13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 3,707 holding rows worth $39,115,497,000.
- Accession
- 0000036104-20-000008
- Filer
- CIK 36104
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 7,192 entries on the cover page, a total value of $39,115,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,115,497,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,238 | $47,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,530 | $47,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,534 | $47,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,400 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 361 | $47,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,071 | $47,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,917 | $47,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 221 | $46,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 380 | $46,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 707 | $46,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 746 | $46,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,700 | $46,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 648 | $46,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,415 | $46,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,500 | $46,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,000 | $46,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,721 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 914 | $46,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 14,286 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,977 | $45,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,356 | $45,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 539 | $45,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 4,786 | $45,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,000 | $45,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 1,803 | $45,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 68 | $44,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 1,456 | $44,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 903 | $44,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $44,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,842 | $44,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,050 | $44,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 9,198 | $44,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,398 | $44,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,915 | $44,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,683 | $44,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 847 | $43,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,035 | $43,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 947 | $43,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 910 | $43,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 888 | $43,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 3,789 | $43,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,176 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 220 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 731 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $43,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,200 | $43,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 207 | $43,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,600 | $43,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,659 | $43,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 978 | $42,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,248 | $42,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 914 | $42,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,313 | $42,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 2,369 | $42,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,025 | $42,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 4,542 | $42,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 999 | $42,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,331 | $42,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,935 | $42,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 777 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,000 | $42,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,222 | $42,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 32,500 | $42,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,302 | $42,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 525 | $41,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 438 | $41,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,801 | $41,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 86 | $41,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,344 | $41,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,574 | $41,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 417 | $41,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $41,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,016 | $41,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,350 | $41,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,200 | $41,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,904 | $40,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,875 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $40,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $40,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $40,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,412 | $40,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,010 | $40,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,261 | $40,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,701 | $40,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,055 | $39,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 1,822 | $39,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 667 | $39,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,983 | $39,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 421 | $39,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 425 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $39,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,000 | $39,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 3,522 | $39,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 202 | $38,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 541 | $38,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 928 | $38,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,218 | $38,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,286 | $38,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,223 | $38,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,330 | $38,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,337 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $38,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,000 | $38,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,926 | $38,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 8,962 | $38,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 129 | $38,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 13,390 | $38,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,826 | $37,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,154 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 259 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 241 | $37,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,827 | $37,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,458 | $37,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,000 | $37,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,280 | $37,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 257 | $36,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2,088 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,403 | $36,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,358 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,184 | $36,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,631 | $36,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,200 | $36,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,300 | $36,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $36,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 930 | $36,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,315 | $36,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,108 | $36,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,096 | $36,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 260 | $35,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,585 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,170 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 190 | $35,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,600 | $35,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,088 | $35,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,707 | $35,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,770 | $35,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,300 | $35,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 972 | $35,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,932 | $35,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 790 | $35,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,632 | $35,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,405 | $35,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 388 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 606 | $34,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,000 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,245 | $34,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,270 | $34,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 445 | $34,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,789 | $34,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,123 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,800 | $34,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,415 | $34,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 34 | $33,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 847 | $33,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 115 | $33,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,109 | $33,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,328 | $33,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,343 | $33,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $33,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 4,497 | $33,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,506 | $33,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 4,875 | $33,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,441 | $33,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,838 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 1,500 | $33,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 797 | $32,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 321 | $32,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,924 | $32,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,164 | $32,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,539 | $32,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,975 | $32,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 731 | $32,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 656 | $32,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 4,033 | $32,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,316 | $32,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,525 | $32,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,600 | $32,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,630 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 400 | $32,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $32,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,149 | $32,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 6,751 | $32,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,500 | $32,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 666 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 450 | $32,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 334 | $31,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 222 | $31,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,435 | $31,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 542 | $31,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,451 | $31,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,045 | $31,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 541 | $31,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 697 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 653 | $31,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,143 | $31,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,850 | $31,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,143 | $31,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 493 | $31,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 3,679 | $31,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,357 | $31,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,600 | $31,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 168 | $31,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,418 | $31,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 655 | $31,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 264 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 500 | $31,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,047 | $31,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,755 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,243 | $31,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 521 | $31,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 50,000 | $31,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 276 | $30,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,900 | $30,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1,150 | $30,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,622 | $30,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,700 | $30,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 425 | $30,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 635 | $30,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,750 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 628 | $30,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 754 | $30,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,294 | $30,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,742 | $30,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,291 | $30,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 25 | $29,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 131 | $29,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 2,084 | $29,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 111 | $29,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 681 | $29,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,755 | $29,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 841 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2,840 | $29,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 484 | $29,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,029 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 856 | $29,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 4,180 | $29,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 385 | $29,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,027 | $29,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20 | $28,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 3,117 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,003 | $28,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 535 | $28,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,210 | $28,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 2,359 | $28,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,000 | $28,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 716 | $28,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,535 | $28,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 31,500 | $28,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 5,854 | $28,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 138 | $27,000 | thousands by filing date | put |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 650 | $27,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 51 | $27,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 288 | $27,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 2,086 | $27,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,096 | $27,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 544 | $27,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,125 | $27,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 265 | $27,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,200 | $27,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,398 | $27,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 286 | $27,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,261 | $27,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,243 | $27,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,820 | $27,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 1,561 | $27,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 2,710 | $27,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $26,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 316 | $26,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 35 | $26,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 86 | $26,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 750 | $26,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 846 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,180 | $26,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 4,144 | $26,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 796 | $26,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $26,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,395 | $26,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $26,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 363 | $26,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $26,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 1,310 | $26,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 700 | $26,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 149 | $25,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,767 | $25,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,444 | $25,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 767 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 95 | $25,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,178 | $25,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 503 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 980 | $25,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,125 | $25,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 915 | $25,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 843 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 507 | $25,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 3,584 | $25,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $25,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,560 | $25,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 863 | $25,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 964 | $25,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,044 | $25,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,000 | $25,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 2,098 | $25,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,000 | $24,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 800 | $24,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 183 | $24,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 273 | $24,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 738 | $24,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,078 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 511 | $24,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,108 | $24,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 554 | $24,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 220 | $24,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,499 | $24,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,385 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 377 | $24,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 2,874 | $24,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,105 | $24,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,435 | $24,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 2,600 | $24,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,319 | $24,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,000 | $24,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 800 | $24,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 369 | $23,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 164 | $23,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 203 | $23,000 | thousands by filing date | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 3,040 | $23,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 210 | $23,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 48 | $23,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 378 | $23,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 178 | $23,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,454 | $23,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,950 | $23,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 599 | $23,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,047 | $23,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 403 | $23,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 500 | $23,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $23,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,724 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $23,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 325 | $23,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 6,564 | $23,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,307 | $23,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 663 | $23,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,985 | $22,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 346 | $22,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,442 | $22,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,324 | $22,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 769 | $22,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 339 | $22,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 814 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,000 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 150 | $22,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,840 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $22,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 731 | $22,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,246 | $22,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 974 | $22,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 550 | $22,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,362 | $21,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 984 | $21,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 228 | $21,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 238 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 327 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $21,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 519 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 500 | $21,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 882 | $21,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,500 | $21,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 522 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 553 | $21,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,832 | $21,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 519 | $21,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 457 | $21,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 518 | $21,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 457 | $21,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,646 | $21,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 576 | $21,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 154 | $20,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,500 | $20,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 480 | $20,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,152 | $20,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 909 | $20,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,196 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 92 | $20,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 809 | $20,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 565 | $20,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 241 | $20,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 426 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 400 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $20,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,022 | $20,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,835 | $20,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,001 | $20,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 540 | $20,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 7,250 | $20,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 417 | $19,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 389 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 785 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 178 | $19,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 503 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,004 | $19,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 998 | $19,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $19,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,550 | $19,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 260 | $19,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,464 | $19,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $19,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 814 | $19,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 901 | $19,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 833 | $19,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,200 | $19,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 4,315 | $19,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 15 | $19,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 170 | $18,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 268 | $18,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 810 | $18,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 878 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $18,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 382 | $18,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 156 | $18,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 245 | $18,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $18,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 622 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 500 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 518 | $18,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 528 | $18,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 4,750 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 499 | $17,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 168 | $17,000 | thousands by filing date | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 655 | $17,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 210 | $17,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,972 | $17,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 50 | $17,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,249 | $17,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,643 | $17,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 272 | $17,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 500 | $17,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 398 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 186 | $17,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 423 | $17,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 650 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 554 | $17,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 508 | $17,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,550 | $17,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 446 | $17,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 377 | $17,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 877 | $17,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,269 | $17,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 454 | $17,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,167 | $17,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,764 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 497 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 520 | $17,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,321 | $17,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 653 | $17,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,106 | $17,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1,000 | $17,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 158 | $16,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 353 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 350 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 235 | $16,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 725 | $16,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 440 | $16,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,500 | $16,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 486 | $16,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,232 | $16,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $16,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,500 | $16,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,491 | $16,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 906 | $16,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,000 | $16,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 14,105 | $16,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 169 | $15,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 200 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 145 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 693 | $15,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $15,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,640 | $15,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 864 | $15,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 443 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 290 | $15,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 706 | $15,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 601 | $15,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 900 | $15,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,644 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 525 | $15,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 606 | $15,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,000 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 570 | $15,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 378 | $14,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 380 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 329 | $14,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 685 | $14,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 129 | $14,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $14,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 373 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-20-000008 | this filing | 2020-02-04 | acceptance time not in the bulk data set |