13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,451 holding rows worth $906,362,193,827.
- Accession
- 0000019617-23-000542
- Filer
- CIK 19617
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 28,016 entries on the cover page, a total value of $906,362,193,827 stated on the cover page (in dollars after the unit check, H1), rows summing to $906,362,193,827 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 8,474 | $28,388 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,167 | $28,366 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 5,993 | $28,347 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 5,591 | $28,151 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 18,280 | $28,151 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,651 | $28,034 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 300 | $27,885 | dollars as filed | put |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 1,460 | $27,652 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 620,498 | $27,612 | dollars as filed | principal |
| CYNGN INC | 23257B107 | COM | 57,365 | $27,536 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 2,400 | $27,528 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700902 | CALL | 2,800 | $27,468 | dollars as filed | call |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 45,531 | $26,896 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 577 | $26,839 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 632 | $26,727 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 11,676 | $26,622 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 20,875 | $26,511 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $26,475 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,501 | $26,461 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 10,001 | $26,303 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 17,409 | $26,288 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 27,560 | $26,182 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,224 | $26,118 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 21,573 | $26,103 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 372 | $25,956 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 24,699 | $25,934 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,448 | $25,878 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,281 | $25,748 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 38,000 | $25,745 | dollars as filed | principal |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 1,000 | $25,630 | dollars as filed | |
| EPAM SYS INC | 29414B904 | CALL | 100 | $25,569 | dollars as filed | call |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 164,951 | $25,205 | dollars as filed | principal |
| PROSHARES TR | 74347X849 | INDX FD | 1,000 | $25,150 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,863 | $24,877 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 400 | $24,876 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 630 | $24,690 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 1,234 | $24,662 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 931 | $24,578 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 30,597 | $24,558 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 631 | $24,538 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1,153 | $24,490 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 17,554 | $24,400 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 8,014 | $24,282 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 2,622 | $24,254 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 62,165 | $24,182 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $24,058 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 548 | $23,959 | dollars as filed | |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 34,706 | $23,912 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 452 | $23,775 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 620 | $23,685 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,772 | $23,574 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 383 | $23,549 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 61,505 | $23,434 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 4,918 | $23,311 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 12,858 | $23,273 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 705 | $23,195 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,535 | $23,145 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 17,467 | $23,056 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,547 | $23,025 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 8,077 | $22,777 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 931 | $22,763 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,147 | $22,756 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 562 | $22,534 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 187,581 | $22,510 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 942 | $22,401 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 3,989 | $22,338 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 100,788 | $22,274 | dollars as filed | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 20,000 | $22,273 | dollars as filed | principal |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 85,384 | $22,200 | dollars as filed | |
| TOP SHIPS INC | Y8897Y230 | SHS NEW | 3,100 | $22,134 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 5,626 | $21,941 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 36,741 | $21,883 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,655 | $21,697 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 732 | $21,653 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $21,608 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,210 | $21,487 | dollars as filed | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 500 | $21,150 | dollars as filed | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,107 | $21,144 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 768 | $21,059 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 872 | $20,934 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 2,883 | $20,786 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,038 | $20,716 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 35,258 | $20,679 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1,000 | $20,670 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,387 | $20,627 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 16,474 | $20,428 | dollars as filed | principal |
| EQT CORP | 26884L909 | CALL | 500 | $20,290 | dollars as filed | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 9,473 | $20,272 | dollars as filed | |
| LARGO INC | 517097101 | COM | 1,309 | $20,211 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,513 | $20,060 | dollars as filed | |
| CHARGEPOINT HOLDINGS INC | 15961R905 | COM CL A | 4,000 | $19,880 | dollars as filed | call |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,300 | $19,760 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 936 | $19,684 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 821 | $19,631 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 20,000 | $19,620 | dollars as filed | principal |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 593 | $19,605 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,135 | $19,601 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 7,043 | $19,580 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,998 | $19,457 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,410 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 9,611 | $19,319 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,394 | $19,108 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 3,989 | $19,107 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,005 | $19,045 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,666 | $18,876 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 4,100 | $18,860 | dollars as filed | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 480 | $18,829 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 6,359 | $18,759 | dollars as filed | |
| HURCO CO | 447324104 | COM | 836 | $18,751 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 3,150 | $18,554 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 537 | $18,446 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 385 | $18,386 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,796 | $18,373 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 271 | $18,337 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 23,532 | $18,249 | dollars as filed | |
| JINKOSOLAR HLDG CO LTD | 47759T900 | CALL | 600 | $18,222 | dollars as filed | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,807 | $18,105 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 224 | $17,584 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 6,974 | $17,574 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,639 | $17,570 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 720 | $17,545 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,812 | $17,522 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 174 | $17,489 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 10,692 | $17,428 | dollars as filed | |
| ZOETIS INC | 98978V903 | CALL | 100 | $17,398 | dollars as filed | call |
| FUTU HLDGS LTD | 36118L906 | CALL | 300 | $17,343 | dollars as filed | call |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 7,831 | $17,307 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 317 | $17,301 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 310 | $17,230 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 504 | $17,202 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 9,135 | $16,991 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 234 | $16,934 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 1,579 | $16,696 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 4,222 | $16,635 | dollars as filed | |
| SHIFT4 PMTS INC | 82452J959 | CL A | 300 | $16,611 | dollars as filed | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 602 | $16,555 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 3,485 | $16,519 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 770 | $16,370 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 9,026 | $16,338 | dollars as filed | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 928 | $16,331 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,787 | $16,304 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 154 | $16,229 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G752 | ACTIVEPASSIVE CR | 570 | $16,208 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 1,770 | $16,196 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 895 | $16,191 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M203 | COMMON | 10,898 | $16,075 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 545 | $16,018 | dollars as filed | |
| MONDAY COM LTD | M7S64H906 | CALL | 100 | $15,922 | dollars as filed | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,534 | $15,908 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 567 | $15,882 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 730 | $15,878 | dollars as filed | |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 1,600 | $15,824 | dollars as filed | call |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 1,600 | $15,824 | dollars as filed | put |
| GLOBAL X FDS | 37954Y285 | FUND | 1,720 | $15,790 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 629 | $15,773 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,217 | $15,674 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 807 | $15,664 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 536 | $15,576 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,990 | $15,562 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 39,104 | $15,481 | dollars as filed | |
| ETF MANAGERS TR | 26924G901 | OPTION | 300 | $15,480 | dollars as filed | call |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,577 | $15,424 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 155 | $15,412 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 897 | $15,411 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 800 | $15,400 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 338 | $15,389 | dollars as filed | |
| INTERACTIVE STRENGTH INC | 45840Y104 | COM | 11,269 | $15,326 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 730 | $15,235 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,043 | $15,124 | dollars as filed | |
| EURODRY LTD | Y23508107 | COM | 1,000 | $14,910 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 248 | $14,873 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 3,574 | $14,832 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 7,222 | $14,805 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 2,435 | $14,780 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 5,098 | $14,733 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 4,740 | $14,694 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 765 | $14,689 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 146,412 | $14,670 | dollars as filed | principal |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 17,855 | $14,623 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,292 | $14,508 | dollars as filed | |
| FEDERATED HERMES SHORT DURATION HIGH YIELD ETF | 31423L206 | ETF | 651 | $14,508 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 2,805 | $14,446 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,494 | $14,417 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 982 | $14,357 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,555 | $14,322 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 547 | $14,276 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,566 | $14,266 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 421 | $14,259 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 701 | $14,216 | dollars as filed | |
| PROGRESSIVE CORP | 743315953 | COM | 100 | $13,930 | dollars as filed | put |
| SMART SAND INC | 83191H107 | COM | 5,967 | $13,843 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 361 | $13,830 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 28,928 | $13,825 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,825 | $13,787 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,012 | $13,733 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 29,459 | $13,584 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,492 | $13,562 | dollars as filed | |
| ARK ETF TR | 00214Q908 | BLOC FIN INN ETF | 700 | $13,552 | dollars as filed | call |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 500 | $13,535 | dollars as filed | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 9,360 | $13,478 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 339 | $13,475 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,548 | $13,453 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 620 | $13,407 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 13,318 | $13,293 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 917 | $13,287 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 436 | $13,263 | dollars as filed | |
| US BANCORP | 902973904 | CALL | 400 | $13,224 | dollars as filed | call |
| NAYAX LTD | M7S750159 | SHS | 4,067 | $13,221 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 221 | $13,116 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,920 | $13,075 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 29,463 | $13,031 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 523 | $12,932 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 181 | $12,824 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,306 | $12,786 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 2,331 | $12,774 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 330 | $12,636 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 445 | $12,634 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,054 | $12,606 | dollars as filed | |
| UNITY SOFTWARE INC | 91332U901 | CALL | 400 | $12,556 | dollars as filed | call |
| CELANESE CORP DEL | 150870903 | COM | 100 | $12,552 | dollars as filed | call |
| CELANESE CORP DEL | 150870953 | COM | 100 | $12,552 | dollars as filed | put |
| TRAVERE THERAPEUTICS INC | 89422G907 | COM | 1,400 | $12,516 | dollars as filed | call |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $12,505 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F904 | CALL | 300 | $12,465 | dollars as filed | call |
| MOBILEYE GLOBAL INC | 60741F954 | PUT | 300 | $12,465 | dollars as filed | put |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 619 | $12,452 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 8,874 | $12,424 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734202 | COM | 3,162 | $12,395 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 211 | $12,349 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,591 | $12,304 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 720 | $12,211 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 2,775 | $12,127 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 1,869 | $12,111 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,319 | $12,056 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 594 | $11,749 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 23,633 | $11,746 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 11,000 | $11,738 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 285 | $11,545 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 1,706 | $11,498 | dollars as filed | |
| TIDAL TRUST I | 886364819 | SOUND ENHANCED | 666 | $11,472 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 380 | $11,393 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 372 | $11,387 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 648 | $11,321 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 377 | $11,308 | dollars as filed | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 200 | $11,274 | dollars as filed | put |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 20,667 | $11,264 | dollars as filed | |
| AXCELLA HEALTH INC | 05454B204 | COM NEW | 1,073 | $11,202 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 620 | $11,199 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 390 | $11,193 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,168 | $11,189 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 13,152 | $11,147 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 369 | $11,111 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 2,070 | $11,096 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 3,516 | $11,005 | dollars as filed | |
| UNDER ARMOUR INC | 904311907 | CL A | 1,600 | $10,960 | dollars as filed | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,236 | $10,958 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 232 | $10,934 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 33,430 | $10,932 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 986 | $10,846 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,256 | $10,827 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 307 | $10,816 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528207 | ISHAR INTER ETF | 479 | $10,811 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 797 | $10,767 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 896 | $10,725 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 25,042 | $10,718 | dollars as filed | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 5,746 | $10,573 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 774 | $10,519 | dollars as filed | |
| GOLDEN HEAVEN GROUP HLDGS LT | G3959D109 | CL A SHS | 1,332 | $10,496 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 2,783 | $10,492 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 600 | $10,476 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 3,624 | $10,473 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,390 | $10,467 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,386 | $10,457 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 207 | $10,410 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,759 | $10,378 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 859 | $10,365 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 42,533 | $10,208 | dollars as filed | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,131 | $10,134 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 800 | $10,088 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 302 | $10,066 | dollars as filed | |
| NETEASE COM INC | 64110W902 | CALL | 100 | $10,016 | dollars as filed | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 500 | $9,915 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 1,794 | $9,903 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,193 | $9,902 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 24,148 | $9,898 | dollars as filed | principal |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 11,467 | $9,883 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,094 | $9,879 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 1,520 | $9,865 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 335 | $9,836 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 145 | $9,781 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 5,000 | $9,750 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 893 | $9,717 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 4,439 | $9,655 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 265 | $9,649 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 105 | $9,623 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,480 | $9,606 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 22,406 | $9,590 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1,163 | $9,560 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 199 | $9,313 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 500 | $9,272 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 496 | $9,217 | dollars as filed | |
| Grace Therapeutics Inc | 00430K865 | COM | 3,358 | $9,201 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,417 | $9,168 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 93 | $9,086 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,612 | $8,825 | dollars as filed | |
| OHMYHOME LTD | G6S38M107 | ORD SHS | 3,037 | $8,807 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 568 | $8,747 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 682 | $8,675 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 645 | $8,643 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 38,950 | $8,573 | dollars as filed | principal |
| INVESCO | 46138J536 | EXCHANGE TRADED | 347 | $8,569 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 3,516 | $8,544 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 199 | $8,509 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 346 | $8,474 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,087 | $8,457 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 3,469 | $8,360 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 279 | $8,306 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 181 | $8,242 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 235 | $8,241 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 121 | $8,215 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 14,943 | $8,146 | dollars as filed | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q301 | COMMON | 5,165 | $8,109 | dollars as filed | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 9,283 | $7,983 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 8,159 | $7,978 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 5,023 | $7,936 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,035 | $7,866 | dollars as filed | |
| REDWOOD TRUST INC | 758075902 | COM | 1,100 | $7,843 | dollars as filed | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 375 | $7,763 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 627 | $7,693 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 169 | $7,688 | dollars as filed | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 1,733 | $7,677 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 66,658 | $7,599 | dollars as filed | principal |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 298 | $7,559 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 905 | $7,548 | dollars as filed | |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 2,569 | $7,501 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339305 | COMMON | 16,837 | $7,492 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,292 | $7,456 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 378 | $7,371 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 2,152 | $7,338 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 18,464 | $7,288 | dollars as filed | principal |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 896 | $7,177 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 6,963 | $7,172 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 335 | $7,072 | dollars as filed | |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 100 | $6,994 | dollars as filed | put |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 2,046 | $6,956 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 192 | $6,949 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 5,374 | $6,879 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $6,866 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,882 | $6,813 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,372 | $6,696 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 269 | $6,684 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 411 | $6,666 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 4,034 | $6,616 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 519 | $6,612 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 9,975 | $6,609 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 862 | $6,568 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 2,841 | $6,477 | dollars as filed | |
| JIN MED INTL LTD. | G5140V104 | COMMON | 273 | $6,389 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 474 | $6,318 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 272 | $6,255 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 137 | $6,201 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 9,385 | $6,175 | dollars as filed | |
| CEMTREX INC | 15130G709 | COM NEW | 1,263 | $6,163 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 639 | $6,154 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,087 | $6,092 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 629 | $6,089 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 3,800 | $6,080 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 56,017 | $6,067 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 5,000 | $6,041 | dollars as filed | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 45,720 | $6,026 | dollars as filed | |
| PROSHARES TR II | 74347Y847 | FUND | 275 | $5,926 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 2,188 | $5,908 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 155 | $5,898 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,248 | $5,882 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 454 | $5,849 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 269 | $5,832 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 663 | $5,821 | dollars as filed | |
| TEREX CORP NEW | 880779903 | COM | 100 | $5,762 | dollars as filed | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 130 | $5,758 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,722 | $5,743 | dollars as filed | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 552 | $5,719 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 386 | $5,709 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 65 | $5,639 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 105 | $5,631 | dollars as filed | |
| INTERCURE LTD | M549GJ111 | COM NEW | 908 | $5,611 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 30,457 | $5,605 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 2,277 | $5,578 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 301 | $5,484 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 164 | $5,484 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 3,542 | $5,455 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 2,642 | $5,416 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 977 | $5,413 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C900 | CALL | 100 | $5,412 | dollars as filed | call |
| SCORPIO TANKERS INC | Y7542C950 | SHS | 100 | $5,412 | dollars as filed | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 341 | $5,398 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635705 | COM NEW | 3,001 | $5,372 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 3,702 | $5,294 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L303 | COM NEW | 3,976 | $5,248 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 4,372 | $5,185 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 616 | $5,168 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 498 | $5,139 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 4,445 | $5,112 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 240 | $5,068 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 247 | $4,999 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 4,300 | $4,988 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 991 | $4,945 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 42,426 | $4,858 | dollars as filed | principal |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 186 | $4,752 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 277 | $4,737 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 159 | $4,594 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 1,312 | $4,579 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 180 | $4,572 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 51 | $4,537 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 443 | $4,505 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 627 | $4,489 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 267 | $4,433 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 575 | $4,422 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,188 | $4,360 | dollars as filed | |
| HELIOGEN INC COM NEW | 42329E204 | Stock | 1,153 | $4,358 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 277 | $4,307 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 463 | $4,264 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,077 | $4,254 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 400 | $4,196 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 181 | $4,186 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 398 | $4,139 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 137 | $4,114 | dollars as filed | |
| AXT INC | 00246W103 | COM | 1,703 | $4,087 | dollars as filed | |
| SG BLOCKS INC | 78418A505 | COM NEW | 6,791 | $4,075 | dollars as filed | |
| SENMIAO TECHNOLOGY LTD COM | 817225204 | SHS | 8,573 | $4,072 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 53 | $4,066 | dollars as filed | |
| EQT CORP | 26884L959 | COM | 100 | $4,058 | dollars as filed | put |
| WISDOMTREE TR | 97717W323 | CMN | 181 | $4,056 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 120 | $4,030 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 538 | $4,003 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 53,066 | $3,985 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 100 | $3,977 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 5,614 | $3,947 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 77 | $3,882 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 3,454 | $3,868 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 834 | $3,836 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 500 | $3,835 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 423 | $3,807 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,311 | $3,802 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 211 | $3,802 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 2,946 | $3,800 | dollars as filed | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 309 | $3,795 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 6,654 | $3,787 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 336 | $3,686 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 827 | $3,680 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 242 | $3,678 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 933 | $3,601 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 112 | $3,555 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 1,271 | $3,546 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 112 | $3,520 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $3,515 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 378 | $3,459 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 207 | $3,455 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 2,585 | $3,438 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 348 | $3,431 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 777 | $3,427 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,200 | $3,420 | dollars as filed | |
| YANGUFANG INTERNATIONAL GROU | G9834A103 | ORDINARY SHARES | 1,048 | $3,406 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 7,052 | $3,402 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,009 | $3,400 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 344 | $3,390 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 67 | $3,374 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 1,084 | $3,371 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 116 | $3,370 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 689 | $3,369 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 183 | $3,342 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 653 | $3,330 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 99 | $3,323 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 170 | $3,315 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 100 | $3,309 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 5,950 | $3,301 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,416 | $3,279 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 119 | $3,277 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 466 | $3,267 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 1,744 | $3,261 | dollars as filed | |
| TIDAL TRUST II | 88634T535 | NICHOLAS FIXED | 166 | $3,247 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 54,039 | $3,242 | dollars as filed | principal |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 66 | $3,229 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 367 | $3,165 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 173 | $3,135 | dollars as filed | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,540 | $3,095 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,000 | $3,080 | dollars as filed | principal |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 100 | $3,051 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 106 | $3,043 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 869 | $3,033 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 134 | $3,019 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719102 | CL A COM | 323 | $3,004 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 331 | $2,996 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 613 | $2,973 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 58 | $2,957 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 143 | $2,955 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P822 | CMN | 116 | $2,952 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 2,064 | $2,952 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 249 | $2,938 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,110 | $2,935 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,821 | $2,932 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000542 | this filing | 2023-11-14 | acceptance time not in the bulk data set |