13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 3,314 holding rows worth $22,632,813,000.
- Accession
- 0000036104-13-000021
- Filer
- CIK 36104
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 5,378 entries on the cover page, a total value of $22,632,813,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,632,813,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. Bancorp Asset Management028-06687
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 551 | $6,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 324 | $6,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,700 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 700 | $6,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,040 | $6,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $6,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 200 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 199 | $6,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 275 | $6,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,122 | $6,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,711 | $6,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 200 | $6,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 101 | $6,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 350 | $6,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 450 | $6,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 395 | $6,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 4,524 | $6,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 376 | $6,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 600 | $6,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 500 | $6,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,339 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,000 | $6,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 100 | $6,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 500 | $6,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 500 | $5,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 420 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 33 | $5,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 150 | $5,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 80 | $5,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 250 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 478 | $5,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 524 | $5,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 260 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 200 | $5,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 150 | $5,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 85 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 140 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 500 | $5,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 280 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 200 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 353 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 53 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 395 | $5,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 108 | $5,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,200 | $5,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 45 | $5,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 335 | $5,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 2,000 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $5,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 600 | $5,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 330 | $5,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,000 | $5,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 432 | $5,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 333 | $5,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 200 | $5,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 1,534 | $5,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 565 | $5,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 258 | $5,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,200 | $5,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 400 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 366 | $5,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 2,000 | $5,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 280 | $5,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 225 | $5,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 4,000 | $5,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 500 | $5,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 714 | $5,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 76 | $5,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 268 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 221 | $5,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 204 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 246 | $5,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 400 | $5,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,212 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 200 | $5,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 10,000 | $5,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 276 | $5,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 416 | $5,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 46 | $4,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 77 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 50 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 200 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 83 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 518 | $4,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 330 | $4,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 368 | $4,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 307 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $4,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 345 | $4,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 317 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 200 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $4,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 130 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 294 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 212 | $4,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 135 | $4,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 267 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,000 | $4,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 309 | $4,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 602 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 157 | $4,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 84 | $4,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 215 | $4,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,300 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 345 | $4,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 1,000 | $4,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,010 | $4,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 3,750 | $4,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,354 | $4,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 100 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,163 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 114 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 2,162 | $4,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 292 | $4,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 200 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 96 | $4,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 5,000 | $4,000 | thousands by filing date | |
| AETRIUM INC | 00817R103 | COM | 10,000 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 565 | $3,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 67 | $3,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 300 | $3,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 515 | $3,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 9 | $3,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 240 | $3,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 114 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 224 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 250 | $3,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 150 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 156 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 179 | $3,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 533 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 174 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 248 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 75 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 373 | $3,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 200 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 51 | $3,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 173 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 305 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 384 | $3,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 912 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,090 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,000 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 51 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 440 | $3,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,000 | $3,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 250 | $3,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 700 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $3,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 519 | $3,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 130 | $3,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 281 | $3,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 2,000 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,000 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 187 | $3,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 300 | $3,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 2,000 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 725 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 60 | $3,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 82 | $3,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 256 | $3,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 58 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $2,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 48 | $2,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 52 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,025 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 200 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 169 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 167 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150 | $2,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 50 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 330 | $2,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 87 | $2,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 216 | $2,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 75 | $2,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 65 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 10 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,288 | $2,000 | thousands by filing date | principal |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 199 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,000 | $2,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 735 | $2,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,300 | $2,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 420 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,248 | $2,000 | thousands by filing date | principal |
| SIGMA DESIGNS INC | 826565103 | COM | 300 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 80 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,720 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,163 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 500 | $2,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 4,500 | $2,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 119 | $2,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 135 | $2,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 573 | $2,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 100 | $2,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 133 | $2,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 61 | $1,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 16 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 75 | $1,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 125 | $1,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 120 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 12 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 40 | $1,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 67 | $1,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 88 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 40 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 200 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 225 | $1,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 50 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 100 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 100 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 30 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 180 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 400 | $1,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 613 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 64 | $1,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 50 | $1,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 1,000 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500 | $1,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 83 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 92 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 50 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 697 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 100 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 400 | $1,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 90 | $1,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 205 | $1,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 30 | $1,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 62 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 43 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 20 | $1,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 55 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 100 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 80 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 166 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 70 | $1,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH RLTY TR INC | 04208T108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEK SYS INC | 606710200 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044108 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TECHNOLOGY INC | 493143101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUAL ENERGY LTD | 29390Q109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDERO RES CORP | 14140U105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA CERVECERIAS-RTS | 204429112 | Com | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-13-000021 | this filing | 2013-11-07 | acceptance time not in the bulk data set |