13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,757 holding rows worth $973,680,482,736.
- Accession
- 0000070858-23-000144
- Filer
- CIK 70858
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 27,309 entries on the cover page, a total value of $973,680,482,736 stated on the cover page (in dollars after the unit check, H1), rows summing to $973,680,482,736 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,081 | $6,886 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 1,796 | $6,843 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 5,000 | $6,708 | dollars as filed | principal |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 3,100 | $6,665 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,698 | $6,656 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 2,393 | $6,653 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,113 | $6,647 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 5,000 | $6,480 | dollars as filed | principal |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 2,160 | $6,480 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,750 | $6,480 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,535 | $6,469 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 2,170 | $6,445 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,759 | $6,428 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 6,610 | $6,412 | dollars as filed | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 200 | $6,350 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 609 | $6,334 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 8,032 | $6,305 | dollars as filed | |
| MEI PHARMA INC | 55279B202 | COM NEW | 27,579 | $6,288 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 297 | $6,276 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 50,100 | $6,262 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 544 | $6,240 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 1,000 | $6,200 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 8,000 | $6,170 | dollars as filed | principal |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 531 | $6,165 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L100 | COM | 602 | $6,152 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 211 | $6,127 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,400 | $6,072 | dollars as filed | put |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 50,000 | $6,000 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 49,800 | $5,976 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,800 | $5,958 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 51,692 | $5,945 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 3,943 | $5,914 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,400 | $5,908 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 140 | $5,870 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,857 | $5,868 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 4,000 | $5,840 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,000 | $5,796 | dollars as filed | principal |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 500 | $5,780 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 300 | $5,775 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 48,038 | $5,765 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 101 | $5,611 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 50,100 | $5,611 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 44,861 | $5,608 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 174 | $5,537 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 50,000 | $5,500 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,699 | $5,479 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 100 | $5,467 | dollars as filed | call |
| COLUMBIA ETF TR I | 19761L888 | CMN | 300 | $5,456 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 175 | $5,450 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 50,000 | $5,450 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 4,243 | $5,431 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 635 | $5,410 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 290 | $5,400 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,371 | $5,347 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,000 | $5,340 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 11,770 | $5,320 | dollars as filed | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 200 | $5,308 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 1,973 | $5,307 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,120 | $5,274 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 50,000 | $5,250 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 3,547 | $5,250 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $5,191 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 865 | $5,173 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 250 | $5,062 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 26,440 | $5,042 | dollars as filed | principal |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 900 | $5,031 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 41,666 | $5,000 | dollars as filed | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 200,000 | $5,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 245 | $4,998 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 5,000 | $4,975 | dollars as filed | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 713 | $4,955 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 50,000 | $4,950 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,285 | $4,947 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 201 | $4,947 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 256 | $4,890 | dollars as filed | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $4,844 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 217 | $4,824 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 214 | $4,815 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,007 | $4,808 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 613 | $4,800 | dollars as filed | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 5,735 | $4,760 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 403 | $4,731 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 6,000 | $4,701 | dollars as filed | principal |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 390 | $4,551 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 167 | $4,540 | dollars as filed | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 3,259 | $4,530 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 196 | $4,528 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 251 | $4,512 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 2,547 | $4,509 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 1,500 | $4,500 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 2,093 | $4,479 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,201 | $4,444 | dollars as filed | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 994 | $4,424 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,727 | $4,421 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 3,650 | $4,416 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 62,500 | $4,375 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 9,076 | $4,356 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 3,811 | $4,345 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 22,000 | $4,290 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 6,000 | $4,286 | dollars as filed | principal |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 346 | $4,270 | dollars as filed | |
| ATHENEX INC | 04685N202 | COM NEW | 3,210 | $4,270 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 934 | $4,250 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 50,772 | $4,214 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 266 | $4,131 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 5,097 | $4,129 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 181 | $4,120 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 115 | $4,079 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 517 | $4,079 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 50,450 | $4,036 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 50,000 | $4,000 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $3,988 | dollars as filed | call |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 2,711 | $3,958 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 49,300 | $3,944 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 13,771 | $3,938 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,147 | $3,934 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 200 | $3,930 | dollars as filed | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 373 | $3,916 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 3,491 | $3,910 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 700 | $3,906 | dollars as filed | call |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 75,100 | $3,905 | dollars as filed | |
| SPDR SERIES TRUST | 78468R473 | STATE STREET SPD | 168 | $3,878 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,960 | $3,856 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 2,811 | $3,837 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 36,746 | $3,822 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 5,196 | $3,741 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 86 | $3,711 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 22,911 | $3,711 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 556 | $3,659 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $3,656 | dollars as filed | principal |
| BRIDGFORD FOODS CORP | 108763103 | COM | 262 | $3,656 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 300 | $3,639 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 223 | $3,630 | dollars as filed | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 1,280 | $3,597 | dollars as filed | |
| BK Technologies Corp. | 05587G104 | COM | 1,259 | $3,588 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 123 | $3,536 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 1,898 | $3,435 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 550 | $3,410 | dollars as filed | |
| HALLMARK FINL SVCS INCORPORATED | 40624Q302 | COM | 516 | $3,354 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 33,510 | $3,351 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,000 | $3,349 | dollars as filed | principal |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 4,872 | $3,337 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,966 | $3,323 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 4,669 | $3,315 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 3,048 | $3,307 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 2,000 | $3,265 | dollars as filed | principal |
| PB BANKSHARES INC | 69318V103 | COM | 250 | $3,262 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 382 | $3,226 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,000 | $3,218 | dollars as filed | principal |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 500 | $3,212 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 50,000 | $3,150 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,000 | $3,140 | dollars as filed | principal |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 368 | $3,135 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 4,330 | $3,135 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $3,125 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,375 | $3,121 | dollars as filed | |
| NAYAX LTD | M7S750159 | SHS | 180 | $3,105 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 1,435 | $3,100 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 100,000 | $3,100 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 144 | $3,093 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 838 | $3,050 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 101 | $3,024 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 2,907 | $3,023 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,540 | $3,003 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 50,000 | $3,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,115 | $2,977 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 25,742 | $2,960 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 7,715 | $2,924 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 3,000 | $2,904 | dollars as filed | principal |
| LEMONADEINC | 52567D107 | STOK | 200 | $2,852 | dollars as filed | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 786 | $2,822 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 116 | $2,805 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 50,100 | $2,756 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 1,000 | $2,750 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 300 | $2,718 | dollars as filed | put |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,923 | $2,711 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 5,000 | $2,665 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 39 | $2,634 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,201 | $2,610 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,930 | $2,605 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 4,955 | $2,571 | dollars as filed | |
| INTERCURE LTD | M549GJ111 | COM NEW | 1,260 | $2,570 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 654 | $2,511 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 50,100 | $2,505 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 278 | $2,496 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,666 | $2,466 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 2,754 | $2,424 | dollars as filed | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 6,000 | $2,424 | dollars as filed | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 30,300 | $2,424 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 132 | $2,423 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 2,000 | $2,420 | dollars as filed | call |
| MICROCLOUD HOLOGRAM INC | G55032109 | COM | 1,090 | $2,420 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $2,409 | dollars as filed | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 4,261 | $2,386 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 5,262 | $2,363 | dollars as filed | principal |
| ATLAS LITHIUM CORP | 105861306 | COM | 134 | $2,320 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 50 | $2,307 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 2,260 | $2,305 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 16,365 | $2,288 | dollars as filed | principal |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 750 | $2,265 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 200 | $2,254 | dollars as filed | call |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 780 | $2,239 | dollars as filed | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 500 | $2,209 | dollars as filed | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 3,000 | $2,183 | dollars as filed | principal |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 163 | $2,176 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000 | $2,169 | dollars as filed | principal |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 266 | $2,168 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 576 | $2,160 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 164 | $2,150 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 2,500 | $2,150 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $2,143 | dollars as filed | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 118 | $2,094 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 280 | $2,091 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 277 | $2,064 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 279 | $2,026 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 695 | $2,016 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 50,000 | $2,000 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 50,000 | $2,000 | dollars as filed | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 50,000 | $2,000 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 1,801 | $1,999 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 1,000 | $1,993 | dollars as filed | principal |
| ARQ INC | 00770C101 | COM | 1,000 | $1,980 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 13,835 | $1,978 | dollars as filed | |
| INMED PHARMACEUTICALS INC | 457637601 | COM NEW | 1,822 | $1,968 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,720 | $1,961 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 403 | $1,959 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,000 | $1,945 | dollars as filed | principal |
| FUBOTV INC | 35953D104 | COM | 1,600 | $1,936 | dollars as filed | put |
| RBC BEARINGS INC | 75524B203 | CONV | 17 | $1,916 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 33 | $1,915 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 50,212 | $1,908 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 302 | $1,896 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 50,300 | $1,861 | dollars as filed | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 15,399 | $1,832 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 29 | $1,828 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,000 | $1,806 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 200 | $1,782 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 50 | $1,772 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 84 | $1,766 | dollars as filed | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 64,994 | $1,755 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 4,771 | $1,746 | dollars as filed | |
| CLENE INC | 185634102 | COM | 1,528 | $1,727 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,314 | $1,721 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 28,395 | $1,704 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 65 | $1,697 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 437 | $1,687 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 165 | $1,609 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 1,246 | $1,607 | dollars as filed | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 23 | $1,590 | dollars as filed | |
| PRENETICS GLOBAL LTD SHS NEW | G72245106 | Stock | 1,654 | $1,588 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 475 | $1,563 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,030 | $1,542 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 50,300 | $1,509 | dollars as filed | |
| FORZA X1 INC | 34988N104 | COM | 1,223 | $1,504 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 14,985 | $1,498 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 458 | $1,498 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 459 | $1,492 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 100 | $1,491 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 33 | $1,477 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 100 | $1,470 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 23 | $1,466 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 99 | $1,445 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 762 | $1,440 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 855 | $1,369 | dollars as filed | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,192 | $1,369 | dollars as filed | |
| 51TALK ONLINE EDUCATION GROU | 16954L204 | SPONSORED ADR | 199 | $1,363 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 678 | $1,363 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 48 | $1,338 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 100 | $1,326 | dollars as filed | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 1,000 | $1,318 | dollars as filed | principal |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,220 | $1,293 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,216 | $1,289 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 100 | $1,287 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 21 | $1,280 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 300 | $1,230 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 1,000 | $1,228 | dollars as filed | principal |
| AIR INDS GROUP | 00912N403 | COM | 319 | $1,215 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 200 | $1,214 | dollars as filed | put |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 653 | $1,202 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 2,500 | $1,198 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 339 | $1,193 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 381 | $1,181 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 947 | $1,174 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 2,928 | $1,168 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 771 | $1,164 | dollars as filed | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 305 | $1,159 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 861 | $1,154 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 7,682 | $1,152 | dollars as filed | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 143 | $1,144 | dollars as filed | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,204 | $1,132 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 1,664 | $1,132 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 365 | $1,128 | dollars as filed | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,000 | $1,115 | dollars as filed | |
| TD HLDGS INC | 87250W202 | COM NEW | 1,200 | $1,115 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 15,443 | $1,112 | dollars as filed | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,000 | $1,110 | dollars as filed | principal |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 829 | $1,077 | dollars as filed | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 299 | $1,076 | dollars as filed | |
| GULF RES INC | 40251W408 | COM | 400 | $1,072 | dollars as filed | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 879 | $1,053 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 37,500 | $1,050 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,002 | $1,042 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 366 | $1,037 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 47 | $1,022 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 82 | $1,019 | dollars as filed | |
| FIRST LT ACQUISITION GROUP I | 320703200 | UNIT 99/99/9999 | 100 | $1,019 | dollars as filed | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 1,000 | $998 | dollars as filed | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 2,165 | $975 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 295 | $971 | dollars as filed | |
| VOXELJET AG | 92912L206 | ADS | 460 | $968 | dollars as filed | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $962 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 179 | $952 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 1,245 | $939 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 601 | $932 | dollars as filed | |
| ELOXX PHARMACEUTICALS INC NEW | 29014R202 | Com | 371 | $931 | dollars as filed | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 104 | $928 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 724 | $919 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 25 | $900 | dollars as filed | |
| PARTS ID INC | 702141102 | COM | 3,825 | $887 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10 | $877 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 1,500 | $870 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 693 | $859 | dollars as filed | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 297 | $835 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 505 | $833 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 831 | $831 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 650 | $812 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,500 | $800 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 5,000 | $795 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 205 | $787 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 9,750 | $780 | dollars as filed | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $772 | dollars as filed | |
| NN INC | 629337106 | COM | 700 | $749 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 23,833 | $739 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,320 | $733 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 15 | $726 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,000 | $722 | dollars as filed | principal |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 756 | $718 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 535 | $717 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 650 | $708 | dollars as filed | |
| LANNET INC | 516012200 | COM NEW | 405 | $705 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 30 | $703 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 1,001 | $696 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 395 | $691 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 37,500 | $675 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 74 | $666 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 666 | $666 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 36 | $663 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 135 | $650 | dollars as filed | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 20 | $642 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 100 | $636 | dollars as filed | |
| NULL | 68620A203 | NULL | 290 | $635 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 23,198 | $626 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,479 | $621 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 100 | $604 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 894 | $604 | dollars as filed | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 125 | $596 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 65 | $594 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 4,100 | $594 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 400 | $572 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 303 | $564 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 249 | $550 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $543 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 150 | $538 | dollars as filed | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 1,075 | $538 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 5 | $536 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 1,000 | $483 | dollars as filed | principal |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 20 | $479 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 250 | $478 | dollars as filed | |
| FLJ GROUP LIMITED | 74738J201 | SPON ADS | 645 | $471 | dollars as filed | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 335 | $462 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 100 | $462 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R205 | CALVERT US LARCP | 9 | $460 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 205 | $459 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 55 | $446 | dollars as filed | |
| AMESITE INC | 031094204 | CMN | 167 | $436 | dollars as filed | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $436 | dollars as filed | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 1,496 | $433 | dollars as filed | principal |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 802 | $425 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 30 | $423 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 200 | $420 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 24 | $416 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 1,000 | $410 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 300 | $396 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 500 | $396 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 100 | $388 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 432 | $378 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 114 | $375 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 200 | $374 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 325 | $367 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 1,000 | $366 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 359 | $362 | dollars as filed | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 520 | $359 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 500 | $345 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 200 | $342 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 14 | $339 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 1,600 | $338 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 100 | $335 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 282 | $332 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $318 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,179 | $307 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 100 | $298 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 365 | $296 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 10 | $295 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 138 | $284 | dollars as filed | |
| ONCORUS INC | 68236R103 | COM | 823 | $283 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 1,000 | $280 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 16 | $277 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 9 | $276 | dollars as filed | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 211 | $276 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 309 | $273 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 200 | $256 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 192 | $255 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 215 | $252 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 419 | $249 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 83 | $248 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 26 | $244 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P881 | COM | 441 | $243 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 708 | $240 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 147 | $235 | dollars as filed | |
| FLORA GROWTH CORP | 339764102 | COM | 799 | $234 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 4 | $233 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J208 | COM | 117 | $224 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 45 | $221 | dollars as filed | |
| NANOVIBRONIX INC | 63008J603 | COM NEW | 64 | $220 | dollars as filed | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K120 | *W EXP 08/13/202 | 19 | $219 | dollars as filed | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 587 | $210 | dollars as filed | principal |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K138 | *W EXP 08/13/202 | 19 | $209 | dollars as filed | |
| NUTRIBAND INC | 67092M125 | *W EXP 99/99/999 | 100 | $208 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 200 | $206 | dollars as filed | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 50 | $204 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 4,400 | $202 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,548 | $201 | dollars as filed | principal |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,669 | $200 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 1,666 | $200 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3 | $193 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 2 | $188 | dollars as filed | |
| PRECIPIO INC | 74019L503 | COM | 276 | $183 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 5 | $176 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 140 | $174 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 70 | $173 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 3,250 | $172 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 9 | $171 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 206 | $170 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 100 | $166 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 100 | $160 | dollars as filed | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 1,000 | $160 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 54 | $157 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 264 | $156 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 16 | $151 | dollars as filed | |
| NABRIVA THERAPEUTICS PLC SHS NEW 2022 | G63637139 | Common Stock | 84 | $147 | dollars as filed | |
| NEXIMMUNE INC | 65344D109 | COM | 387 | $147 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P300 | COM | 86 | $146 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 232 | $145 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 100 | $145 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 74 | $142 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 175 | $142 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302125 | CLASS A ORD NEW | 107 | $142 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 309 | $142 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 270 | $138 | dollars as filed | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 90 | $137 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 50 | $136 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 1,004 | $134 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 5 | $133 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 200 | $133 | dollars as filed | |
| ACERAGEN INC COM | 00445F109 | Stock | 58 | $133 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 32 | $131 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 12 | $131 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 4 | $129 | dollars as filed | |
| BEST INC | 08653C502 | SPONSORED ADS | 163 | $128 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 551 | $128 | dollars as filed | |
| EBANG INTL HLDGS INC | G3R33A205 | CL A ORD SH NEW | 18 | $126 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 111 | $123 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 288 | $118 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 100 | $117 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 5 | $116 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 125 | $116 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 135 | $114 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 264 | $112 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 229 | $106 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $102 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 261 | $100 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 102 | $100 | dollars as filed | |
| APTINYX INC | 03836N103 | COM | 800 | $99 | dollars as filed | |
| KALERA PUBLIC LIMITED CO | G52251124 | COMMON | 29 | $99 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 43,780 | $88 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 45 | $87 | dollars as filed | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1 | $87 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 4 | $87 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 200 | $86 | dollars as filed | |
| Zivo Bioscience Inc | 98978N200 | COM | 28 | $86 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 55 | $85 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 26 | $84 | dollars as filed | |
| Nanthealth Inc | 630104305 | COM | 42 | $84 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 39 | $82 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 100 | $81 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11 | $80 | dollars as filed | |
| CONYERS PARK III ACQSITN COR | 21289P110 | *W EXP 08/12/202 | 400 | $76 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 62 | $76 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 3 | $76 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 215 | $75 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000144 | this filing | 2023-05-12 | acceptance time not in the bulk data set |