13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-08, with 3,653 holding rows worth $32,589,043,000.
- Accession
- 0000036104-18-000012
- Filer
- CIK 36104
- Filed
- 2018-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 6,989 entries on the cover page, a total value of $32,589,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,589,043,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,561 | $16,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 478 | $16,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 683 | $16,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 384 | $16,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 427 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 180 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 711 | $16,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 900 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 500 | $16,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 590 | $16,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 526 | $16,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 164 | $16,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 365 | $16,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $16,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 5,000 | $16,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 10,040 | $16,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 565 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,100 | $16,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 464 | $15,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 681 | $15,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,000 | $15,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 335 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 600 | $15,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 522 | $15,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,913 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 294 | $15,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,000 | $15,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,141 | $15,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,500 | $15,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 421 | $15,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 898 | $15,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 935 | $15,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $15,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 760 | $15,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 658 | $15,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 285 | $15,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,811 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 572 | $15,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 729 | $15,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,066 | $15,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 168 | $15,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 1,500 | $15,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 500 | $15,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 653 | $15,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,418 | $15,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 894 | $15,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 2,313 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,900 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 141 | $15,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 184 | $15,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,020 | $15,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 40,650 | $15,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,155 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 261 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 350 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 256 | $14,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 349 | $14,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 732 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $14,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 551 | $14,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 893 | $14,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 510 | $14,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 385 | $14,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 862 | $14,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 544 | $14,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 1,102 | $14,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 343 | $14,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 439 | $14,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 15,000 | $14,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 494 | $13,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $13,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 452 | $13,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 495 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 375 | $13,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 463 | $13,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,330 | $13,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,200 | $13,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 587 | $13,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,830 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 950 | $13,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,138 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 449 | $13,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 42 | $13,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 84 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 500 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 516 | $13,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,000 | $13,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 359 | $12,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 999 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,340 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $12,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 185 | $12,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 814 | $12,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 675 | $12,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 735 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 255 | $12,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 201 | $12,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 458 | $12,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 502 | $12,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 500 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 223 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 275 | $12,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 925 | $12,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 534 | $12,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 985 | $12,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 986 | $12,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $12,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 500 | $12,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $12,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 565 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,251 | $12,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,059 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 110 | $11,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,400 | $11,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 288 | $11,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 130 | $11,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 215 | $11,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 475 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,921 | $11,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 641 | $11,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 616 | $11,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 104 | $11,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 968 | $11,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $11,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 457 | $11,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 2,681 | $11,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 457 | $11,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,148 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 950 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,568 | $11,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 323 | $11,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,111 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 60 | $11,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 693 | $11,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 700 | $11,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 2,906 | $11,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 533 | $10,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 610 | $10,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 80 | $10,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 260 | $10,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 200 | $10,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 371 | $10,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $10,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 653 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 250 | $10,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 195 | $10,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 194 | $10,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 479 | $10,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 90 | $10,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,350 | $10,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $10,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 876 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 136 | $10,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 182 | $10,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 578 | $10,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 577 | $10,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,422 | $10,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 4,000 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,000 | $10,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,032 | $10,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 9,000 | $10,000 | thousands by filing date | principal |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 75 | $9,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 186 | $9,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 707 | $9,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 418 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $9,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 875 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 555 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 351 | $9,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 545 | $9,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 219 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 113 | $9,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 686 | $9,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 871 | $9,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 735 | $9,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 200 | $9,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 420 | $9,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 984 | $9,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 500 | $9,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 156 | $9,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,028 | $9,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 460 | $9,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 148 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,836 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $9,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,500 | $9,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,268 | $9,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 390 | $9,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 971 | $9,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 523 | $9,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 900 | $9,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 900 | $9,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,000 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 188 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 359 | $8,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19 | $8,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 197 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 652 | $8,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 114 | $8,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 148 | $8,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 225 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 83 | $8,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $8,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,000 | $8,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 543 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 530 | $8,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,048 | $8,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 482 | $8,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 181 | $8,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 207 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $8,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $8,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,011 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 264 | $8,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 5,038 | $8,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,840 | $8,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 2,400 | $8,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 500 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,000 | $8,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 292 | $8,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 217 | $8,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 411 | $8,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 8,168 | $8,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,899 | $8,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 388 | $8,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 236 | $7,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,000 | $7,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,385 | $7,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 475 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 300 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 324 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 464 | $7,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,640 | $7,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,497 | $7,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 299 | $7,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 88 | $7,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 846 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 97 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 206 | $7,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 905 | $7,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 267 | $7,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 839 | $7,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 282 | $7,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,661 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 236 | $7,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 165 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 138 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 750 | $7,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 285 | $7,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,000 | $7,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 24,755 | $7,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 440 | $7,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,000 | $7,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 400 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 112 | $6,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 69 | $6,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 101 | $6,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 16 | $6,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 220 | $6,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 145 | $6,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 112 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 800 | $6,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 111 | $6,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 143 | $6,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 171 | $6,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 176 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 400 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 493 | $6,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 112 | $6,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 116 | $6,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 142 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 171 | $6,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 193 | $6,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 210 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 49 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 165 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 400 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 200 | $6,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $6,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 94 | $6,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 88 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 78 | $6,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $6,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 430 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,028 | $6,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 150 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 42 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 95 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 25 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 350 | $5,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 214 | $5,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 82 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 76 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $5,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 183 | $5,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 163 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 115 | $5,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 240 | $5,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 988 | $5,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,858 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 148 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 300 | $5,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $5,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 220 | $5,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 790 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 577 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 257 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 166 | $5,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 254 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 134 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,684 | $5,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,540 | $5,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 179 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,000 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 87 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,844 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 87 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 107 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 40 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 999 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 129 | $5,000 | thousands by filing date | |
| LONG BLOCKCHAIN CORP | 542614102 | COM | 2,000 | $5,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 2,000 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 46 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 261 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 113 | $4,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 262 | $4,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 320 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 900 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 235 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 67 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 40 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 140 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 110 | $4,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 77 | $4,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 112 | $4,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 81 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 105 | $4,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 256 | $4,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 289 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 243 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 248 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 500 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $4,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 267 | $4,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 47 | $4,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 543 | $4,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 385 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 281 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 300 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 295 | $4,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $4,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 36 | $4,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 703 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 206 | $4,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 100 | $4,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 427 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 166 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79 | $4,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 554 | $4,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 548 | $4,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 200 | $4,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 400 | $4,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 400 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 257 | $3,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 100 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 603 | $3,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 102 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 75 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 200 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 57 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 160 | $3,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 77 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 878 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 103 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 200 | $3,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 400 | $3,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 400 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 241 | $3,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 49 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 158 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 208 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 268 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 830 | $3,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 112 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 85 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $3,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 38 | $3,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 140 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 77 | $3,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 620 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $3,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 194 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,234 | $3,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 304 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 72 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 163 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 95 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 531 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 76 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $3,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 7 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 103 | $3,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 136 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,000 | $3,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 244 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 153 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,348 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,451 | $3,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 263 | $3,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 344 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $3,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,500 | $3,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 100 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 900 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 50 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 131 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 3,000 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 322 | $3,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 765 | $3,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 350 | $3,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 174 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 140 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 3,000 | $3,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 141 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 974 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 19 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 109 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 44 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 184 | $2,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 41 | $2,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 127 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 34 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 72 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 58 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 35 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 267 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 301 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 505 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 59 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 550 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 22 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 165 | $2,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 112 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 83 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 500 | $2,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 90 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 226 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-18-000012 | this filing | 2018-05-08 | acceptance time not in the bulk data set |