13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-08, with 3,653 holding rows worth $32,589,043,000.
- Accession
- 0000036104-18-000012
- Filer
- CIK 36104
- Filed
- 2018-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 6,989 entries on the cover page, a total value of $32,589,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,589,043,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,925 | $60,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 14,366 | $60,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 3,771 | $60,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,924 | $59,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 3,000 | $59,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 716 | $59,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 340 | $59,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,510 | $59,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,149 | $59,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 6,076 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,114 | $59,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 60,000 | $59,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,389 | $58,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,950 | $58,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,000 | $58,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,118 | $58,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,036 | $58,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 6,114 | $58,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,000 | $58,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,867 | $58,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 9,067 | $58,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,000 | $58,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 419 | $57,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 5,988 | $57,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,300 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,593 | $57,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 521 | $57,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,690 | $57,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,329 | $57,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 950 | $57,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,871 | $57,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 601 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 3,000 | $57,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 614 | $56,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,246 | $56,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,825 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,750 | $56,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,144 | $56,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 171 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 998 | $56,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,900 | $56,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,500 | $56,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 6,706 | $56,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 32,595 | $55,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 891 | $55,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 814 | $55,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,904 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,486 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 816 | $55,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 3,346 | $55,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,367 | $55,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,962 | $55,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,323 | $55,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 2,329 | $55,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,975 | $55,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,429 | $55,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,191 | $55,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 2,081 | $54,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,077 | $54,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,500 | $54,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,621 | $54,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,317 | $54,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,650 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 7,000 | $54,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,002 | $54,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,661 | $54,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,000 | $54,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,976 | $53,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,520 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $53,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,060 | $53,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 5,108 | $53,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 4,545 | $53,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,163 | $53,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,740 | $53,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,959 | $53,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,700 | $53,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,173 | $53,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,233 | $53,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 9,400 | $53,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 6,000 | $53,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,660 | $52,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 3,072 | $52,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 780 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,087 | $52,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,145 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,209 | $52,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,004 | $52,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 868 | $52,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,627 | $52,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 3,354 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,013 | $52,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 320 | $51,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,517 | $51,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,768 | $51,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,780 | $51,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7,149 | $51,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,463 | $51,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,230 | $51,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,742 | $51,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 775 | $51,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,920 | $51,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,907 | $51,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 5,925 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 870 | $51,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 83 | $51,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,611 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 506 | $51,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,000 | $51,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,359 | $51,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,482 | $51,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,000 | $51,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,616 | $51,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 3,950 | $51,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,761 | $50,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,075 | $50,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,825 | $50,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 789 | $50,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,796 | $50,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 731 | $50,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,000 | $50,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 948 | $50,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,434 | $50,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,085 | $50,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,495 | $50,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,315 | $50,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,050 | $50,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 932 | $50,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 2,181 | $50,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,388 | $49,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,229 | $49,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,477 | $49,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,812 | $49,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,992 | $49,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,760 | $49,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,911 | $49,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 1,013 | $49,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 404 | $48,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,288 | $48,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 842 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 363 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 446 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,375 | $48,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,000 | $48,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,615 | $48,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 2,540 | $48,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,500 | $47,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,668 | $47,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,865 | $47,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 756 | $47,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,282 | $46,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 722 | $46,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,535 | $46,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 962 | $46,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,000 | $46,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,434 | $46,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,051 | $46,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,576 | $46,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,588 | $46,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,977 | $46,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,963 | $46,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,350 | $46,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 498 | $45,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,455 | $45,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,179 | $45,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 369 | $45,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,330 | $45,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 369 | $45,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,388 | $45,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,210 | $45,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 287 | $45,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,395 | $45,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 563 | $44,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 966 | $44,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,000 | $44,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5,197 | $44,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,063 | $44,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,324 | $44,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 24,000 | $44,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,912 | $44,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 4,949 | $44,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 3,218 | $44,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 500 | $43,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,287 | $43,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 623 | $43,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,730 | $43,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,948 | $43,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,850 | $43,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,650 | $43,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,719 | $43,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 31,500 | $43,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,000 | $43,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,081 | $43,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 244 | $42,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,827 | $42,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,159 | $42,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 2,021 | $42,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,792 | $42,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $42,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,200 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 661 | $42,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 8,000 | $42,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 14,600 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,209 | $42,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 642 | $41,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,098 | $41,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,783 | $41,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 4,143 | $41,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 2,037 | $41,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,749 | $41,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 994 | $41,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,915 | $41,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 625 | $40,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $40,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 474 | $40,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 835 | $40,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,144 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $40,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,449 | $40,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,711 | $40,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 695 | $40,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 658 | $40,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,587 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 808 | $40,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,461 | $40,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,375 | $39,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,012 | $39,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,458 | $39,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,772 | $39,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,588 | $39,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,197 | $39,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,569 | $38,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,064 | $38,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,361 | $38,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,799 | $38,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,284 | $38,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,206 | $37,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,244 | $37,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $37,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 7,401 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 336 | $37,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,725 | $37,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,725 | $37,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $37,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,909 | $37,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 955 | $37,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 571 | $36,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 793 | $36,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,207 | $36,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,555 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $36,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,635 | $36,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $36,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 5,212 | $36,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 731 | $36,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,159 | $36,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,060 | $36,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,785 | $36,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 25,000 | $36,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,954 | $35,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,017 | $35,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,041 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $35,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 410 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 320 | $34,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,198 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 215 | $34,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,270 | $34,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 701 | $34,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 728 | $34,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,376 | $34,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 583 | $34,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 4,235 | $34,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 568 | $34,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,259 | $34,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $33,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 369 | $33,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 707 | $33,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,099 | $33,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 8,961 | $33,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,260 | $33,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 537 | $33,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,218 | $33,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $33,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,000 | $33,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,666 | $33,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,190 | $33,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $33,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,947 | $33,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 283 | $33,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 810 | $33,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,979 | $33,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 835 | $33,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,601 | $33,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 182 | $32,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,209 | $32,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 884 | $32,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 490 | $32,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 712 | $32,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,115 | $32,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,533 | $32,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,287 | $32,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 457 | $32,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 703 | $32,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,304 | $32,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,429 | $32,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,202 | $32,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 650 | $32,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 28,585 | $32,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,763 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 883 | $31,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,413 | $31,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,173 | $31,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,427 | $31,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,650 | $31,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 299 | $31,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,525 | $31,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,660 | $31,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 6,449 | $31,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 304 | $30,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,043 | $30,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,685 | $30,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $30,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,992 | $30,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,669 | $30,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 578 | $29,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 623 | $29,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,465 | $29,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $29,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,785 | $29,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 922 | $29,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,350 | $29,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 731 | $29,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,392 | $29,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,824 | $29,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 835 | $29,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 770 | $28,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 4,255 | $28,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,115 | $28,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 617 | $28,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $28,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 744 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 274 | $28,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 14,342 | $28,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 700 | $28,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,842 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $28,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 96 | $27,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 416 | $27,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 771 | $27,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 339 | $27,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 922 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,175 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,300 | $27,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 2,825 | $27,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 415 | $26,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 779 | $26,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 424 | $26,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 855 | $26,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 707 | $26,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 262 | $26,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 482 | $26,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $26,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 880 | $26,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,814 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 520 | $26,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,573 | $26,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,752 | $26,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 2,364 | $26,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 320 | $25,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,840 | $25,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,459 | $25,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,072 | $25,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $25,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 2,364 | $25,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3,440 | $25,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 120 | $25,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,000 | $25,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 3,509 | $25,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 1,135 | $25,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 2,214 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 457 | $24,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,465 | $24,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 383 | $24,000 | thousands by filing date | |
| RH | 74967X103 | COM | 254 | $24,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 663 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 165 | $24,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,491 | $24,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 330 | $24,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $24,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,670 | $24,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,243 | $24,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,694 | $24,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 687 | $23,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $23,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 294 | $23,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 711 | $23,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,385 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 465 | $23,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 712 | $23,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 900 | $23,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 767 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 650 | $23,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,379 | $23,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,047 | $23,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 758 | $23,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,400 | $22,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 494 | $22,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,595 | $22,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 782 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,721 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $22,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $22,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,047 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $22,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $22,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 675 | $22,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,282 | $22,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,000 | $22,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 523 | $22,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 200 | $21,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 647 | $21,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 346 | $21,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 497 | $21,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,004 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $21,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 500 | $21,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,707 | $21,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,312 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,125 | $21,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,000 | $21,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 882 | $21,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $21,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 872 | $20,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 794 | $20,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 576 | $20,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 500 | $20,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,089 | $20,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 490 | $20,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $20,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 93 | $20,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,057 | $20,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 2,394 | $20,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 581 | $20,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,370 | $20,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 375 | $19,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 521 | $19,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $19,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,243 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 296 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 640 | $19,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 500 | $19,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,000 | $19,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 287 | $19,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $19,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 833 | $19,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,194 | $19,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 764 | $19,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 426 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 793 | $19,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 988 | $19,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 424 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 173 | $19,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 164 | $18,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 369 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $18,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 702 | $18,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 435 | $18,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $18,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 274 | $18,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 797 | $18,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 293 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,725 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 725 | $18,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 200 | $18,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $18,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 724 | $17,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 481 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 505 | $17,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 112 | $17,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $17,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,829 | $17,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $17,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,604 | $17,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,111 | $17,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 271 | $17,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 458 | $17,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 200 | $17,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 394 | $16,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 652 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 415 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-18-000012 | this filing | 2018-05-08 | acceptance time not in the bulk data set |