13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 3,707 holding rows worth $39,115,497,000.
- Accession
- 0000036104-20-000008
- Filer
- CIK 36104
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 7,192 entries on the cover page, a total value of $39,115,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,115,497,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 342 | $14,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,028 | $14,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 742 | $14,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 900 | $14,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 222 | $14,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,003 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 123 | $14,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 728 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 298 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 712 | $14,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 812 | $14,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 959 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 332 | $14,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,266 | $14,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,100 | $14,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,000 | $14,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 756 | $14,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 726 | $14,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $14,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,048 | $14,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 25,000 | $14,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,217 | $13,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 207 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 563 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,000 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 570 | $13,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,500 | $13,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 427 | $13,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50 | $13,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 288 | $13,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 100 | $13,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $13,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,130 | $13,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 498 | $13,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 158 | $12,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 205 | $12,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 521 | $12,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 522 | $12,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 750 | $12,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,345 | $12,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 877 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 235 | $12,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 148 | $12,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 288 | $12,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,254 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $12,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 201 | $12,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 792 | $12,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 395 | $12,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,370 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 375 | $12,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 589 | $12,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 943 | $12,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,201 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 493 | $12,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,000 | $12,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 200 | $11,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 285 | $11,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 131 | $11,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 504 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 286 | $11,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,083 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 295 | $11,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 789 | $11,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,128 | $11,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 456 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 800 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 198 | $11,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 531 | $11,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 328 | $11,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 655 | $11,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,431 | $11,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,799 | $11,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 697 | $11,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 468 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 213 | $11,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 587 | $11,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 271 | $11,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,254 | $11,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 103 | $11,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 410 | $11,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 500 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 880 | $11,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 824 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,220 | $11,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,498 | $11,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 180 | $10,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 600 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 89 | $10,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100 | $10,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 40 | $10,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 388 | $10,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 700 | $10,000 | thousands by filing date | put |
| STRATEGIC ED INC COM | 86272C103 | Stock | 63 | $10,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 687 | $10,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 303 | $10,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 114 | $10,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 461 | $10,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 285 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $10,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 612 | $10,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 155 | $10,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 555 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $10,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 267 | $10,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $10,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $10,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 652 | $10,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 7,462 | $10,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 209 | $10,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 211 | $10,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $10,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 900 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 151 | $10,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 884 | $10,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,347 | $10,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 440 | $10,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 221 | $10,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 51 | $9,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 557 | $9,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 170 | $9,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 111 | $9,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 220 | $9,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 30 | $9,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 1,004 | $9,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,000 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 422 | $9,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 490 | $9,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,834 | $9,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 868 | $9,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 116 | $9,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 593 | $9,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 590 | $9,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 629 | $9,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,374 | $9,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 599 | $9,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $9,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 657 | $9,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $9,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 258 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 382 | $9,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $9,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 551 | $9,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $9,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 256 | $9,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 209 | $9,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 1,000 | $9,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,706 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 984 | $8,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,085 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 374 | $8,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 278 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,000 | $8,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 275 | $8,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,000 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 918 | $8,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $8,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 261 | $8,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,050 | $8,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 666 | $8,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 200 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $8,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,798 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 661 | $8,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 425 | $8,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,000 | $8,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,025 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 284 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 550 | $8,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,243 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 159 | $8,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21 | $7,000 | thousands by filing date | put |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 173 | $7,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 395 | $7,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 370 | $7,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,009 | $7,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 47 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 75 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 567 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 110 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 631 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 115 | $7,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,157 | $7,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 625 | $7,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 219 | $7,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 53 | $7,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 430 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $7,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 90 | $7,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 826 | $7,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 484 | $7,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 583 | $7,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 500 | $7,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 291 | $7,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 135 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,060 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 120 | $7,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 273 | $7,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 930 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECHNOLOGY | 74347G101 | ETF | 550 | $7,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 341 | $7,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 500 | $7,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,100 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2 | $6,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 35 | $6,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 37 | $6,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 203 | $6,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 200 | $6,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 178 | $6,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 230 | $6,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 377 | $6,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 174 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 300 | $6,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 508 | $6,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 121 | $6,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 308 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 271 | $6,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 500 | $6,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 44 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 340 | $6,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 603 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 150 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 740 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 135 | $6,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 242 | $6,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 339 | $6,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 279 | $6,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 171 | $6,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 500 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 40 | $6,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 304 | $6,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 125 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 538 | $6,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 393 | $6,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,629 | $6,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 208 | $6,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 199 | $6,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 400 | $6,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $6,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 152 | $6,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 459 | $6,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,000 | $6,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 669 | $6,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 18,315 | $6,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,858 | $6,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 575 | $6,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 317 | $5,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 184 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 95 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 38 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,446 | $5,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 52 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 165 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $5,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 380 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 145 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 248 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 112 | $5,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 500 | $5,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 300 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,427 | $5,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 2,500 | $5,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 526 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 109 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 289 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 258 | $5,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 147 | $5,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 163 | $5,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 500 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 713 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 148 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,753 | $5,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 300 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 485 | $5,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 324 | $5,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,662 | $5,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 326 | $5,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,273 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 480 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 900 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 311 | $5,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 258 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 220 | $5,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 125 | $5,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 2,173 | $5,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 750 | $5,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 3,000 | $5,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,000 | $5,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 313 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 53 | $4,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 46 | $4,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 32 | $4,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 3,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,198 | $4,000 | thousands by filing date | call |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 375 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 602 | $4,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 55 | $4,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 169 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 137 | $4,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 245 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 183 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 300 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,197 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 83 | $4,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 175 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 125 | $4,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 167 | $4,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 143 | $4,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 250 | $4,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 143 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,500 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 290 | $4,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 300 | $4,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 79 | $4,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $4,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 314 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 107 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 29 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 200 | $4,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 286 | $4,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 540 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $4,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 185 | $4,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 186 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 71 | $4,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 421 | $4,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 120 | $4,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 168 | $4,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 308 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 70 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $4,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 373 | $4,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 195 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 500 | $4,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,118 | $4,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 306 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 207 | $4,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 208 | $4,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 300 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 798 | $4,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 360 | $4,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 609 | $4,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 186 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,490 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,637 | $4,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,193 | $4,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,435 | $4,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 210 | $4,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 300 | $4,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 114 | $4,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 329 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,000 | $4,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 500 | $4,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2 | $3,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 25 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 509 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 131 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 67 | $3,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 218 | $3,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 349 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 319 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 75 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 166 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 42 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 138 | $3,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 25 | $3,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10 | $3,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 150 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 175 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 434 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 35 | $3,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 37 | $3,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 139 | $3,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $3,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 95 | $3,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 202 | $3,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 475 | $3,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 300 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 214 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 85 | $3,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 676 | $3,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 242 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,000 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 56 | $3,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 116 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 126 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 985 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 49 | $3,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 50 | $3,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 550 | $3,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 500 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,171 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 72 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 589 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 381 | $3,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 25 | $3,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 198 | $3,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 603 | $3,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 260 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 244 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 50 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 567 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,215 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,473 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 223 | $3,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 400 | $3,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 400 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,000 | $3,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 400 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 58 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 116 | $3,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 284 | $3,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 84 | $3,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 8,997 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 401 | $3,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 54 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 415 | $3,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 500 | $3,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 166 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 41 | $2,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 26 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 30 | $2,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 57 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 190 | $2,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 236 | $2,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 206 | $2,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 400 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 110 | $2,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 54 | $2,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 133 | $2,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 75 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 70 | $2,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 492 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 56 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 700 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 43 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 179 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 271 | $2,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 39 | $2,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 47 | $2,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 124 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 68 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 211 | $2,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 15 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 49 | $2,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 44 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 100 | $2,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 234 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 24 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 75 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 528 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 520 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 208 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 234 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 204 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 246 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 153 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 17 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 30 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-20-000008 | this filing | 2020-02-04 | acceptance time not in the bulk data set |