13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-10, with 3,767 holding rows worth $41,005,805,000.
- Accession
- 0000036104-20-000028
- Filer
- CIK 36104
- Filed
- 2020-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 7,163 entries on the cover page, a total value of $41,005,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,005,805,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAMADA LTD | M6240T109 | SHS | 4,875 | $41,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 286 | $40,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 602 | $40,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,647 | $40,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,318 | $40,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,570 | $40,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,572 | $40,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,504 | $40,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,929 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $40,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,147 | $40,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,345 | $40,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,301 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,380 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,359 | $39,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,552 | $39,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 7,462 | $39,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,276 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 731 | $39,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 776 | $39,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,000 | $39,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 186 | $38,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 1,060 | $38,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,021 | $38,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,825 | $38,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 14,286 | $38,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 905 | $38,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 945 | $38,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,919 | $38,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,470 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 190 | $38,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,651 | $38,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,047 | $38,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,000 | $38,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 4,798 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,892 | $37,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,755 | $37,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 596 | $37,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 780 | $37,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,246 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 545 | $37,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 2,519 | $37,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 447 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $37,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,000 | $36,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 903 | $36,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 23 | $36,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 2,456 | $36,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 622 | $36,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,478 | $36,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 642 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 809 | $36,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 754 | $36,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 51,020 | $36,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,890 | $35,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 2,500 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 709 | $35,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,228 | $35,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,672 | $35,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 1,777 | $35,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,300 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 500 | $35,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 552 | $35,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,027 | $35,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,475 | $35,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,506 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 596 | $34,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,736 | $34,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,581 | $34,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 960 | $34,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,025 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 454 | $34,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,863 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 628 | $34,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 1,252 | $34,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 2,147 | $34,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 792 | $34,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $33,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 957 | $33,000 | thousands by filing date | put |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 650 | $33,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,200 | $33,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 3,094 | $33,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,033 | $33,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 536 | $33,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,000 | $33,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 4,000 | $33,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,405 | $33,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,224 | $32,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,034 | $32,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 126 | $32,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 1,782 | $32,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,448 | $32,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 2,000 | $32,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,426 | $32,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,326 | $32,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 365 | $32,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,276 | $32,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 25,000 | $32,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 461 | $31,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 260 | $31,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 1,536 | $31,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 995 | $31,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,768 | $31,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,915 | $31,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,015 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 900 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 705 | $31,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,500 | $31,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 684 | $31,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,600 | $31,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,120 | $31,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,082 | $31,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 12,379 | $31,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,525 | $31,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,510 | $31,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 3,943 | $31,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 264 | $31,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,287 | $31,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,346 | $31,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 594 | $31,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,649 | $31,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 318 | $30,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 26 | $30,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,062 | $30,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 95 | $30,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 437 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 738 | $30,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 410 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 500 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 773 | $30,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,739 | $30,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 1,428 | $30,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,624 | $30,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 736 | $29,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,625 | $29,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 590 | $29,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,121 | $29,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,759 | $29,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,788 | $29,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 559 | $29,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,500 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,128 | $29,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 700 | $29,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,119 | $29,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,562 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 855 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 400 | $29,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 850 | $29,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,074 | $29,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,712 | $29,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 8,997 | $29,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,340 | $28,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,658 | $28,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,007 | $28,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 882 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 635 | $28,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,534 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $28,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,000 | $28,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,059 | $28,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,000 | $28,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,350 | $28,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 239 | $27,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 522 | $27,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 913 | $27,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 350 | $27,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 7,368 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,045 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 429 | $27,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 625 | $27,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 709 | $27,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 853 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 635 | $27,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 867 | $27,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 636 | $27,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,816 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,601 | $27,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 3,625 | $27,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 3,157 | $27,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,059 | $27,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 309 | $26,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,248 | $26,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,215 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 690 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 324 | $26,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 435 | $26,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 797 | $26,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,176 | $26,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 931 | $26,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 161 | $26,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 541 | $26,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,281 | $26,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 289 | $25,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,724 | $25,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 2,279 | $25,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 200 | $25,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,042 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 750 | $25,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 4,603 | $25,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 988 | $25,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,343 | $25,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,316 | $25,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,407 | $25,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,281 | $25,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,854 | $25,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 388 | $25,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 335 | $25,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,525 | $25,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,400 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 426 | $25,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $25,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,565 | $25,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,698 | $25,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 1,800 | $25,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,870 | $25,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,782 | $25,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 12,133 | $25,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,987 | $24,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 369 | $24,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,010 | $24,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 738 | $24,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 825 | $24,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 147 | $24,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,609 | $24,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 39 | $24,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,000 | $24,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 687 | $24,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,194 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $24,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,575 | $24,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,000 | $24,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,990 | $24,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,909 | $24,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 597 | $24,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 309 | $24,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 286 | $24,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,818 | $24,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,817 | $24,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,074 | $24,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,251 | $24,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,840 | $24,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,911 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,800 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 707 | $24,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 773 | $24,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,115 | $24,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20 | $23,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 43 | $23,000 | thousands by filing date | put |
| FS KKR CAP CORP | 302635206 | COM | 1,442 | $23,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,670 | $23,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,925 | $23,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,081 | $23,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,125 | $23,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,064 | $23,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,514 | $23,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,192 | $23,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $23,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 243 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,731 | $23,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,314 | $23,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,832 | $23,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,835 | $23,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,130 | $23,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 4,893 | $23,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 1,179 | $22,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 188 | $22,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,242 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1,150 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 92 | $22,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,955 | $22,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 730 | $22,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,000 | $22,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 3,082 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 746 | $22,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,600 | $22,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 882 | $22,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,047 | $22,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 987 | $22,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,034 | $22,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 769 | $22,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 750 | $22,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,395 | $22,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,000 | $22,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 325 | $22,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 653 | $22,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 256 | $21,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 138 | $21,000 | thousands by filing date | put |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 1,614 | $21,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 600 | $21,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,415 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 385 | $21,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,500 | $21,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,311 | $21,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,116 | $21,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,774 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 690 | $21,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 700 | $21,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 812 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 498 | $21,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $21,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 571 | $21,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,280 | $21,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 779 | $21,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 13,390 | $21,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 3,000 | $21,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 566 | $20,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 393 | $20,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 329 | $20,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 184 | $20,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 3,021 | $20,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 600 | $20,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 500 | $20,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 259 | $20,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,600 | $20,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,037 | $20,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 665 | $20,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 699 | $20,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 6,852 | $20,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,252 | $20,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,200 | $20,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 644 | $19,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,192 | $19,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 444 | $19,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 196 | $19,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,751 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 600 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 420 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 252 | $19,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 634 | $19,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,709 | $19,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,875 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 500 | $19,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 3,667 | $19,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 115 | $19,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,622 | $19,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 756 | $19,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,800 | $19,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,440 | $19,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 732 | $19,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,311 | $19,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 500 | $19,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 505 | $19,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,848 | $19,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,321 | $19,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 36 | $18,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,901 | $18,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 912 | $18,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 746 | $18,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,139 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,345 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 709 | $18,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,175 | $18,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,185 | $18,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,269 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $18,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,074 | $18,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,187 | $18,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,782 | $18,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 4,335 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $18,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,000 | $18,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 410 | $18,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 356 | $18,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 740 | $18,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,500 | $18,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,060 | $18,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,000 | $18,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 2,068 | $17,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,500 | $17,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,333 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 178 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 350 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 235 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,443 | $17,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 436 | $17,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,096 | $17,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,186 | $17,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,705 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 349 | $17,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 123 | $17,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $17,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 545 | $17,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 647 | $17,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 675 | $17,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,000 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 518 | $17,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,000 | $17,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,229 | $17,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 820 | $17,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,105 | $17,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23 | $16,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 633 | $16,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 104 | $16,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 264 | $16,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 311 | $16,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 719 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 649 | $16,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 480 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,180 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 489 | $16,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,703 | $16,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 501 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 554 | $16,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,597 | $16,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,373 | $16,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 775 | $16,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 500 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $16,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 878 | $16,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,393 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 243 | $16,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 779 | $16,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,248 | $16,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,138 | $16,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,310 | $16,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 241 | $16,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 576 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 700 | $16,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 372 | $16,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 637 | $15,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 162 | $15,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,034 | $15,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 461 | $15,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 429 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 268 | $15,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 803 | $15,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 273 | $15,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $15,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,375 | $15,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 888 | $15,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 369 | $15,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 332 | $15,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,052 | $15,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 679 | $15,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,907 | $15,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 480 | $15,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,699 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 33 | $15,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,000 | $15,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 5,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 852 | $14,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,000 | $14,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 886 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 738 | $14,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 758 | $14,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,781 | $14,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,694 | $14,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 907 | $14,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 993 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 6,719 | $14,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,892 | $14,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,094 | $14,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 518 | $14,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 601 | $14,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 399 | $14,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 959 | $14,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 606 | $14,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 869 | $14,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 3,100 | $14,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 700 | $14,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,199 | $14,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,125 | $14,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 981 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 570 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 764 | $14,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 24 | $13,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 28 | $13,000 | thousands by filing date | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,333 | $13,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 1,224 | $13,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 758 | $13,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 899 | $13,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 165 | $13,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 230 | $13,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 306 | $13,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 3,657 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 479 | $13,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 680 | $13,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 565 | $13,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 500 | $13,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,751 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 123 | $13,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 829 | $13,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,406 | $13,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 328 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 520 | $13,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 413 | $13,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 123 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 712 | $13,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 4,724 | $13,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 9,000 | $13,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,209 | $13,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $13,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 724 | $13,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 973 | $13,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,500 | $13,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 239 | $13,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,137 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-20-000028 | this filing | 2020-11-10 | acceptance time not in the bulk data set |