13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-01, with 3,668 holding rows worth $34,546,531,000.
- Accession
- 0000036104-18-000030
- Filer
- CIK 36104
- Filed
- 2018-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 7,004 entries on the cover page, a total value of $34,546,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,546,531,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP INVESTMENTS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 697 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 261 | $15,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $15,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 522 | $15,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $15,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 729 | $15,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 922 | $15,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $15,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 2,012 | $15,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 385 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 566 | $15,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 653 | $15,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $15,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 565 | $15,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 917 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 261 | $14,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 236 | $14,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,130 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 370 | $14,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 500 | $14,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 346 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 427 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 160 | $14,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 534 | $14,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 448 | $14,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,219 | $14,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,125 | $14,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,684 | $14,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 773 | $14,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 498 | $14,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 724 | $13,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 399 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,027 | $13,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 215 | $13,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,824 | $13,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 742 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 281 | $13,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 337 | $13,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 565 | $13,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 743 | $13,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,138 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $13,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,095 | $13,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 626 | $13,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 510 | $13,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,101 | $13,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 507 | $13,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 1,102 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 516 | $13,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 40,650 | $13,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 136 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 264 | $12,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,885 | $12,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,740 | $12,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 217 | $12,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 148 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 60 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,000 | $12,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 287 | $12,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,529 | $12,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 587 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 950 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 267 | $12,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 215 | $12,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 448 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 124 | $12,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 959 | $12,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 814 | $12,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 332 | $12,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 577 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 682 | $12,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 164 | $12,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 153 | $12,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 176 | $12,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 4,000 | $12,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,000 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,100 | $12,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,500 | $11,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 999 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $11,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 2,747 | $11,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 195 | $11,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 610 | $11,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,300 | $11,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 252 | $11,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 49 | $11,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 398 | $11,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 629 | $11,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,830 | $11,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 410 | $11,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 236 | $11,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,068 | $11,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,816 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 162 | $11,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 551 | $11,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 177 | $11,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,622 | $11,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 950 | $11,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,900 | $11,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 693 | $11,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 764 | $10,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 208 | $10,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 473 | $10,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 22 | $10,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 482 | $10,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 153 | $10,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,200 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $10,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,561 | $10,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,035 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 800 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $10,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 133 | $10,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 457 | $10,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 479 | $10,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $10,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 590 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $10,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $10,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 129 | $10,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 123 | $10,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 323 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,567 | $10,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 502 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 275 | $10,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 727 | $10,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 383 | $10,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,145 | $10,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 355 | $10,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 723 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,000 | $10,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 2,000 | $10,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 165 | $9,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,059 | $9,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,000 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 386 | $9,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 187 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 250 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 464 | $9,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 130 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 166 | $9,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 125 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 728 | $9,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 221 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 351 | $9,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 207 | $9,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 350 | $9,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 200 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,343 | $9,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 382 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 169 | $9,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,270 | $9,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 299 | $9,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,758 | $9,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,028 | $9,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,903 | $9,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,000 | $9,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 285 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 120 | $9,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,859 | $9,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 962 | $9,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 388 | $9,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 900 | $9,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 900 | $9,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,000 | $8,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 66 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 505 | $8,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 135 | $8,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 197 | $8,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 652 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 90 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 250 | $8,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 707 | $8,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,050 | $8,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 257 | $8,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 132 | $8,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 111 | $8,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 329 | $8,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 184 | $8,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 226 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 143 | $8,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,000 | $8,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 270 | $8,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 155 | $8,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 875 | $8,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 155 | $8,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $8,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 116 | $8,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 88 | $8,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 170 | $8,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 181 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,597 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 660 | $8,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 225 | $8,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 125 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 125 | $8,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,270 | $8,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,707 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,207 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 549 | $8,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 302 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 122 | $8,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 500 | $8,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,243 | $8,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 165 | $8,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,397 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $8,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 497 | $8,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 389 | $8,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 8,168 | $8,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,055 | $8,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 971 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 500 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,196 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 715 | $7,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 235 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 300 | $7,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,819 | $7,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,657 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 161 | $7,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 136 | $7,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 193 | $7,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 269 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 165 | $7,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 304 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $7,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 420 | $7,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 530 | $7,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 2,100 | $7,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 285 | $7,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 361 | $7,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 209 | $7,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 200 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,000 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 282 | $7,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 467 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 112 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 111 | $6,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 84 | $6,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385 | $6,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 464 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 133 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,000 | $6,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 92 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 257 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,276 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $6,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 90 | $6,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 112 | $6,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 243 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,048 | $6,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $6,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 230 | $6,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 315 | $6,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 399 | $6,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 279 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $6,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 61 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 87 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 206 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 100 | $6,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,670 | $6,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 304 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 300 | $6,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 173 | $6,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,000 | $6,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,451 | $6,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 430 | $6,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 614 | $6,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,031 | $6,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 860 | $6,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,000 | $6,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 1,035 | $6,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,000 | $6,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 6,300 | $6,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 625 | $6,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 108 | $5,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 245 | $5,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 15 | $5,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 114 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 261 | $5,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 258 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 62 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 25 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 150 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 112 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 400 | $5,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 175 | $5,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 210 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 76 | $5,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 208 | $5,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 800 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 94 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $5,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 306 | $5,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 195 | $5,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 163 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 40 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 148 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $5,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 86 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 170 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 177 | $5,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 38 | $5,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 119 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 134 | $5,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 254 | $5,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 48 | $5,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 471 | $5,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 360 | $5,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,001 | $5,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 814 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 4,000 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 805 | $5,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 90 | $5,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 160 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 999 | $5,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 375 | $5,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,000 | $5,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 353 | $5,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 400 | $5,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 302 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 454 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 35 | $4,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $4,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 455 | $4,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 262 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 86 | $4,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 95 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 145 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 250 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 726 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 138 | $4,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 231 | $4,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 105 | $4,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 256 | $4,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 200 | $4,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 142 | $4,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 248 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $4,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 368 | $4,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 267 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 268 | $4,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 116 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 71 | $4,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 112 | $4,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 183 | $4,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 38 | $4,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $4,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 162 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 300 | $4,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 21 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 778 | $4,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 164 | $4,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 251 | $4,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 87 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,040 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79 | $4,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 516 | $4,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 105 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 153 | $4,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 600 | $4,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 255 | $4,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 59 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 101 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 673 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 86 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 319 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 54 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 57 | $3,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 100 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $3,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 228 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 700 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 112 | $3,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 77 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 27 | $3,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 36 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 203 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 400 | $3,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 328 | $3,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 400 | $3,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 72 | $3,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 41 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 158 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 208 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 154 | $3,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 144 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 217 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 301 | $3,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 677 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 112 | $3,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 150 | $3,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 175 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 295 | $3,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 452 | $3,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 300 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 50 | $3,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 19 | $3,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 154 | $3,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 115 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 599 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 156 | $3,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 194 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,234 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 72 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 96 | $3,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 163 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 289 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 347 | $3,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 427 | $3,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 25 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,000 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 662 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 900 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 272 | $3,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 135 | $3,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 181 | $3,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 200 | $3,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 149 | $3,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 400 | $3,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,400 | $3,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 231 | $3,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 174 | $3,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,334 | $3,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 123 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 400 | $2,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 77 | $2,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 104 | $2,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 75 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 19 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 102 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 44 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 84 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 90 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 458 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 43 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 70 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 100 | $2,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 63 | $2,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 51 | $2,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 30 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 35 | $2,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 94 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 100 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 108 | $2,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 126 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 113 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 156 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-18-000030 | this filing | 2018-11-01 | acceptance time not in the bulk data set |