 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 48,623 | $57,375 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,140 | $57,368 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 31,046 | $56,814 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,726 | $56,786 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 6,908 | $56,784 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 5,735 | $56,604 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 13,068 | $56,584 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,609 | $56,349 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,259 | $56,347 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 6,468 | $56,272 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 53,500 | $56,122 | dollars as filed | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 76,369 | $56,055 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 26,268 | $55,950 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 5,494 | $55,599 | dollars as filed | |
| INKT | 603693102 | Stock | 26,355 | $55,345 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 2,700 | $55,323 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,749 | $55,310 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 6,414 | $55,289 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,046 | $55,222 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 7,107 | $55,221 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,613 | $55,188 | dollars as filed | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 754 | $55,034 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 8,211 | $55,013 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 2,685 | $53,996 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 31,262 | $53,770 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 44,000 | $53,680 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 24,719 | $53,641 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,638 | $53,569 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 6,619 | $53,415 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 4,913 | $53,404 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 3,635 | $53,253 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 819 | $53,155 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,950 | $53,150 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 7,523 | $52,962 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 2,075 | $52,850 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,204 | $52,803 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 98,865 | $52,794 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 8,195 | $52,776 | dollars as filed | |
| CORNING INC | 219350105 | COM | 1,500 | $52,560 | dollars as filed | put |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 50,000 | $52,500 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 13,516 | $52,442 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,333 | $52,399 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 4,050 | $51,718 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 11,490 | $51,705 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 16,957 | $51,549 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 2,112 | $51,469 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 12,884 | $51,149 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,000 | $51,090 | dollars as filed | call |
| PALISADE BIO INC | 696389204 | COM | 30,000 | $51,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,007 | $50,971 | dollars as filed | |
| GLOBAL X FDS | 37960A206 | S&P 500 RISK | 2,500 | $50,880 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 100,290 | $50,647 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 23,156 | $50,480 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 6,809 | $50,387 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 483 | $50,335 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 4,449 | $50,274 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 5,308 | $50,001 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 6,122 | $49,894 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 2,407 | $49,512 | dollars as filed | |
| OCULIS HOLDING AG | H5870P102 | CMN | 4,000 | $49,320 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 50,000 | $49,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,918 | $48,959 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 5,060 | $48,804 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 4,702 | $48,665 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,754 | $48,659 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,433 | $48,336 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 6,407 | $48,052 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 4,714 | $47,800 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 33,635 | $47,426 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2,172 | $47,306 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,815 | $46,925 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 11,640 | $46,792 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 12,438 | $46,642 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 2,174 | $46,567 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C812 | BLOOMBERG TEN YR | 965 | $46,523 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 39,230 | $46,487 | dollars as filed | |
| SHENGFENG DEV LTD | G8117B101 | CL A ORD SHS | 5,044 | $46,253 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,980 | $45,936 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,085 | $45,870 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 4,850 | $45,687 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 9,538 | $45,686 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,500 | $45,605 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 48 | $45,600 | dollars as filed | |
| BSQUARE CORP | 11776U300 | COM | 35,000 | $45,500 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,449 | $45,404 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 30,243 | $45,365 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 35,755 | $45,051 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 800 | $44,912 | dollars as filed | call |
| NASDAQ INC COM | 631103108 | Stock | 900 | $44,865 | dollars as filed | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,000 | $44,800 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000187 | this filing | 2023-08-14 | acceptance time not in the bulk data set |