13F-HR filed by US BANCORP \DE\
US BANCORP \DE\ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 3,314 holding rows worth $22,632,813,000.
- Accession
- 0000036104-13-000021
- Filer
- CIK 36104
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 5,378 entries on the cover page, a total value of $22,632,813,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,632,813,000 with VALUE read as thousands by filing date, 13F file number 028-00551. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUS BANK NATIONAL ASSOCIATION028-02267
- included managerU.S. Bancorp Asset Management028-06687
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 900 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,325 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,337 | $33,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 798 | $33,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,000 | $33,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 631 | $33,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 4,370 | $33,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 743 | $32,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,499 | $32,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,305 | $32,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,000 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,606 | $32,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,370 | $31,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,805 | $31,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 400 | $31,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,400 | $31,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 989 | $31,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,842 | $31,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 7,689 | $31,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 552 | $31,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 890 | $31,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 571 | $31,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,860 | $30,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,730 | $30,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 650 | $30,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 782 | $30,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,641 | $30,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,660 | $30,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,375 | $30,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,135 | $30,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,000 | $30,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,404 | $30,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,691 | $30,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,240 | $30,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,042 | $29,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 276 | $29,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 957 | $29,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 675 | $29,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 9,249 | $29,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,301 | $29,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 900 | $29,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,750 | $29,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 483 | $29,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 10,526 | $29,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 10,334 | $29,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,686 | $28,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 658 | $28,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,084 | $28,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 739 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 530 | $28,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,000 | $28,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,400 | $28,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,832 | $28,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 500 | $28,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,250 | $28,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,166 | $28,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 2,200 | $28,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,403 | $28,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,144 | $28,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 2,295 | $28,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,500 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,000 | $27,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 495 | $27,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,000 | $27,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 456 | $27,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,200 | $27,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 440 | $27,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 7,669 | $27,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 4,508 | $27,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,520 | $27,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,000 | $27,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 13,700 | $27,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 506 | $27,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 2,401 | $27,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 525 | $26,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 993 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 660 | $26,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,800 | $26,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,600 | $26,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 604 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $26,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,200 | $26,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,042 | $26,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 1,644 | $26,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 529 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,260 | $26,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 500 | $26,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $26,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 433 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,600 | $26,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 649 | $25,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,249 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 300 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 400 | $25,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,000 | $25,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,345 | $25,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 825 | $25,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 500 | $25,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 2,062 | $25,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,841 | $25,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,388 | $25,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 490 | $25,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 1,816 | $25,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 3,500 | $25,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,779 | $24,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,133 | $24,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,000 | $24,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,500 | $24,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,624 | $24,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 654 | $24,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,000 | $24,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 10,468 | $24,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 1,167 | $24,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 3,943 | $24,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,239 | $24,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 325 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 375 | $24,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 10,000 | $24,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 310 | $23,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,133 | $23,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,755 | $23,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 902 | $23,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 261 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,677 | $23,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,600 | $23,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 868 | $23,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,000 | $23,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 718 | $23,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 662 | $23,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 536 | $23,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 1,835 | $23,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,151 | $23,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 2,500 | $23,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,474 | $23,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 515 | $23,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,000 | $23,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,166 | $23,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 5,099 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 300 | $22,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 627 | $22,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 320 | $22,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 373 | $22,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,079 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 961 | $22,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 657 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,500 | $22,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,714 | $22,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 9,590 | $22,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,395 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,100 | $21,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,650 | $21,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,732 | $21,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,200 | $21,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,400 | $21,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,513 | $21,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,600 | $21,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,335 | $21,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,580 | $21,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,725 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 505 | $21,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 200 | $20,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 975 | $20,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,721 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 610 | $20,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 533 | $20,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 889 | $20,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,315 | $20,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 676 | $20,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,604 | $20,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,000 | $20,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,858 | $20,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 830 | $20,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $20,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 923 | $20,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 2,273 | $20,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,365 | $20,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 764 | $20,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 2,000 | $20,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,430 | $19,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 554 | $19,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,019 | $19,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,790 | $19,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 825 | $19,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,350 | $19,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,000 | $19,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,656 | $19,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 240 | $19,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,667 | $19,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 755 | $19,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,625 | $19,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,174 | $19,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 646 | $19,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,000 | $19,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 1,351 | $19,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,891 | $19,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,000 | $19,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,009 | $19,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 764 | $19,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 2,400 | $19,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 1,369 | $19,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,272 | $19,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 311 | $18,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,000 | $18,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 311 | $18,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,764 | $18,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 600 | $18,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 402 | $18,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 615 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 600 | $18,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,095 | $18,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,277 | $18,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,754 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 334 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,440 | $18,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,321 | $18,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,100 | $18,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 911 | $18,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 708 | $18,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $18,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,040 | $18,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,075 | $18,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 461 | $18,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 2,735 | $18,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 345 | $18,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,085 | $18,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,200 | $18,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 910 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,800 | $17,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,244 | $17,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 692 | $17,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 551 | $17,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,436 | $17,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 270 | $17,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,300 | $17,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 877 | $17,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,000 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,500 | $17,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 1,299 | $17,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,350 | $17,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 400 | $16,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 500 | $16,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 166 | $16,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 766 | $16,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 366 | $16,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 627 | $16,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,073 | $16,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,009 | $16,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 600 | $16,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 740 | $16,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 786 | $16,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 309 | $16,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 522 | $16,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 554 | $16,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 371 | $16,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 633 | $16,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,070 | $16,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 460 | $16,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 300 | $15,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,000 | $15,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 376 | $15,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,180 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 162 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 137 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 553 | $15,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,085 | $15,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,500 | $15,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 429 | $15,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 674 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,300 | $15,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 550 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7,112 | $15,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,400 | $15,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,098 | $15,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,074 | $15,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 500 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 633 | $15,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 5,000 | $15,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 209 | $15,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 636 | $15,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 4,056 | $15,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,965 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 600 | $15,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,000 | $15,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 445 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 447 | $15,000 | thousands by filing date | |
| Prospect Global Resources Inc. | 74348X202 | COM | 5,000 | $15,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 173 | $14,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 185 | $14,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 605 | $14,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 562 | $14,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $14,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 252 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,521 | $14,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,777 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 990 | $14,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 500 | $14,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,100 | $14,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 350 | $14,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 1,505 | $14,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 600 | $14,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,200 | $14,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,165 | $14,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 7,700 | $14,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 500 | $14,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 4,304 | $14,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 1,490 | $14,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 200 | $14,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,061 | $13,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 353 | $13,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,218 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 404 | $13,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 691 | $13,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 10,000 | $13,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 2,911 | $13,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,439 | $13,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,030 | $13,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 328 | $13,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,300 | $13,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 658 | $13,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 948 | $13,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,792 | $13,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 798 | $13,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 700 | $13,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 388 | $12,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 885 | $12,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,500 | $12,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 400 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $12,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 500 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,290 | $12,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 179 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 382 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 205 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 660 | $12,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 370 | $12,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,000 | $12,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 150 | $12,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 5,000 | $12,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 674 | $12,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 1,523 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 300 | $12,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 890 | $12,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 931 | $11,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 5,604 | $11,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 236 | $11,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 154 | $11,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,210 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,133 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 486 | $11,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 887 | $11,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 189 | $11,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 625 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 156 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 6,000 | $11,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 842 | $11,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 563 | $11,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 294 | $11,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 162 | $11,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 754 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 110 | $11,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 1,000 | $11,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 606 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 100 | $11,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 222 | $10,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 952 | $10,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 500 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,150 | $10,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 360 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $10,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 182 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 727 | $10,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 850 | $10,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,575 | $10,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 250 | $10,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 136 | $10,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 637 | $10,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,364 | $10,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,230 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $10,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 905 | $10,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 667 | $10,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 287 | $10,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 172 | $10,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 511 | $10,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 524 | $10,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 1,270 | $10,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,025 | $10,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 400 | $10,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 650 | $10,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 750 | $10,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 339 | $10,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 384 | $10,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 2,500 | $10,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,013 | $10,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,000 | $10,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 679 | $10,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 898 | $10,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 170 | $9,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,500 | $9,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 400 | $9,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 280 | $9,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 268 | $9,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 259 | $9,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 172 | $9,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $9,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 498 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 100 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 380 | $9,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 400 | $9,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 500 | $9,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 650 | $9,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 763 | $9,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 500 | $9,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 500 | $9,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 400 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,209 | $9,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 946 | $9,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $8,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 500 | $8,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 198 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 700 | $8,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 470 | $8,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,592 | $8,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 260 | $8,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 290 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 180 | $8,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 475 | $8,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 270 | $8,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,300 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $8,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 225 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 290 | $8,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $8,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 200 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $8,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 540 | $8,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 2,019 | $8,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 465 | $8,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 175 | $8,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 500 | $8,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 3,000 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,000 | $8,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 3,764 | $8,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 331 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,000 | $8,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 100 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 600 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 853 | $7,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 257 | $7,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,000 | $7,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 460 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 172 | $7,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,142 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 300 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 314 | $7,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 316 | $7,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,002 | $7,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 997 | $7,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 500 | $7,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $7,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 213 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 262 | $7,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 175 | $7,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 327 | $7,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,950 | $7,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 211 | $7,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 100 | $7,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 859 | $7,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 500 | $7,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 530 | $7,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 400 | $7,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 950 | $7,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 256 | $7,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 100 | $7,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 2,242 | $7,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 75 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 85 | $6,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 115 | $6,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,315 | $6,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 200 | $6,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 402 | $6,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 450 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 275 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $6,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 515 | $6,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 256 | $6,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 300 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 172 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 258 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000036104-13-000021 | this filing | 2013-11-07 | acceptance time not in the bulk data set |