13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 3,676 holding rows worth $23,849,496,000.
- Accession
- 0000036104-15-000029
- Filer
- CIK 36104
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 6,159 entries on the cover page, a total value of $23,849,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,849,496,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 3,000 | $14,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 4,000 | $14,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 590 | $14,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 6,990 | $14,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 2,500 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 283 | $14,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 5,200 | $14,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 1,588 | $14,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 146 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,647 | $13,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,011 | $13,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 722 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 654 | $13,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 816 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 289 | $13,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 867 | $13,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 1,066 | $13,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,000 | $13,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 868 | $13,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $13,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 601 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,400 | $13,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 837 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 14,785 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,388 | $13,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 890 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,000 | $13,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 595 | $13,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,079 | $13,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 200 | $12,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 713 | $12,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,200 | $12,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 459 | $12,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 538 | $12,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,152 | $12,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 400 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 300 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 213 | $12,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 348 | $12,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 999 | $12,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,800 | $12,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 894 | $12,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,328 | $12,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 449 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 475 | $12,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 27,024 | $12,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 866 | $12,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 100 | $11,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 439 | $11,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 209 | $11,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 672 | $11,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,146 | $11,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 180 | $11,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 400 | $11,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,000 | $11,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 523 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 100 | $11,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 429 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 972 | $11,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,925 | $11,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 650 | $11,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 418 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,505 | $11,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,765 | $11,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 600 | $11,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 376 | $11,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 801 | $11,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 654 | $11,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,236 | $11,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 656 | $11,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 668 | $11,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 233 | $11,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 2,000 | $11,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,523 | $11,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,311 | $11,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,203 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 242 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 256 | $11,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 28 | $10,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 890 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 247 | $10,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 8,279 | $10,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,000 | $10,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 493 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 796 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,000 | $10,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 330 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 325 | $10,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 402 | $10,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 623 | $10,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 354 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $10,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,580 | $10,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 888 | $10,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,545 | $10,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,255 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,819 | $10,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 4,289 | $10,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 150 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 434 | $10,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 1,692 | $10,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,487 | $10,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 654 | $10,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 4,160 | $10,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $9,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 73 | $9,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,380 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 500 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 400 | $9,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 417 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 375 | $9,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 721 | $9,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 700 | $9,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,572 | $9,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 270 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 408 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,690 | $9,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,620 | $9,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 323 | $9,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 3,130 | $9,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,319 | $9,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 115 | $9,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 5,875 | $9,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 246 | $9,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 379 | $9,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 674 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 237 | $9,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 381 | $9,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 1,833 | $9,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 995 | $8,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 375 | $8,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 245 | $8,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 260 | $8,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 301 | $8,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 225 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 400 | $8,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 425 | $8,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 124 | $8,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 293 | $8,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,709 | $8,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 234 | $8,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 350 | $8,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 669 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $8,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 532 | $8,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,364 | $8,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 504 | $8,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 563 | $8,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 684 | $8,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 295 | $8,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 304 | $8,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1,186 | $8,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,984 | $8,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 247 | $8,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 190 | $8,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 515 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 222 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 610 | $8,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,000 | $8,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 75 | $7,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 592 | $7,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,500 | $7,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 381 | $7,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $7,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 365 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 583 | $7,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 506 | $7,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $7,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 458 | $7,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 571 | $7,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $7,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,644 | $7,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 148 | $7,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,739 | $7,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 820 | $7,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 391 | $7,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 406 | $7,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 403 | $7,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 185 | $7,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,392 | $7,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 627 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 420 | $7,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 300 | $7,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 129 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 175 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 111 | $7,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 500 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,916 | $7,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 100 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,800 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 341 | $6,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,000 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 120 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 100 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 40 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 330 | $6,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 324 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $6,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 595 | $6,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 119 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 551 | $6,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 500 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 278 | $6,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 230 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 250 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 100 | $6,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 4,600 | $6,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,000 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,801 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 200 | $6,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 903 | $6,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 329 | $6,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 414 | $6,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 365 | $6,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 228 | $6,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 173 | $6,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 406 | $6,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 110 | $6,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 744 | $6,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 626 | $6,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 4,000 | $6,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 300 | $6,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 400 | $6,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 200 | $6,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 600 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 90 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 87 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 167 | $5,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 110 | $5,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 219 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 50 | $5,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 243 | $5,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 165 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 50 | $5,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 700 | $5,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 111 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 224 | $5,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 295 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,687 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 333 | $5,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 110 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 159 | $5,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 178 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 848 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 93 | $5,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 256 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $5,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 530 | $5,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 539 | $5,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 956 | $5,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 120 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 442 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 206 | $5,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 220 | $5,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 700 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 920 | $5,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 294 | $5,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 114 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 550 | $5,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 6,500 | $5,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 255 | $5,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 2,295 | $5,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,001 | $5,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 400 | $5,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,500 | $5,000 | thousands by filing date | |
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| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 100 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $5,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 850 | $5,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 310 | $5,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 356 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,500 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 465 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 120 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 53 | $4,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 85 | $4,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 54 | $4,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 184 | $4,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 250 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 31 | $4,000 | thousands by filing date | |
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| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 400 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 368 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 619 | $4,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 165 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 103 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 930 | $4,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 66 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 188 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,010 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 290 | $4,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 120 | $4,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 40 | $4,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 200 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,270 | $4,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 149 | $4,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 239 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 700 | $4,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 708 | $4,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 648 | $4,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,690 | $4,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 652 | $4,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 440 | $4,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 406 | $4,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 65 | $4,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,372 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 61 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,250 | $4,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 599 | $4,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 693 | $4,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 309 | $4,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 325 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 325 | $4,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 530 | $4,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 350 | $4,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 300 | $4,000 | thousands by filing date | |
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| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,460 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 310 | $4,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326110 | *W EXP 01/31/201 | 2,500 | $4,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 1,000 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 50 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 296 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,000 | $3,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 100 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 77 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 228 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 40 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 200 | $3,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 343 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 109 | $3,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 116 | $3,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 57 | $3,000 | thousands by filing date | |
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| BRADY CORP | 104674106 | CL A | 158 | $3,000 | thousands by filing date | |
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| CTS CORP | 126501105 | COM | 140 | $3,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 853 | $3,000 | thousands by filing date | |
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| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 140 | $3,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 146 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 144 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 250 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 69 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 70 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 546 | $3,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 93 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $3,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 178 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
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| ISHARES TR | 464288489 | INTL DEV RE ETF | 112 | $3,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 108 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $3,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,555 | $3,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 348 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 173 | $3,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 165 | $3,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 273 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 273 | $3,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 163 | $3,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 84 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 115 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 396 | $3,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 82 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 312 | $3,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 318 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 46 | $3,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 90 | $3,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 335 | $3,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 8,559 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 56 | $3,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 92 | $3,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 2,500 | $3,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 250 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 345 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 21 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 75 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 136 | $3,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 571 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $3,000 | thousands by filing date | |
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| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 78 | $3,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 116 | $3,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 98 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 250 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 687 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 300 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 300 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 117 | $2,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 548 | $2,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 120 | $2,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 700 | $2,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 63 | $2,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 94 | $2,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 51 | $2,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 104 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 200 | $2,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 59 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 61 | $2,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 303 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 370 | $2,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 94 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 79 | $2,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 242 | $2,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 49 | $2,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 200 | $2,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 225 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 79 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 401 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 365 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 342 | $2,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 88 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $2,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 505 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 75 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 342 | $2,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 10 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 87 | $2,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 49 | $2,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 178 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 113 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,000 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 172 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 268 | $2,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 300 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 400 | $2,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 93 | $2,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 92 | $2,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,005 | $2,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 59 | $2,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 414 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,248 | $2,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 325 | $2,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 115 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 207 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 300 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 800 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 434 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 750 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 135 | $2,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 600 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 236 | $2,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 100 | $2,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 129 | $2,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 58 | $2,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 497 | $2,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 135 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 450 | $2,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 200 | $2,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 300 | $2,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 200 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 32 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 62 | $1,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 28 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 199 | $1,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 76 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 123 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 150 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700 | $1,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 600 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 51 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 85 | $1,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 61 | $1,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 36 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 88 | $1,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 57 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 76 | $1,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 32 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 43 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-15-000029 | this filing | 2015-11-16 | acceptance time not in the bulk data set |