13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 3,438 holding rows worth $24,684,861,000.
- Accession
- 0000036104-14-000006
- Filer
- CIK 36104
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,594 entries on the cover page, a total value of $24,684,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,684,861,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION
- included managerU.S. BANCORP ASSET MANAGEMENT INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,284 | $41,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 875 | $41,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,921 | $41,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 7,299 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 5,300 | $41,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 601 | $41,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,500 | $41,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,633 | $40,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,641 | $40,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,200 | $40,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,117 | $40,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,400 | $40,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 5,581 | $40,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 3,253 | $40,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,843 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,000 | $40,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,110 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 840 | $39,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,548 | $39,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,688 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,000 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 660 | $39,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,970 | $39,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,683 | $39,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,600 | $39,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 1,615 | $39,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 3,500 | $39,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,789 | $39,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 811 | $38,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,000 | $38,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 600 | $38,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,468 | $38,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 700 | $38,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 4,000 | $38,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,000 | $38,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,500 | $38,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,452 | $38,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 4,484 | $38,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 4,660 | $38,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 729 | $38,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 3,290 | $38,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 3,015 | $38,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 631 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,074 | $38,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,112 | $37,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 723 | $37,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,259 | $37,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,580 | $37,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 546 | $37,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,301 | $37,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 6,300 | $37,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,369 | $37,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 40 | $37,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 4,000 | $37,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,350 | $37,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 440 | $36,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,170 | $36,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 3,015 | $36,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,450 | $36,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 843 | $36,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 4,261 | $36,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,224 | $36,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,500 | $36,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 935 | $35,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,578 | $35,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 500 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 270 | $35,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,445 | $35,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,624 | $35,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,140 | $35,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 3,598 | $35,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 7,370 | $35,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 1,000 | $35,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,000 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 784 | $35,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,750 | $35,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,860 | $34,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,537 | $34,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 882 | $34,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 395 | $34,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,842 | $34,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,001 | $34,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 2,800 | $34,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 425 | $33,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 750 | $33,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 3,393 | $33,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,031 | $33,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 989 | $33,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,315 | $33,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 705 | $33,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,403 | $33,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 3,690 | $33,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 782 | $32,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,623 | $32,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 8,458 | $32,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,772 | $32,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 681 | $32,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 675 | $32,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 3,197 | $32,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 1,167 | $32,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,270 | $32,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 25,100 | $32,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,364 | $32,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $31,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 875 | $31,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 400 | $31,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,174 | $31,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,717 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 450 | $31,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,292 | $31,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,520 | $31,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 45,050 | $31,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 2,401 | $31,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,350 | $30,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,350 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 279 | $30,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,305 | $30,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,375 | $30,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,681 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 600 | $30,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 485 | $29,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 786 | $29,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,390 | $29,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,013 | $29,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 2,483 | $29,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,110 | $29,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,276 | $29,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,208 | $29,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,000 | $29,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 1,985 | $29,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 10,334 | $29,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 658 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 300 | $28,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,000 | $28,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,866 | $28,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 500 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $28,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,200 | $28,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,042 | $28,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,644 | $28,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 800 | $28,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 3,252 | $28,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,054 | $28,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 550 | $28,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,794 | $28,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,000 | $28,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 483 | $28,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 6,733 | $28,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 764 | $28,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,240 | $28,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,350 | $27,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,000 | $27,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,000 | $27,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 320 | $27,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,079 | $27,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 456 | $27,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $27,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 400 | $27,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,200 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,075 | $27,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,647 | $27,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,822 | $27,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,000 | $27,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 3,495 | $27,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 6,092 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $27,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,944 | $27,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 2,295 | $27,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,106 | $27,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,500 | $27,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 975 | $26,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 310 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 400 | $26,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 374 | $26,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 575 | $26,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 4,508 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,260 | $26,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,000 | $26,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,000 | $26,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 500 | $26,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 3,000 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,600 | $26,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,541 | $26,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 300 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 300 | $25,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 627 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 660 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,677 | $25,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,500 | $25,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 703 | $25,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 889 | $25,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,100 | $25,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 654 | $25,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 718 | $25,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 2,203 | $25,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 889 | $25,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 4,878 | $25,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 219 | $25,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 325 | $25,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,442 | $25,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,166 | $25,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 3,500 | $25,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 10,000 | $25,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,540 | $24,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 292 | $24,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,686 | $24,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,925 | $24,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,095 | $24,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 592 | $24,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,500 | $24,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,962 | $24,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 957 | $24,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,600 | $24,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,719 | $24,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,278 | $24,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 13,700 | $24,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 700 | $24,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 930 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 699 | $23,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 749 | $23,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,164 | $23,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,282 | $23,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 400 | $23,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 350 | $23,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2,084 | $23,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 323 | $23,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,289 | $23,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 431 | $23,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,000 | $23,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,450 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 375 | $23,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 402 | $22,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 375 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 886 | $22,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 868 | $22,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 7,058 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,500 | $22,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 215 | $22,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $22,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,841 | $22,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 233 | $22,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,000 | $22,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,600 | $22,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,334 | $22,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 515 | $22,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 13,365 | $22,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,700 | $22,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 890 | $21,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,367 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 300 | $21,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,650 | $21,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,500 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 610 | $21,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 912 | $21,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,600 | $21,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $21,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 786 | $21,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,200 | $21,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $21,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 600 | $21,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 2,500 | $21,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 755 | $21,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 703 | $21,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 1,321 | $21,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 7,000 | $21,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 20,000 | $21,000 | thousands by filing date | principal |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,430 | $20,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,537 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $20,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 702 | $20,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,000 | $20,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 910 | $20,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 294 | $20,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,000 | $20,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 646 | $20,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 554 | $20,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,313 | $20,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 370 | $20,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 948 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 184 | $20,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 1,563 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,798 | $20,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 268 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 555 | $19,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,530 | $19,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 182 | $19,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 800 | $19,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,604 | $19,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,858 | $19,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,625 | $19,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 360 | $19,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 311 | $19,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 405 | $19,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 1,986 | $19,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 2,175 | $19,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,009 | $19,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 1,281 | $19,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 445 | $19,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 400 | $18,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 211 | $18,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 600 | $18,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,180 | $18,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 410 | $18,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,420 | $18,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 140 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 735 | $18,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 230 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 334 | $18,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 564 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,440 | $18,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,100 | $18,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,040 | $18,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 970 | $18,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 270 | $18,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,580 | $18,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 2,502 | $18,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 340 | $18,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 371 | $18,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 2,000 | $18,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 764 | $18,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 1,369 | $18,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 460 | $18,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 746 | $17,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 503 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 420 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,500 | $17,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 612 | $17,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,200 | $17,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 911 | $17,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $17,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 10,468 | $17,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,634 | $17,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 403 | $17,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 960 | $17,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 565 | $17,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 700 | $17,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 636 | $17,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 4,330 | $17,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 500 | $17,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,272 | $17,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $17,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,500 | $16,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 178 | $16,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 910 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 137 | $16,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,500 | $16,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,532 | $16,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,095 | $16,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,009 | $16,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,777 | $16,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 740 | $16,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 469 | $16,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 625 | $16,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 376 | $16,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,382 | $16,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 316 | $16,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,821 | $15,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 300 | $15,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 500 | $15,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 400 | $15,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 824 | $15,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,800 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 351 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 553 | $15,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 290 | $15,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 578 | $15,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,000 | $15,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,233 | $15,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,700 | $15,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 450 | $15,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 404 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,300 | $15,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,473 | $15,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 666 | $15,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 500 | $15,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,098 | $15,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 458 | $15,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 949 | $15,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 5,000 | $15,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,436 | $15,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 500 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 600 | $15,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,200 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 650 | $15,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,056 | $15,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 268 | $14,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 6,939 | $14,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 605 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,521 | $14,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 353 | $14,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,000 | $14,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,000 | $14,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 691 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 156 | $14,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 300 | $14,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 3,200 | $14,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 271 | $14,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $14,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,439 | $14,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 600 | $14,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 671 | $14,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,300 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 402 | $14,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 798 | $14,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 154 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 500 | $13,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,218 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 205 | $13,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 448 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 641 | $13,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 558 | $13,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,040 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 503 | $13,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,200 | $13,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 662 | $13,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 671 | $13,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 4,304 | $13,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 150 | $13,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 783 | $12,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 389 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 222 | $12,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 612 | $12,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 370 | $12,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,024 | $12,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 574 | $12,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 756 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,978 | $12,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 370 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 360 | $12,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,280 | $12,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 550 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 293 | $12,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 135 | $12,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,022 | $12,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 5,648 | $12,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,122 | $12,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 563 | $12,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 344 | $12,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 1,000 | $12,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 745 | $12,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 674 | $12,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 2,691 | $12,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 1,523 | $12,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,792 | $12,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $12,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 700 | $12,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 931 | $11,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 828 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 492 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 390 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 368 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 486 | $11,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 547 | $11,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 599 | $11,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,022 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 380 | $11,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 227 | $11,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 451 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 417 | $11,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 336 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 333 | $11,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 650 | $11,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 600 | $11,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 930 | $11,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 250 | $11,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 136 | $11,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 337 | $11,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $11,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 396 | $11,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 314 | $11,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 864 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 375 | $11,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 500 | $11,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 266 | $11,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,043 | $11,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,600 | $10,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 270 | $10,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 84 | $10,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 750 | $10,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 818 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $10,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 195 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 727 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 291 | $10,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $10,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 505 | $10,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 2,119 | $10,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,395 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 997 | $10,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 667 | $10,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 323 | $10,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 511 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 400 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-14-000006 | this filing | 2014-02-13 | acceptance time not in the bulk data set |