13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 7,757 holding rows worth $973,680,482,736.
- Accession
- 0000070858-23-000144
- Filer
- CIK 70858
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 27,309 entries on the cover page, a total value of $973,680,482,736 stated on the cover page (in dollars after the unit check, H1), rows summing to $973,680,482,736 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PC TEL INC | 69325Q105 | COM | 12,083 | $51,111 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 3,600 | $50,976 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,726 | $50,779 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 29,399 | $50,566 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 4,500 | $50,445 | dollars as filed | call |
| J JILL INC | 46620W201 | COMMON STOCK | 1,932 | $50,309 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 8,764 | $50,305 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 48,204 | $50,132 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 7,107 | $50,104 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,726 | $50,064 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,505 | $49,695 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6,398 | $49,585 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 26,357 | $49,551 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 1,584 | $49,471 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 71,000 | $49,416 | dollars as filed | principal |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,980 | $49,381 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 2,440 | $49,361 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 1,952 | $49,268 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 38,372 | $48,733 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 14,110 | $48,680 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 6,684 | $48,392 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,910 | $48,189 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 4,504 | $47,968 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,175 | $47,856 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 6,442 | $47,734 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,907 | $47,649 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,429 | $47,343 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 474 | $47,129 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 18,559 | $46,397 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 4,414 | $46,126 | dollars as filed | |
| ISHARES TR | 46436E494 | CMN | 539 | $45,972 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,395 | $45,910 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 2,600 | $45,864 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 6,009 | $45,609 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,710 | $45,440 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,700 | $45,375 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,259 | $45,274 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 8,971 | $45,214 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 9,321 | $44,834 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1,321 | $44,794 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 5,500 | $44,550 | dollars as filed | put |
| AMTD IDEA GROUP | 00180G205 | ADR | 28,100 | $44,117 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 53 | $44,043 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 8,005 | $44,028 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,280 | $43,827 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 9,800 | $43,806 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 4,433 | $43,620 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 2,228 | $43,468 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 812 | $43,271 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 58,079 | $43,269 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,988 | $43,159 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 4,799 | $42,663 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,601 | $42,139 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 8,333 | $41,915 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 10,856 | $41,904 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 514 | $41,737 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 2,813 | $41,632 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,241 | $41,577 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 3,909 | $41,474 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 2,950 | $41,300 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 2,085 | $41,089 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 85,892 | $40,713 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 376,323 | $40,643 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 5,000 | $40,550 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 605 | $40,060 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 400 | $39,856 | dollars as filed | call |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 5,996 | $39,813 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 50,000 | $39,450 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,455 | $39,227 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 600 | $39,180 | dollars as filed | call |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 882 | $39,170 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,287 | $39,168 | dollars as filed | |
| SEACHANGE INTL INC | 811699107 | COM | 107,896 | $39,166 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 753 | $38,938 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 34,370 | $38,494 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,886 | $38,317 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 921 | $38,221 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 1,627 | $38,088 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,629 | $38,078 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 31,920 | $37,985 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 743 | $37,752 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,170 | $37,694 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 10,912 | $37,428 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 845 | $37,332 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,452 | $37,244 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,235 | $37,226 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 32,268 | $37,108 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 23,241 | $36,953 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,000 | $36,660 | dollars as filed | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,506 | $36,627 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,016 | $36,268 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 600 | $36,084 | dollars as filed | put |
| Mexico Fund Inc/The | 592835102 | COM | 2,112 | $35,946 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,530 | $35,940 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,513 | $35,921 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,506 | $35,866 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 23,872 | $35,808 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 24,667 | $35,767 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 56,769 | $35,764 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 524 | $35,763 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 22,308 | $35,470 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 10,000 | $35,300 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 12,494 | $35,108 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1,697 | $34,975 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 36,228 | $34,706 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 776 | $34,679 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 58,966 | $34,495 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 6,225 | $34,237 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 24,370 | $34,118 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 4,741 | $34,088 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 33,344 | $34,010 | dollars as filed | |
| ZIMMER ENERGY TRANSITION ACQ | 989570114 | *W EXP 06/16/202 | 193,977 | $33,946 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 6,303 | $33,847 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 13,112 | $33,829 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 739 | $33,749 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 500 | $33,720 | dollars as filed | put |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,000 | $33,720 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 2,631 | $33,493 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 1,464 | $33,438 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 8,087 | $33,319 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,090 | $33,126 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 19,388 | $32,766 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,095 | $32,577 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 96,000 | $32,400 | dollars as filed | principal |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 2,661 | $32,277 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 2,195 | $32,047 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,875 | $31,856 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 8,872 | $31,850 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 21,166 | $31,749 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 27,602 | $31,742 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 33,168 | $31,742 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 7,468 | $31,738 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 418 | $31,517 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1,386 | $31,490 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $31,080 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 2,000 | $30,960 | dollars as filed | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,000 | $30,950 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 4,717 | $30,472 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $30,150 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T306 | COM NEW | 6,944 | $30,137 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 22,429 | $30,055 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 6,565 | $29,739 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,878 | $29,522 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,292 | $29,483 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 27,011 | $29,470 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 60,500 | $29,464 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 784 | $29,259 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 50,000 | $29,250 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 38,776 | $29,198 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 35,000 | $29,168 | dollars as filed | principal |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 4,540 | $28,920 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 972 | $28,888 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 583 | $28,824 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 576 | $28,662 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 5,081 | $28,657 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 16,326 | $28,570 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 14,006 | $28,432 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 5,442 | $28,352 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 522 | $28,334 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 4,100 | $28,331 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,335 | $28,207 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,062 | $28,090 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 4,868 | $27,992 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 5,804 | $27,859 | dollars as filed | |
| XOS INC | 98423B108 | COM | 53,053 | $27,853 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 3,036 | $27,719 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 24,719 | $27,685 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 39,416 | $27,512 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 8,551 | $27,107 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,037 | $26,990 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 2,052 | $26,881 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 798 | $26,837 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 4,733 | $26,836 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 49,275 | $26,756 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 700 | $26,719 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 18,417 | $26,705 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 28,993 | $26,529 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 531 | $26,513 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 1,976 | $26,340 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,260 | $26,132 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 800 | $26,032 | dollars as filed | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 9,081 | $25,881 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,212 | $25,818 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,687 | $25,742 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,084 | $25,685 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 72,955 | $25,607 | dollars as filed | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 36,592 | $25,542 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $25,441 | dollars as filed | call |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,107 | $25,351 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,290 | $25,349 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 944 | $25,341 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,469 | $25,198 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 5,100 | $25,174 | dollars as filed | put |
| QUANTUM CORP | 747906501 | COM | 21,809 | $25,081 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,054 | $25,064 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 12,783 | $25,055 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 600 | $25,002 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 25,000 | $25,000 | dollars as filed | principal |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 51,695 | $24,814 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 15,644 | $24,718 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 21,159 | $24,544 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 701 | $24,430 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,064 | $24,418 | dollars as filed | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 33,333 | $24,333 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 180,905 | $24,241 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 679 | $24,228 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,403 | $24,227 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,000 | $24,200 | dollars as filed | |
| EXPION360 INC | 30218B100 | COM | 5,000 | $24,200 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 100,000 | $24,200 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 12,789 | $24,171 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 12,396 | $23,924 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 22,557 | $23,911 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 1,206 | $23,867 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 2,336 | $23,828 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 15,248 | $23,787 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 6,882 | $23,743 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 3,961 | $23,726 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,559 | $23,697 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 9,700 | $23,571 | dollars as filed | |
| MAGIC EMPIRE GLOBAL LTD | G5865E105 | COM | 15,466 | $23,508 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1,900 | $23,427 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,306 | $23,360 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 25,691 | $23,353 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 5,970 | $23,342 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 2,392 | $23,226 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 867 | $23,224 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $23,220 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 4,543 | $23,124 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $23,080 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 5,840 | $23,010 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 935 | $22,954 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 6,094 | $22,670 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 28,158 | $22,442 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 28,222 | $22,408 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 22,000 | $22,286 | dollars as filed | principal |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 2,772 | $22,148 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,175 | $22,098 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,205 | $22,091 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 50,949 | $22,010 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 6,592 | $21,951 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,243 | $21,710 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 5,239 | $21,637 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 22,000 | $21,473 | dollars as filed | principal |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,434 | $21,443 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 7,179 | $21,251 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 1,111 | $21,109 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,868 | $21,068 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,750 | $20,900 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 2,420 | $20,812 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 3,403 | $20,792 | dollars as filed | |
| LARGO INC | 517097101 | COM | 4,000 | $20,720 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 27,000 | $20,709 | dollars as filed | principal |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,246 | $20,615 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 3,785 | $20,325 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,989 | $19,989 | dollars as filed | |
| BOXED INC | 103174108 | COM | 105,331 | $19,907 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 30,000 | $19,770 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 1,825 | $19,710 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 302 | $19,633 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 565 | $19,566 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 640 | $19,464 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 756 | $19,407 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 819 | $19,378 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 1,800 | $19,350 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 3,330 | $19,314 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 2,169 | $19,218 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 3,272 | $19,206 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 22,348 | $19,197 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,100 | $19,119 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 6,599 | $19,071 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $18,629 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 6,000 | $18,600 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,786 | $18,570 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 400 | $18,558 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 33,605 | $18,449 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,493 | $18,349 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 5,325 | $18,318 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 2,089 | $18,195 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E304 | SPDR BLOOMBERG S | 700 | $18,136 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 29,275 | $18,121 | dollars as filed | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 31,135 | $18,058 | dollars as filed | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 595 | $18,009 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 8,975 | $17,860 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,701 | $17,785 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 9,155 | $17,670 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,693 | $17,411 | dollars as filed | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 87,444 | $17,401 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 68,190 | $17,388 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,580 | $17,349 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 15,133 | $17,252 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,400 | $17,248 | dollars as filed | call |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 7,241 | $17,234 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,354 | $17,196 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $17,157 | dollars as filed | |
| United Parcel Service, Inc | 917286106 | COM | 1,083 | $17,144 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 4,000 | $17,120 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 33,000 | $16,995 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 22,000 | $16,993 | dollars as filed | principal |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 18,000 | $16,949 | dollars as filed | principal |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 528 | $16,775 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 788 | $16,745 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 33,230 | $16,715 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 22,449 | $16,702 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 24,612 | $16,663 | dollars as filed | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $16,650 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 1,100 | $16,500 | dollars as filed | call |
| OWLET INC | 69120X107 | COM | 50,773 | $16,450 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 11,780 | $16,374 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,609 | $16,358 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 2,158 | $16,357 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 8,453 | $16,314 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 10,000 | $16,216 | dollars as filed | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 9,425 | $16,211 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 2,435 | $16,144 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 4,852 | $16,012 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 2,574 | $16,010 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 8,000 | $16,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 30,346 | $15,992 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,786 | $15,992 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,410 | $15,704 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 905 | $15,656 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 978 | $15,531 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 15,753 | $15,452 | dollars as filed | principal |
| MV OIL TR | 553859109 | TR UNITS | 1,300 | $15,418 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,390 | dollars as filed | principal |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,102 | $15,384 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 21,963 | $15,374 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 828 | $15,326 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 1,718 | $15,290 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 353 | $15,118 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 8,169 | $15,113 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 8,124 | $15,111 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,673 | $15,091 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,976 | $15,075 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 23,785 | $14,984 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 21,183 | $14,955 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 358 | $14,785 | dollars as filed | |
| AEYE INC | 008183105 | COM | 46,975 | $14,751 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 317 | $14,747 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,489 | $14,708 | dollars as filed | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 15,295 | $14,637 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 4,750 | $14,630 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 845 | $14,618 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 509 | $14,506 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 200 | $14,484 | dollars as filed | put |
| Accelerate Diagnostics | 00430H102 | COM | 20,311 | $14,218 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 369 | $14,173 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 620 | $14,105 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 3,367 | $13,939 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 3,833 | $13,876 | dollars as filed | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 28,527 | $13,836 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200 | $13,538 | dollars as filed | put |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $13,420 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 28,917 | $13,418 | dollars as filed | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 601 | $13,408 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 600 | $13,386 | dollars as filed | call |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 1,200 | $13,380 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 43,856 | $13,376 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 1,425 | $13,366 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 14,000 | $13,273 | dollars as filed | principal |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,600 | $13,248 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,594 | $13,230 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,417 | $13,221 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 19,988 | $13,152 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,000 | $13,150 | dollars as filed | |
| BERENSON ACQUISITION CORP I | 083690107 | COM | 1,300 | $13,065 | dollars as filed | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 4,874 | $13,014 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,822 | $12,974 | dollars as filed | |
| ALVARIUM TIEDEMANN HLDNGS IN | 02237A116 | *W EXP 01/03/202 | 11,000 | $12,793 | dollars as filed | |
| BIOCARDIA INC | 09060U507 | COM | 6,528 | $12,730 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 592 | $12,648 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 37,199 | $12,573 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $12,520 | dollars as filed | put |
| BOXLIGHT CORP | 103197109 | COM CL A | 32,438 | $12,391 | dollars as filed | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 3,870 | $12,345 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 469 | $12,292 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,852 | $12,248 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 24,795 | $12,224 | dollars as filed | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 13,000 | $12,090 | dollars as filed | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $11,990 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 674 | $11,943 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,845 | $11,919 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,150 | $11,868 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 660 | $11,794 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,605 | $11,770 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 354 | $11,753 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,140 | $11,706 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,515 | $11,494 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 47,700 | $11,448 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 3,169 | $11,441 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,838 | $11,380 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 195 | $11,272 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,100 | $11,198 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 2,326 | $11,025 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 44,824 | $10,758 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 4,500 | $10,755 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 262 | $10,710 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 1,626 | $10,683 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 25,200 | $10,634 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 805 | $10,578 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 2,804 | $10,549 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 12,000 | $10,548 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 207 | $10,493 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 6,163 | $10,477 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 1,711 | $10,420 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 296 | $10,405 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $10,384 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 8,232 | $10,373 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 439 | $10,312 | dollars as filed | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 35,230 | $10,217 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 82,259 | $10,201 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 528 | $10,193 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 475 | $10,156 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 1,357 | $10,015 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 961 | $9,985 | dollars as filed | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 53,952 | $9,981 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 100 | $9,964 | dollars as filed | put |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,000 | $9,881 | dollars as filed | principal |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,075 | $9,836 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 2,482 | $9,829 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 966 | $9,699 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,800 | $9,696 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,602 | $9,692 | dollars as filed | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 29,360 | $9,689 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 367 | $9,670 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 34,036 | $9,564 | dollars as filed | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,799 | $9,535 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 1,532 | $9,483 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 25,523 | $9,444 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 465 | $9,414 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 26,288 | $9,306 | dollars as filed | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 53,055 | $9,232 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 214 | $9,181 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,287 | $9,176 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 6,842 | $9,168 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 230 | $9,155 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 50,825 | $9,148 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 86 | $9,116 | dollars as filed | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $9,018 | dollars as filed | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $9,009 | dollars as filed | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 900 | $9,009 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 1,332 | $9,004 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 22,120 | $9,003 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 1,565 | $8,999 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 28,804 | $8,987 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $8,976 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,100 | $8,968 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 188 | $8,963 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 8,958 | $8,958 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,000 | $8,900 | dollars as filed | |
| AGILETHOUGHT INC | 00857F100 | COM | 2,800 | $8,820 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 16,171 | $8,797 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 20,277 | $8,760 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,700 | $8,640 | dollars as filed | put |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,709 | $8,630 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 900 | $8,577 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 2,400 | $8,544 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 942 | $8,516 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 763 | $8,515 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,013 | $8,495 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 5,053 | $8,489 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 6,895 | $8,480 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $8,475 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 200 | $8,398 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 800 | $8,376 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 3,100 | $8,339 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 8,872 | $8,251 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,859 | $8,161 | dollars as filed | |
| PAXMEDICA INC | 70424C104 | COM | 4,210 | $8,041 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 784 | $8,036 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 355 | $7,987 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 5,733 | $7,969 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 239 | $7,959 | dollars as filed | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $7,880 | dollars as filed | |
| AXCELLA HEALTH INC | 05454B105 | COM | 16,398 | $7,871 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,484 | $7,842 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 3,738 | $7,775 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 24,014 | $7,685 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 746 | $7,639 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,755 | $7,604 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 326 | $7,581 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 4,308 | $7,539 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,088 | $7,504 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 900 | $7,443 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 1,152 | $7,430 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 185 | $7,415 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 935 | $7,392 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,001 | $7,347 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 3,242 | $7,294 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 6,000 | $7,260 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,136 | $7,222 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,334 | $7,221 | dollars as filed | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 700 | $7,203 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 385 | $7,149 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 296 | $7,095 | dollars as filed | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 34,735 | $7,065 | dollars as filed | principal |
| SILVERSPAC INC | G8136V112 | WARR | 33,466 | $7,028 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,183 | $6,986 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 580 | $6,965 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000144 | this filing | 2023-05-12 | acceptance time not in the bulk data set |