13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 3,676 holding rows worth $23,849,496,000.
- Accession
- 0000036104-15-000029
- Filer
- CIK 36104
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 6,159 entries on the cover page, a total value of $23,849,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,849,496,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. BANCORP INVESTMENTS, INC.028-16147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOCON INC | 607494101 | COM | 3,400 | $46,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,828 | $46,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,452 | $46,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 2,329 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 1,825 | $46,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,277 | $45,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 664 | $45,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,779 | $45,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,126 | $45,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 3,235 | $45,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,512 | $45,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,800 | $45,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,131 | $45,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,320 | $45,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 7,704 | $45,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,685 | $45,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 3,447 | $45,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,414 | $44,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,356 | $44,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,649 | $44,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,530 | $44,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,981 | $44,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,355 | $44,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 424 | $44,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,543 | $44,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,000 | $44,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,725 | $44,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 4,271 | $44,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 5,475 | $44,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,400 | $44,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,490 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 990 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,239 | $43,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,587 | $43,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,946 | $43,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,853 | $43,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,470 | $43,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 900 | $43,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,654 | $42,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,760 | $42,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 480 | $42,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,650 | $42,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,297 | $42,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 7,000 | $42,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,579 | $42,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,027 | $42,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 5,101 | $42,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,700 | $42,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,150 | $42,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 3,175 | $42,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 601 | $42,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,135 | $41,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 387 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,250 | $41,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 914 | $41,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 591 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,462 | $41,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 7,200 | $41,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 4,261 | $41,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,465 | $41,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 700 | $41,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 2,800 | $41,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 10,800 | $41,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 986 | $40,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,371 | $40,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,370 | $40,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 4,070 | $40,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 927 | $40,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 7,794 | $40,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 3,749 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,371 | $40,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 311 | $40,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 6,302 | $40,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,228 | $40,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 463 | $39,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,247 | $39,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 782 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 581 | $39,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,328 | $39,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,951 | $39,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 616 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 436 | $39,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,000 | $39,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,327 | $39,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 7,250 | $39,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,869 | $39,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 6,870 | $39,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,000 | $39,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 6,769 | $39,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 695 | $38,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,083 | $38,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 698 | $38,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,360 | $38,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,672 | $38,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,258 | $38,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 248 | $38,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 3,091 | $38,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 576 | $38,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,853 | $38,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 840 | $38,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,257 | $38,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 11,925 | $38,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 935 | $37,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,055 | $37,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 189 | $37,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,650 | $37,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 983 | $37,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,950 | $37,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 668 | $37,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 979 | $37,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,038 | $37,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,330 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,601 | $37,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,700 | $37,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,905 | $37,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,320 | $37,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,790 | $37,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 4,865 | $37,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 6,005 | $37,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,669 | $37,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 2,841 | $37,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 12,841 | $37,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,236 | $36,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,955 | $36,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,221 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,566 | $36,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 800 | $36,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,810 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,400 | $36,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 6,976 | $36,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,357 | $35,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,906 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $35,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,500 | $35,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,655 | $35,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 508 | $35,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,911 | $35,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,654 | $35,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,566 | $35,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 1,174 | $35,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 620 | $34,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,245 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 528 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,260 | $34,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,680 | $34,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,807 | $34,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,365 | $34,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 4,694 | $34,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,000 | $34,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,153 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 17,256 | $34,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 244 | $34,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 1,947 | $34,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 631 | $33,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 414 | $33,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,400 | $33,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 738 | $33,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 788 | $33,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,184 | $33,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 474 | $33,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,500 | $33,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 434 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 750 | $33,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,534 | $33,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,326 | $33,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 748 | $33,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,880 | $33,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,628 | $32,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,467 | $32,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 810 | $32,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 6,276 | $32,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,250 | $32,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,551 | $32,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,000 | $32,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,500 | $32,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 3,097 | $32,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 2,000 | $32,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,150 | $32,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,196 | $32,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 6,853 | $32,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 4,086 | $31,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,100 | $31,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,269 | $31,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,924 | $31,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,807 | $31,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 3,532 | $31,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 372 | $31,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,442 | $31,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,671 | $31,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,374 | $31,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 567 | $30,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,157 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,360 | $30,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,067 | $30,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,346 | $30,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,145 | $30,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,000 | $30,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 929 | $30,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,880 | $30,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,842 | $30,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 609 | $30,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,427 | $30,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 3,076 | $30,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,791 | $30,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 14,850 | $30,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 7,906 | $30,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,735 | $29,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 550 | $29,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 920 | $29,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,743 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,900 | $29,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,000 | $29,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,106 | $29,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,697 | $29,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 5,569 | $29,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 800 | $29,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,813 | $29,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 4,053 | $29,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,920 | $29,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,500 | $29,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,253 | $29,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 4,624 | $29,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 7,172 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 871 | $28,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,872 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,048 | $28,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,997 | $28,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $28,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 5,000 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $28,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,069 | $28,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,800 | $28,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,000 | $28,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 300 | $27,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,250 | $27,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,231 | $27,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,573 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 267 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 300 | $27,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 685 | $27,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,550 | $27,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,000 | $27,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,400 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 922 | $27,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,100 | $27,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 857 | $27,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 310 | $27,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,800 | $27,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $26,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,090 | $26,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 123 | $26,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 820 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 300 | $26,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 400 | $26,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 357 | $26,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $26,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,029 | $26,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,160 | $26,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,353 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $26,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,164 | $26,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 431 | $26,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,771 | $26,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,010 | $26,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 7,707 | $26,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,600 | $26,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,000 | $26,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 288 | $25,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,193 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 877 | $25,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 278 | $25,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 288 | $25,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 901 | $25,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 688 | $25,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 365 | $25,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $25,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 619 | $25,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,350 | $25,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 13,554 | $25,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 5,000 | $25,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,110 | $25,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 9,366 | $25,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 10,000 | $25,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,379 | $24,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,838 | $24,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 500 | $24,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 945 | $24,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,167 | $24,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 700 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 594 | $24,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,308 | $24,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,700 | $24,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,053 | $24,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $24,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,188 | $24,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 882 | $24,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 380 | $24,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 365 | $24,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 4,029 | $24,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $24,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 3,492 | $24,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,931 | $24,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 1,538 | $24,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,117 | $24,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 500 | $23,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 579 | $23,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 847 | $23,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,000 | $23,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 59 | $23,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 108 | $23,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 564 | $23,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 872 | $23,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,260 | $23,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,439 | $23,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,392 | $23,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,009 | $23,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,181 | $23,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,040 | $23,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,403 | $23,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,588 | $23,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 700 | $23,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 683 | $22,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,692 | $22,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,702 | $22,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 439 | $22,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 657 | $22,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 601 | $22,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $22,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 4,900 | $22,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,076 | $22,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,302 | $22,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 3,980 | $22,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 4,140 | $22,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,415 | $22,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,848 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 195 | $21,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 252 | $21,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,594 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,500 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,569 | $21,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,351 | $21,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,000 | $21,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 422 | $21,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 565 | $21,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 939 | $21,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,737 | $21,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,500 | $21,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,310 | $20,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,866 | $20,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,170 | $20,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,570 | $20,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 409 | $20,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,667 | $20,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,540 | $20,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 796 | $20,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,360 | $20,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,604 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,500 | $20,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,234 | $20,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 683 | $20,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,799 | $20,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 930 | $20,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,246 | $20,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,366 | $20,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 849 | $20,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 500 | $20,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 790 | $20,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 2,651 | $20,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,500 | $20,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,388 | $20,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 401 | $19,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 924 | $19,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,284 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,539 | $19,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,800 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 570 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,375 | $19,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,306 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,364 | $19,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 600 | $19,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,371 | $19,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,000 | $19,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $19,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,642 | $19,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,810 | $19,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,710 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,000 | $19,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,197 | $19,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 400 | $18,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,621 | $18,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 360 | $18,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 384 | $18,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 684 | $18,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 696 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,000 | $18,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 577 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,454 | $18,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,050 | $18,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,792 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,658 | $18,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 11,308 | $18,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 270 | $18,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,398 | $18,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 798 | $18,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 1,146 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 776 | $18,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 2,850 | $18,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,400 | $18,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 5,544 | $18,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 247 | $17,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 244 | $17,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,575 | $17,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 623 | $17,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,500 | $17,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 650 | $17,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,046 | $17,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,963 | $17,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 892 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,533 | $17,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 891 | $17,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 500 | $17,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,023 | $17,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,327 | $17,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,640 | $17,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 516 | $17,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 37,507 | $17,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 861 | $17,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 250 | $17,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,000 | $17,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,115 | $17,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 150 | $17,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,285 | $17,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 500 | $16,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 835 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 300 | $16,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $16,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,800 | $16,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 831 | $16,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $16,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $16,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 875 | $16,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,694 | $16,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,128 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 624 | $16,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,263 | $16,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,500 | $16,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,014 | $16,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 700 | $16,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 6,509 | $16,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,000 | $16,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,200 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,074 | $16,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,100 | $16,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,155 | $16,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 4,496 | $16,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 202 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 575 | $15,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 660 | $15,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 294 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 400 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 912 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 588 | $15,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 633 | $15,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 948 | $15,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,689 | $15,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 781 | $15,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,435 | $15,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,320 | $15,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,100 | $15,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,507 | $15,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,738 | $15,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 15,031 | $15,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 2,498 | $15,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,800 | $15,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $15,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 600 | $15,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,041 | $15,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,891 | $15,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,500 | $14,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 264 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 95 | $14,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,000 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 600 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 595 | $14,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,636 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,668 | $14,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 682 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 324 | $14,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 350 | $14,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,886 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 205 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 188 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 207 | $14,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,824 | $14,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 673 | $14,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 437 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-15-000029 | this filing | 2015-11-16 | acceptance time not in the bulk data set |