13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 3,598 holding rows worth $26,978,796,000.
- Accession
- 0000036104-16-000056
- Filer
- CIK 36104
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 6,331 entries on the cover page, a total value of $26,978,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,978,796,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP INVESTMENTS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 882 | $44,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 737 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,352 | $44,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 924 | $44,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,786 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,741 | $44,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,200 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,597 | $44,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,187 | $44,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,000 | $44,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,735 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 691 | $44,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,000 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,692 | $43,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,752 | $43,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,605 | $43,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,100 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 436 | $43,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,112 | $43,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,090 | $43,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,579 | $43,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,650 | $43,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,655 | $43,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,780 | $43,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,412 | $43,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 446 | $42,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,422 | $42,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,000 | $42,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,937 | $42,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,160 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 751 | $42,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,150 | $42,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 4,841 | $42,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,237 | $42,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,500 | $42,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 3,840 | $42,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 901 | $42,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,350 | $42,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,768 | $41,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,768 | $41,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 840 | $41,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,139 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 528 | $41,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 563 | $41,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,117 | $41,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,058 | $41,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,849 | $41,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,842 | $41,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,185 | $41,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,899 | $41,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,538 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 329 | $41,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 660 | $40,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 587 | $40,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,025 | $40,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 274 | $40,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,173 | $40,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,628 | $40,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,911 | $40,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 467 | $40,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,875 | $40,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 2,822 | $40,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,130 | $39,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,232 | $39,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,304 | $39,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,146 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 498 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,260 | $39,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,848 | $39,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,573 | $39,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 631 | $38,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,319 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 749 | $38,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 656 | $38,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,715 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,500 | $38,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,283 | $38,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,680 | $38,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,594 | $38,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,205 | $38,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,974 | $38,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,196 | $38,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 4,320 | $38,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,127 | $38,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 13,274 | $38,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,685 | $38,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,000 | $38,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,824 | $37,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,226 | $37,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 490 | $37,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,646 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 620 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 446 | $37,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,818 | $37,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,163 | $37,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,600 | $37,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 769 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $37,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,635 | $37,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,693 | $37,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,421 | $37,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,655 | $37,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,050 | $37,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,605 | $36,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 531 | $36,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 4,216 | $36,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 735 | $36,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,376 | $36,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,772 | $36,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,167 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,300 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,419 | $36,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 4,805 | $36,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,155 | $36,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 888 | $36,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,000 | $36,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 3,365 | $36,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,931 | $36,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,389 | $36,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,700 | $36,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,642 | $35,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,994 | $35,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,518 | $35,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 5,000 | $35,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,127 | $35,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 801 | $34,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,001 | $34,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,522 | $34,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,360 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,380 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,800 | $34,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,218 | $34,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,647 | $34,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 926 | $34,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,265 | $34,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 300 | $33,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,650 | $33,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,526 | $33,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 2,000 | $33,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,158 | $33,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,096 | $33,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,259 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $33,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,823 | $33,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,300 | $33,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,572 | $32,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 860 | $32,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,800 | $32,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $32,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,305 | $32,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,029 | $32,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,000 | $32,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,900 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $32,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 51,425 | $32,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,695 | $32,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 9,737 | $32,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,250 | $32,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,100 | $32,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,814 | $32,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,400 | $31,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 904 | $31,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $31,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $31,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,968 | $31,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,931 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,811 | $31,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,262 | $31,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,202 | $31,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 800 | $31,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,409 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 405 | $30,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,156 | $30,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 5,187 | $30,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,303 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 651 | $30,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,059 | $30,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,357 | $30,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,054 | $30,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,130 | $30,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 8,580 | $30,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,830 | $29,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,131 | $29,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,530 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 2,750 | $29,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 664 | $29,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $29,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,413 | $29,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,176 | $29,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,388 | $29,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,738 | $29,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,017 | $29,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 390 | $28,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,921 | $28,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 630 | $28,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,700 | $28,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 285 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,800 | $28,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,141 | $28,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 888 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 894 | $28,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,080 | $28,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,759 | $28,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,380 | $28,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,164 | $28,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 3,600 | $27,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 596 | $27,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 754 | $27,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,439 | $27,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 320 | $27,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 574 | $27,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,610 | $27,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 717 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,632 | $27,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,602 | $27,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 7,075 | $27,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,071 | $27,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 914 | $27,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,842 | $27,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,500 | $27,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 683 | $26,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 500 | $26,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 800 | $26,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,378 | $26,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,203 | $26,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,814 | $26,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,272 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $26,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $26,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 483 | $26,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,700 | $26,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 592 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 170 | $26,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 790 | $26,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 260 | $25,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $25,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 464 | $25,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 650 | $25,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 933 | $25,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,503 | $25,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 715 | $25,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,792 | $25,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 958 | $25,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 823 | $25,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,400 | $25,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 5,000 | $25,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 700 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 326 | $24,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 679 | $24,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 433 | $24,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 990 | $24,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 465 | $24,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 662 | $24,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 1,500 | $24,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,465 | $23,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 595 | $23,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 571 | $23,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 639 | $23,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 738 | $23,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,161 | $23,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 347 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 526 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,500 | $23,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $23,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 635 | $23,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,055 | $23,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 410 | $23,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,459 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,209 | $23,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 711 | $23,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,782 | $23,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 928 | $22,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 2,000 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 231 | $22,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,106 | $22,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,658 | $22,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,145 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 621 | $22,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $22,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,950 | $22,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,042 | $22,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,764 | $22,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 250 | $22,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $22,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,200 | $21,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,155 | $21,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 621 | $21,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 358 | $21,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $21,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,263 | $21,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 999 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $21,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $21,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $21,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 344 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,876 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 543 | $21,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,900 | $21,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 201 | $21,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 780 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,536 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $21,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 658 | $20,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,051 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 177 | $20,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 743 | $20,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $20,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 816 | $20,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 250 | $20,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,288 | $20,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,564 | $20,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,669 | $20,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,000 | $20,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 500 | $20,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,446 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 900 | $20,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 450 | $20,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 147 | $19,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 9,530 | $19,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 476 | $19,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,011 | $19,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,543 | $19,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 925 | $19,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 786 | $19,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 546 | $19,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 827 | $19,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 637 | $19,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 4,000 | $19,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,258 | $19,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,024 | $19,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 2,008 | $19,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $19,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $19,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,213 | $19,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,000 | $19,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,052 | $19,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,025 | $18,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 461 | $18,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,178 | $18,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,814 | $18,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,226 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 460 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 421 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,300 | $18,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,487 | $18,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 436 | $18,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,323 | $18,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $18,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 633 | $18,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 786 | $18,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 773 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 624 | $18,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 600 | $18,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 385 | $18,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 650 | $18,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,000 | $18,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 800 | $18,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,117 | $18,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,228 | $18,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 375 | $17,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 835 | $17,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 253 | $17,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,700 | $17,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 835 | $17,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 870 | $17,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 742 | $17,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 443 | $17,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,830 | $17,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,500 | $17,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,236 | $17,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 330 | $17,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 969 | $17,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,150 | $17,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $17,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 940 | $17,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 235 | $16,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,955 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 540 | $16,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 360 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 331 | $16,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 928 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 510 | $16,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 200 | $16,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 308 | $16,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $16,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,505 | $16,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $16,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 273 | $16,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 323 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 568 | $16,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 119 | $16,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,200 | $16,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 314 | $16,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,000 | $16,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 2,000 | $16,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 500 | $16,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 139 | $15,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 822 | $15,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 294 | $15,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 788 | $15,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 623 | $15,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 327 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 850 | $15,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 741 | $15,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 493 | $15,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,120 | $15,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 627 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,208 | $15,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,525 | $15,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 708 | $15,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,250 | $15,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,165 | $15,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,809 | $15,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 202 | $14,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 392 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 160 | $14,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 701 | $14,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,482 | $14,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,072 | $14,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 625 | $14,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,400 | $14,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 800 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 666 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 540 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 188 | $14,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,010 | $14,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 437 | $14,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 550 | $14,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 283 | $14,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,635 | $13,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 930 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 921 | $13,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 790 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,440 | $13,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 379 | $13,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $13,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 2,313 | $13,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 221 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 486 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 279 | $12,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 151 | $12,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 304 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 755 | $12,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 570 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 350 | $12,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 767 | $12,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 761 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 307 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 754 | $12,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,355 | $12,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,449 | $12,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 362 | $12,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 168 | $12,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 540 | $12,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 320 | $12,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,720 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 575 | $12,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $12,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 400 | $12,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 708 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 475 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,500 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 100 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 141 | $12,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 150 | $12,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,580 | $12,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 897 | $12,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,888 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,891 | $12,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 607 | $11,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 511 | $11,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 370 | $11,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 400 | $11,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 150 | $11,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 431 | $11,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 542 | $11,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 763 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 961 | $11,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 586 | $11,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 352 | $11,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 723 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 700 | $11,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 403 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 577 | $11,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,068 | $11,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,823 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-16-000056 | this filing | 2016-11-04 | acceptance time not in the bulk data set |