13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 3,598 holding rows worth $26,978,796,000.
- Accession
- 0000036104-16-000056
- Filer
- CIK 36104
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 6,331 entries on the cover page, a total value of $26,978,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,978,796,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP INVESTMENTS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 858 | $11,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,000 | $10,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 241 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,460 | $10,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 135 | $10,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 675 | $10,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,700 | $10,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 608 | $10,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 822 | $10,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 663 | $10,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,334 | $10,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,011 | $10,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 563 | $10,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 323 | $10,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 220 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 87 | $10,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,575 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 780 | $10,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,155 | $10,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 155 | $9,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,000 | $9,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 288 | $9,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 383 | $9,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,687 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,640 | $9,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 577 | $9,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 243 | $9,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 836 | $9,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 42 | $9,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 175 | $9,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $9,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 195 | $9,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,240 | $9,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,770 | $9,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,481 | $9,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 98 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,000 | $9,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 523 | $9,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,407 | $9,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 278 | $9,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 592 | $8,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 414 | $8,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 260 | $8,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 85 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 432 | $8,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 244 | $8,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 175 | $8,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 405 | $8,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 198 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 659 | $8,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 226 | $8,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 58 | $8,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 340 | $8,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 190 | $8,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 12,509 | $8,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 350 | $8,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 132 | $8,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 246 | $8,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,350 | $8,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 425 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $8,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 245 | $8,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,000 | $8,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,308 | $8,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 3,221 | $8,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 1,833 | $8,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 75 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 120 | $7,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 231 | $7,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 583 | $7,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 566 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 341 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 250 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,000 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 389 | $7,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 950 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 174 | $7,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 56 | $7,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 500 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $7,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 500 | $7,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 124 | $7,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 811 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $7,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 254 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 354 | $7,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,808 | $7,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 526 | $7,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 15 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,098 | $7,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,028 | $7,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 141 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,506 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,551 | $7,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 324 | $7,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 104 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 135 | $6,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 81 | $6,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 104 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 50 | $6,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 356 | $6,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 554 | $6,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 181 | $6,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 45 | $6,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 217 | $6,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 120 | $6,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 191 | $6,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 77 | $6,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 198 | $6,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 112 | $6,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 656 | $6,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 77 | $6,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 750 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 171 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $6,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 587 | $6,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 113 | $6,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 121 | $6,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 126 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 206 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 267 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 700 | $6,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 294 | $6,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 369 | $6,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 166 | $6,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $6,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 325 | $6,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 155 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,353 | $6,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 378 | $6,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 471 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 236 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 163 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 138 | $6,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 100 | $6,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 206 | $6,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 350 | $6,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 43 | $5,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 627 | $5,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 181 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 193 | $5,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 560 | $5,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 232 | $5,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 220 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,200 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 50 | $5,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 543 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 90 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 495 | $5,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 142 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 140 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 411 | $5,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 292 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 188 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 283 | $5,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 220 | $5,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 242 | $5,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,500 | $5,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,050 | $5,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 6,990 | $5,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 100 | $5,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 531 | $5,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 294 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,077 | $5,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 200 | $5,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 640 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 152 | $5,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 399 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 33 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,022 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 303 | $4,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 500 | $4,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 251 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $4,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 76 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 200 | $4,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 81 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $4,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 117 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 56 | $4,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 700 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 368 | $4,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 154 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 457 | $4,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 132 | $4,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $4,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 203 | $4,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 8 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $4,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 66 | $4,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 120 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 233 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 350 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 140 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 745 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 120 | $4,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 155 | $4,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 59 | $4,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 133 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 187 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 169 | $4,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 250 | $4,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,384 | $4,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 250 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $4,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 814 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 98 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 115 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 577 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,400 | $4,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 400 | $4,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,248 | $4,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 1,423 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 48 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 2,938 | $4,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 200 | $4,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 115 | $4,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,402 | $4,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 168 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 98 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 61 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 295 | $4,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 356 | $4,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 307 | $4,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 600 | $4,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 376 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 310 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 105 | $3,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100 | $3,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 50 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 400 | $3,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 101 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,500 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,000 | $3,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 87 | $3,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 215 | $3,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 102 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 86 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 700 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 800 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 200 | $3,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 343 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 59 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 57 | $3,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 147 | $3,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 108 | $3,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 77 | $3,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 77 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 135 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 150 | $3,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 42 | $3,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 96 | $3,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 407 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $3,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 82 | $3,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 250 | $3,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 468 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 103 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 158 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 962 | $3,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 144 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 107 | $3,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 123 | $3,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 153 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 35 | $3,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 445 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 61 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 539 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 156 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $3,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 247 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 286 | $3,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 112 | $3,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 70 | $3,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 500 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 809 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 161 | $3,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 212 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 56 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2,114 | $3,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 113 | $3,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 206 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 108 | $3,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 324 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 234 | $3,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 119 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,000 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 321 | $3,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 172 | $3,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 103 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,250 | $3,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 219 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 153 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 40 | $3,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 377 | $3,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,035 | $3,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 134 | $3,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 151 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,800 | $3,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 313 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,250 | $3,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 90 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 777 | $3,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 250 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $3,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 100 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 215 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 131 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 687 | $3,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 295 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 25 | $2,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 32 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 82 | $2,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 38 | $2,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4 | $2,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 100 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 900 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 29 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 105 | $2,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 127 | $2,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 90 | $2,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 86 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 172 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 67 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 44 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 238 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 138 | $2,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 90 | $2,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 158 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 167 | $2,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 140 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 193 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 181 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 154 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 49 | $2,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $2,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 827 | $2,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 74 | $2,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 42 | $2,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 121 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 50 | $2,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,065 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 156 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 442 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 431 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 903 | $2,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 394 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 224 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 709 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 114 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,000 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 172 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 103 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 44 | $2,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 6,500 | $2,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 300 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,300 | $2,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 200 | $2,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 473 | $2,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 51 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 300 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 40 | $2,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 187 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 434 | $2,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 600 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 200 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 236 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 210 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 36 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 105 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 310 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 350 | $2,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 174 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 325 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 194 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 137 | $2,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 140 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 125 | $2,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 79 | $2,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 150 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 160 | $2,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 22,000 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 325 | $2,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 200 | $2,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 242 | $2,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 172 | $2,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 70 | $2,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 100 | $2,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 200 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 250 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 117 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 62 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 42 | $1,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 36 | $1,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4 | $1,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 41 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 29 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 17 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25 | $1,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 123 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 85 | $1,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 66 | $1,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 23 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 43 | $1,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 44 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 238 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 311 | $1,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 75 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 32 | $1,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 126 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 100 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 100 | $1,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 25 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 188 | $1,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 112 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 42 | $1,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 40 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 23 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 32 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 33 | $1,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 30 | $1,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 168 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 165 | $1,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 82 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 287 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,400 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 63 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 48 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 62 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 12 | $1,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 275 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 200 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 185 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 400 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 200 | $1,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 167 | $1,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 147 | $1,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 41 | $1,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 60 | $1,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 100 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 80 | $1,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,575 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 167 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 125 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 42 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 70 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 41 | $1,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 72 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 112 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 161 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-16-000056 | this filing | 2016-11-04 | acceptance time not in the bulk data set |