13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-01, with 3,668 holding rows worth $34,546,531,000.
- Accession
- 0000036104-18-000030
- Filer
- CIK 36104
- Filed
- 2018-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 7,004 entries on the cover page, a total value of $34,546,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,546,531,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP INVESTMENTS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONRO INC | 610236101 | COMMON STOCK | 815 | $56,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 795 | $56,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,520 | $56,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,011 | $56,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,000 | $56,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 852 | $55,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,780 | $55,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,706 | $55,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 7,500 | $55,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,975 | $55,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9,385 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 866 | $55,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,500 | $55,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,149 | $55,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,855 | $55,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 577 | $54,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 187 | $54,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,865 | $54,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,345 | $54,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,243 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,332 | $54,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,500 | $53,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,157 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 816 | $53,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,571 | $53,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 637 | $53,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,412 | $53,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 683 | $53,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $53,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,337 | $53,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 10,885 | $53,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 1,013 | $53,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,590 | $52,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,404 | $52,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,729 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,603 | $52,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,169 | $52,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 4,545 | $52,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,780 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,013 | $52,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,740 | $52,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,103 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 2,000 | $52,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,381 | $51,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,300 | $51,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,580 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 2,752 | $51,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,401 | $51,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,000 | $51,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,810 | $51,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 394 | $50,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,037 | $50,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,907 | $50,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 5,925 | $50,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 709 | $50,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 2,512 | $50,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,154 | $50,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,050 | $50,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,175 | $50,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,997 | $49,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 1,943 | $49,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7,149 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 310 | $49,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,679 | $49,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,496 | $49,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,424 | $49,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 22,082 | $49,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,659 | $49,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 28,976 | $49,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,113 | $49,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $48,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 4,260 | $48,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,180 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 496 | $48,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 683 | $48,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,012 | $48,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,812 | $48,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,840 | $48,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,959 | $48,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,598 | $48,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,000 | $48,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,078 | $48,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,713 | $48,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,427 | $48,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,201 | $48,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 5,811 | $48,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,100 | $48,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,915 | $48,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 3,000 | $48,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 615 | $47,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 185 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 287 | $47,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,114 | $47,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,282 | $47,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,763 | $47,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,159 | $47,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,355 | $47,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 977 | $47,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 394 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 502 | $47,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 9,015 | $47,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,887 | $47,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 2,807 | $47,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,000 | $47,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 296 | $47,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 625 | $46,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 261 | $46,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,829 | $46,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,850 | $46,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,709 | $45,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,393 | $45,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,950 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,500 | $45,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,730 | $45,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 728 | $45,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,173 | $45,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 479 | $45,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,239 | $45,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 783 | $45,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,495 | $45,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,872 | $45,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,864 | $45,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 5,000 | $45,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 625 | $44,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 527 | $44,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,694 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 983 | $44,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,610 | $44,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 807 | $44,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,410 | $44,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,324 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,700 | $44,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 6,207 | $44,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,616 | $44,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,984 | $44,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 24,225 | $43,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,849 | $43,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 432 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $43,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,719 | $43,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,766 | $43,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 600 | $42,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,894 | $42,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $42,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,518 | $42,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 415 | $42,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 717 | $42,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 3,403 | $42,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 32,025 | $41,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,500 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 723 | $41,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 896 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 964 | $41,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,296 | $41,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,200 | $41,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,443 | $41,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,158 | $41,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,329 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 1,500 | $41,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 909 | $40,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 534 | $40,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,060 | $40,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 656 | $40,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,357 | $40,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 409 | $40,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,631 | $40,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,704 | $40,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 731 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 808 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $39,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $39,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $39,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,902 | $39,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $39,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,006 | $39,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,117 | $39,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,160 | $38,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,167 | $38,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,513 | $38,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,269 | $38,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 995 | $38,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $38,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,680 | $38,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,449 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 883 | $38,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $38,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,114 | $38,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $38,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 500 | $38,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,601 | $38,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 31,500 | $38,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,510 | $38,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,582 | $37,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 732 | $37,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 681 | $37,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 623 | $37,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,218 | $37,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 623 | $37,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 181 | $37,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $37,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 1,670 | $37,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 684 | $37,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 2,459 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,049 | $37,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 389 | $37,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 6,120 | $37,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $37,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,914 | $37,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 950 | $37,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,700 | $37,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,449 | $36,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,669 | $36,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,000 | $36,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,493 | $36,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 207 | $36,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $36,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 290 | $35,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 195 | $35,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,523 | $35,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 834 | $35,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,735 | $35,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 412 | $35,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,143 | $35,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,666 | $35,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,330 | $35,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 933 | $35,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,449 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,000 | $35,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 1,231 | $35,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 6,742 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,159 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,486 | $34,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,375 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,010 | $34,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,509 | $34,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 525 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2,600 | $34,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 639 | $34,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 907 | $34,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,922 | $34,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $34,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $34,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 959 | $33,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 410 | $33,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 823 | $33,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 482 | $33,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 759 | $33,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 557 | $33,000 | thousands by filing date | |
| RH | 74967X103 | COM | 254 | $33,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 51 | $33,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 703 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 400 | $33,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,779 | $33,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 104 | $33,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,986 | $33,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 935 | $32,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 369 | $32,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 267 | $32,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,589 | $32,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 250 | $32,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $32,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,624 | $32,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,050 | $32,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 316 | $32,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,497 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 336 | $32,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,388 | $32,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 391 | $32,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,269 | $31,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,325 | $31,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,535 | $31,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,525 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 591 | $31,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,546 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,905 | $31,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,181 | $31,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 445 | $31,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 383 | $30,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 702 | $30,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,126 | $30,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 950 | $30,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $30,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $30,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,427 | $30,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,305 | $30,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,810 | $30,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $30,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,811 | $30,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 669 | $29,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,969 | $29,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,532 | $29,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,115 | $29,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 879 | $29,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 469 | $29,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,250 | $29,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,739 | $29,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 4,045 | $29,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,364 | $29,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,200 | $29,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,935 | $29,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,547 | $29,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,417 | $29,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6,414 | $29,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 10,040 | $29,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 237 | $28,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,500 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,297 | $28,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,273 | $28,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 548 | $28,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,168 | $28,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,225 | $28,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,226 | $28,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 700 | $28,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,125 | $28,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 587 | $27,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,015 | $27,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,292 | $27,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 702 | $27,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,416 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 575 | $27,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 706 | $27,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,935 | $27,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 315 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 1,300 | $27,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 687 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 262 | $26,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 298 | $26,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,297 | $26,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 841 | $26,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 294 | $26,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $26,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 491 | $26,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $26,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 184 | $26,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,993 | $26,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,148 | $26,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 654 | $25,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,639 | $25,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 918 | $25,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,364 | $25,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 536 | $25,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 475 | $25,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,194 | $25,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 623 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 165 | $25,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $25,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,159 | $25,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $24,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 972 | $24,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 640 | $24,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 769 | $24,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 960 | $24,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 575 | $24,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 1,406 | $24,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 777 | $24,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $24,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,500 | $24,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 298 | $24,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,545 | $24,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 19,981 | $24,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,622 | $23,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,246 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 518 | $23,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,096 | $23,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,026 | $23,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,600 | $23,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $23,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 611 | $23,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 4,409 | $23,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 30,000 | $23,000 | thousands by filing date | principal |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 203 | $22,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 538 | $22,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 678 | $22,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,185 | $22,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 478 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 254 | $22,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 284 | $22,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 711 | $22,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,300 | $22,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,047 | $22,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 688 | $22,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,000 | $22,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 203 | $22,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,490 | $22,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,142 | $22,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,992 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,398 | $22,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 697 | $22,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,926 | $22,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 8,000 | $22,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,000 | $22,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 524 | $22,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,000 | $22,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 972 | $22,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 369 | $21,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 98 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 163 | $21,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 296 | $21,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 115 | $21,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 607 | $21,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,435 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,421 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $21,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $21,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,710 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 175 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $21,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $21,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,454 | $21,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 369 | $20,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $20,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 982 | $20,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,036 | $20,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $20,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 407 | $20,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 517 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 725 | $20,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,357 | $20,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 3,285 | $20,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 581 | $20,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,370 | $20,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,000 | $20,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 18,315 | $20,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 2,602 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 521 | $19,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 131 | $19,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 138 | $19,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 242 | $19,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,043 | $19,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $19,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 833 | $19,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 247 | $19,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 424 | $19,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 760 | $19,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 641 | $19,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,000 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,178 | $19,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 524 | $19,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 471 | $18,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $18,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 741 | $18,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 992 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,595 | $18,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 398 | $18,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 400 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,009 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $18,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 676 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $18,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 603 | $17,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 277 | $17,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 3,020 | $17,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $17,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,550 | $17,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 898 | $17,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $17,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 787 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 339 | $17,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 993 | $17,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,000 | $17,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 500 | $17,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 600 | $17,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 168 | $17,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 426 | $17,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,864 | $17,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 348 | $17,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 375 | $16,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 910 | $16,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 184 | $16,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,263 | $16,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,100 | $16,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,000 | $16,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,544 | $16,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,350 | $16,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 482 | $16,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,330 | $16,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,009 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 291 | $16,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 900 | $16,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,536 | $16,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,082 | $16,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 460 | $16,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $16,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 453 | $16,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 15 | $16,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,078 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-18-000030 | this filing | 2018-11-01 | acceptance time not in the bulk data set |