13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 3,438 holding rows worth $24,684,861,000.
- Accession
- 0000036104-14-000006
- Filer
- CIK 36104
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,594 entries on the cover page, a total value of $24,684,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,684,861,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP ASSET MANAGEMENT INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVER STD RES INC | 82823L106 | COM | 1,450 | $10,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 129 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 400 | $10,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 950 | $10,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 339 | $10,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 946 | $10,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 664 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 198 | $9,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 170 | $9,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 227 | $9,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,255 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 180 | $9,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 300 | $9,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,364 | $9,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 465 | $9,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 485 | $9,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 1,270 | $9,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 500 | $9,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 1,233 | $9,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 663 | $9,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 4,524 | $9,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 504 | $9,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 900 | $9,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,000 | $9,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 500 | $9,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 898 | $9,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $8,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,502 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 700 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $8,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 470 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 687 | $8,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 260 | $8,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 671 | $8,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 853 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 383 | $8,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 315 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 166 | $8,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,300 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 100 | $8,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 460 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 225 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 290 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 314 | $8,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 500 | $8,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 176 | $8,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,114 | $8,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,230 | $8,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 100 | $8,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 200 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 299 | $8,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 576 | $8,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 732 | $8,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 211 | $8,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 859 | $8,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 530 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 350 | $8,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,562 | $8,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 763 | $8,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 548 | $8,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100 | $7,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 402 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 100 | $7,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 426 | $7,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 242 | $7,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 225 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 468 | $7,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 172 | $7,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,142 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 300 | $7,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 265 | $7,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 104 | $7,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 316 | $7,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 540 | $7,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 661 | $7,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 275 | $7,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 500 | $7,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 327 | $7,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 350 | $7,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,496 | $7,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,950 | $7,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 247 | $7,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 450 | $7,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 500 | $7,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 750 | $7,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 256 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 156 | $7,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 100 | $7,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 500 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $7,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 85 | $6,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 32 | $6,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 80 | $6,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,592 | $6,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 500 | $6,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 201 | $6,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 240 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 551 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 395 | $6,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 274 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 223 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 700 | $6,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 184 | $6,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 537 | $6,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 200 | $6,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 199 | $6,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $6,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 190 | $6,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 215 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $6,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 101 | $6,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,491 | $6,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 237 | $6,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 400 | $6,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 100 | $6,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 171 | $6,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 6,153 | $6,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 250 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 500 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 478 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 200 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 280 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 377 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 272 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 387 | $5,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 85 | $5,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 24 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 59 | $5,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $5,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 600 | $5,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 200 | $5,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,711 | $5,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 329 | $5,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 88 | $5,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 258 | $5,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 172 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 366 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 289 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 200 | $5,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 500 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 221 | $5,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 204 | $5,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,339 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 246 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $5,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 5,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 195 | $5,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 635 | $5,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 500 | $5,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 891 | $4,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 170 | $4,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 300 | $4,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 240 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,541 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 50 | $4,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 206 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 200 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 83 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76 | $4,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 237 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 368 | $4,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 83 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 75 | $4,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $4,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 118 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 319 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $4,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 53 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 200 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 65 | $4,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 174 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 75 | $4,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,700 | $4,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,200 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 130 | $4,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 900 | $4,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 225 | $4,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 305 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 212 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,000 | $4,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 262 | $4,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 215 | $4,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 455 | $4,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 400 | $4,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 281 | $4,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 149 | $4,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,200 | $4,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 4,000 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 345 | $4,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 1,000 | $4,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 202 | $4,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,354 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 112 | $4,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 748 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 2,162 | $4,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 122 | $4,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 10,000 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 200 | $4,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 573 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 545 | $3,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 76 | $3,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 71 | $3,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 515 | $3,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 8 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 101 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 52 | $3,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 100 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 355 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 74 | $3,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 170 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 359 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 106 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 250 | $3,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 150 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 200 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 160 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 248 | $3,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 216 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 373 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 158 | $3,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 173 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 912 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,090 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,000 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,000 | $3,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 57 | $3,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 152 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $3,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 1,048 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,470 | $3,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 664 | $3,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,300 | $3,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 300 | $3,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 300 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 500 | $3,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 44 | $3,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 728 | $3,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,010 | $3,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 163 | $3,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 350 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 725 | $3,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 200 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 94 | $3,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 110 | $3,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 133 | $3,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 200 | $3,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 200 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 120 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 170 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $2,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 87 | $2,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 40 | $2,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 47 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,025 | $2,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 60 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 200 | $2,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 131 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 110 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 37 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 50 | $2,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 123 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 425 | $2,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 20 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 14 | $2,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 246 | $2,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 21 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 75 | $2,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 41 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 87 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 48 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $2,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 88 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 90 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 147 | $2,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 65 | $2,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 2,230 | $2,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7,080 | $2,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,288 | $2,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 200 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 112 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 250 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,000 | $2,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 735 | $2,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 77 | $2,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 50 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 40 | $2,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 264 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,248 | $2,000 | thousands by filing date | principal |
| CDI CORP | 125071100 | COM | 117 | $2,000 | thousands by filing date | |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 196 | $2,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 2,000 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,000 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,163 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 124 | $2,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 4,500 | $2,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 2,000 | $2,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 101 | $2,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 400 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 60 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 36 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 50 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 236 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 24 | $2,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 100 | $2,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 166 | $2,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 47 | $2,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 62 | $1,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 16 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 47 | $1,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 17 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 75 | $1,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 125 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 12 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18 | $1,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 60 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 36 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 40 | $1,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 75 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 144 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 375 | $1,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 50 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 100 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 100 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 30 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 180 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 68 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 400 | $1,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 42 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 200 | $1,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 613 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 64 | $1,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 519 | $1,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 50 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 300 | $1,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 1,000 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 165 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 92 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 50 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 100 | $1,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 90 | $1,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 205 | $1,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 25 | $1,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 57 | $1,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 62 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 43 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 20 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 400 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY COM | 02554F102 | COM | 405 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 31 | $1,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH RLTY TR INC | 04208T108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RESOURCES CORP | 835426107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLIS PERRY INTL INC | 288853104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TECHNOLOGY INC | 493143101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIVER COAL CO | 470355207 | COM | 287 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUAL ENERGY LTD | 29390Q109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-14-000006 | this filing | 2014-02-13 | acceptance time not in the bulk data set |