13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-10, with 3,767 holding rows worth $41,005,805,000.
- Accession
- 0000036104-20-000028
- Filer
- CIK 36104
- Filed
- 2020-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 7,163 entries on the cover page, a total value of $41,005,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,005,805,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS CORP | Y0436Q109 | COM | 1,393 | $13,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 2,000 | $13,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 2,000 | $13,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3 | $12,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 12 | $12,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 75 | $12,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 220 | $12,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 459 | $12,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,160 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,335 | $12,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 300 | $12,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $12,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 468 | $12,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 282 | $12,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 705 | $12,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 357 | $12,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,600 | $12,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 194 | $12,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 400 | $12,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 255 | $12,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,225 | $12,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,117 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 821 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 91 | $12,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 332 | $12,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,529 | $12,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 98 | $12,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,000 | $12,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 4,050 | $12,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 3,078 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 747 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 700 | $12,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,404 | $12,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,100 | $12,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,221 | $12,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 382 | $11,000 | thousands by filing date | put |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 589 | $11,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 75 | $11,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 915 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 78 | $11,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $11,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,570 | $11,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 98 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 220 | $11,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 374 | $11,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 288 | $11,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 655 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 570 | $11,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 735 | $11,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 814 | $11,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,349 | $11,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,008 | $11,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 400 | $11,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,575 | $11,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 970 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 375 | $11,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,563 | $11,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 568 | $11,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,000 | $11,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,552 | $11,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 965 | $11,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 866 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 263 | $11,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 2,710 | $11,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 200 | $10,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 201 | $10,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 133 | $10,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 448 | $10,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 75 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 500 | $10,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 388 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 295 | $10,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 242 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $10,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,900 | $10,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 376 | $10,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 555 | $10,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $10,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $10,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 128 | $10,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 119 | $10,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 461 | $10,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 632 | $10,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 749 | $10,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 900 | $10,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 302 | $10,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 288 | $10,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 520 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 360 | $10,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 708 | $10,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 919 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 929 | $10,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 861 | $10,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,478 | $10,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 407 | $10,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,782 | $10,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,757 | $10,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,846 | $10,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 900 | $10,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,000 | $10,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 260 | $10,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4 | $9,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 340 | $9,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 900 | $9,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 205 | $9,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 511 | $9,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 172 | $9,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 351 | $9,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,263 | $9,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 500 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,789 | $9,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 241 | $9,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 924 | $9,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,269 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,362 | $9,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 779 | $9,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 491 | $9,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 148 | $9,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 570 | $9,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,300 | $9,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 654 | $9,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 312 | $9,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 424 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 510 | $9,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 693 | $9,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 397 | $9,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $9,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,388 | $9,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 243 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,851 | $9,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 1,874 | $9,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 1,000 | $9,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 619 | $9,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 700 | $9,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,499 | $9,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 440 | $9,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 504 | $8,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 226 | $8,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 727 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 287 | $8,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,721 | $8,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,951 | $8,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 401 | $8,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,144 | $8,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,000 | $8,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 340 | $8,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 328 | $8,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,132 | $8,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 741 | $8,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 422 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $8,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $8,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 393 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 125 | $8,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 388 | $8,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 200 | $8,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 808 | $8,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 660 | $8,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,539 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 142 | $8,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,000 | $8,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 742 | $8,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 413 | $8,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 270 | $8,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 222 | $8,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,062 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 544 | $8,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 524 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 550 | $8,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $8,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 773 | $8,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 498 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $8,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 184 | $7,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 181 | $7,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 78 | $7,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 117 | $7,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 193 | $7,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,254 | $7,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 801 | $7,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 500 | $7,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 432 | $7,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 860 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 299 | $7,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 286 | $7,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 853 | $7,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 246 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 53 | $7,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 535 | $7,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,500 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $7,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,550 | $7,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 156 | $7,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 178 | $7,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 158 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 150 | $7,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 604 | $7,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 254 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 333 | $7,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 681 | $7,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 215 | $7,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 239 | $7,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 330 | $7,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 161 | $7,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,054 | $7,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 608 | $7,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 735 | $7,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 515 | $7,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 750 | $7,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 100 | $7,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 151 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $7,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 860 | $7,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 235 | $6,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 202 | $6,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,648 | $6,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 388 | $6,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 872 | $6,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 247 | $6,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 172 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 375 | $6,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 380 | $6,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,108 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 817 | $6,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 177 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 259 | $6,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,009 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $6,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $6,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 112 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 444 | $6,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,066 | $6,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,166 | $6,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 524 | $6,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 88 | $6,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 432 | $6,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 292 | $6,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 84 | $6,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 486 | $6,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 959 | $6,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 379 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 40 | $6,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 250 | $6,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,074 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 225 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 115 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 623 | $6,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 123 | $6,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 224 | $6,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 500 | $6,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 257 | $6,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 847 | $6,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 175 | $6,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 271 | $6,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $6,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,245 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 500 | $6,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 60 | $6,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,800 | $6,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 387 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,824 | $6,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 213 | $6,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1,000 | $6,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 201 | $6,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 600 | $6,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 500 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 23 | $5,000 | thousands by filing date | call |
| ISHARES TR | 46435G425 | COM | 69 | $5,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9 | $5,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 535 | $5,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 224 | $5,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,292 | $5,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 141 | $5,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18 | $5,000 | thousands by filing date | put |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 482 | $5,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 168 | $5,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 300 | $5,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 643 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 487 | $5,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 419 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 52 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 165 | $5,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 562 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 389 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 465 | $5,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 98 | $5,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 212 | $5,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 96 | $5,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 375 | $5,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 230 | $5,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,855 | $5,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 526 | $5,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 1,048 | $5,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 431 | $5,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 900 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 510 | $5,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 161 | $5,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 314 | $5,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 105 | $5,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 381 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 713 | $5,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 188 | $5,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 256 | $5,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 300 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 114 | $5,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 34 | $5,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 792 | $5,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 690 | $5,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 400 | $5,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 400 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 100 | $5,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,990 | $5,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 352 | $5,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,204 | $5,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 360 | $5,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,759 | $5,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 845 | $5,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 195 | $4,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 35 | $4,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 61 | $4,000 | thousands by filing date | put |
| ROCKET COS INC | 77311W101 | COM CL A | 200 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 58 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 30 | $4,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 44 | $4,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,704 | $4,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $4,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 283 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 206 | $4,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 300 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 210 | $4,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 348 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 86 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 358 | $4,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,000 | $4,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 245 | $4,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 313 | $4,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 300 | $4,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $4,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 610 | $4,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 114 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 121 | $4,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 87 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 127 | $4,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 298 | $4,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 220 | $4,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 282 | $4,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 415 | $4,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 273 | $4,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 1,556 | $4,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 124 | $4,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 175 | $4,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 149 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76 | $4,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 200 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 273 | $4,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 221 | $4,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 987 | $4,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 51 | $4,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 274 | $4,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 277 | $4,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 900 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 321 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,400 | $4,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 330 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 109 | $4,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,409 | $4,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,000 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 150 | $4,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 500 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,858 | $4,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 400 | $4,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 158 | $4,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 270 | $4,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2 | $3,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 151 | $3,000 | thousands by filing date | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 100 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 31 | $3,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7 | $3,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 12 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 33 | $3,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 5 | $3,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 107 | $3,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 178 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 589 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 319 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 50 | $3,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 41 | $3,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 822 | $3,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $3,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 247 | $3,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 108 | $3,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 113 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 95 | $3,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 548 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 172 | $3,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 862 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 82 | $3,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 500 | $3,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 697 | $3,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 507 | $3,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 161 | $3,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 328 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,054 | $3,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 209 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 35 | $3,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 364 | $3,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,000 | $3,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 139 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 64 | $3,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 231 | $3,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 257 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 338 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 500 | $3,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 284 | $3,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 494 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 112 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $3,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 240 | $3,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,000 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 168 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 136 | $3,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 239 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 468 | $3,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 429 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 277 | $3,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 125 | $3,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 438 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 129 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 488 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 148 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 244 | $3,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 130 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $3,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 94 | $3,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 300 | $3,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 157 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 155 | $3,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,000 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 669 | $3,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 254 | $3,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 675 | $3,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 200 | $3,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 150 | $3,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 437 | $3,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 620 | $3,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 166 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 225 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 85 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 15 | $2,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 600 | $2,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 378 | $2,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 197 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 413 | $2,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 176 | $2,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 217 | $2,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 41 | $2,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 151 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 155 | $2,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 201 | $2,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 161 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 143 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 102 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 44 | $2,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 50 | $2,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 25 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5 | $2,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 196 | $2,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 95 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 74 | $2,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 50 | $2,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 143 | $2,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 65 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 118 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 37 | $2,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20 | $2,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 116 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 13 | $2,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 39 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-20-000028 | this filing | 2020-11-10 | acceptance time not in the bulk data set |