13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,451 holding rows worth $906,362,193,827.
- Accession
- 0000019617-23-000542
- Filer
- CIK 19617
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 28,016 entries on the cover page, a total value of $906,362,193,827 stated on the cover page (in dollars after the unit check, H1), rows summing to $906,362,193,827 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPARE THERAPEUTICS INC | 760273102 | COM | 8,151 | $98,464 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 3,143 | $98,407 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 604 | $98,382 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2,077 | $98,122 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,984 | $98,076 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 6,860 | $97,893 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,848 | $97,547 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 40,697 | $97,265 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 11,732 | $97,258 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,474 | $97,070 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 6,865 | $97,002 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 1,912 | $96,044 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 5,285 | $95,923 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 18,763 | $95,879 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,415 | $95,727 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 3,122 | $95,502 | dollars as filed | |
| ENOVIX CORPORATION | 293594907 | COM | 7,600 | $95,380 | dollars as filed | call |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 5,107 | $95,297 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 43,195 | $95,030 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 81,135 | $94,928 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 14,251 | $94,912 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,042 | $94,855 | dollars as filed | |
| ISHARES TR | 464287953 | PUT | 200 | $94,730 | dollars as filed | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,291 | $94,252 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 14,632 | $94,230 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,760 | $94,151 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 12,068 | $94,010 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 4,699 | $93,980 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3,003 | $93,860 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,252 | $93,778 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 40,245 | $93,772 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,443 | $93,658 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 76,649 | $93,512 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 39,619 | $93,501 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 2,222 | $93,456 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 25,517 | $93,392 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 4,145 | $93,321 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 53,809 | $93,090 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 4,526 | $92,964 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 3,063 | $92,962 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,747 | $92,853 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,906 | $92,816 | dollars as filed | |
| SPOTIFY TECHNOLOGY S A | L8681T952 | PUT | 600 | $92,784 | dollars as filed | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,822 | $92,760 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 9,102 | $92,749 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,336 | $92,714 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,587 | $92,688 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,191 | $92,484 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 22,000 | $92,400 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 3,496 | $91,665 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 18,124 | $91,526 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 17,830 | $91,468 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 6,362 | $90,977 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,412 | $90,937 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 29,427 | $90,930 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 2,934 | $90,893 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 58,235 | $90,846 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,731 | $90,826 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 4,693 | $90,481 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 6,914 | $90,435 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 2,195 | $90,382 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,757 | $90,363 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 5,274 | $90,185 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 2,081 | $89,885 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,192 | $89,822 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 2,049 | $89,682 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 9,886 | $89,667 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,556 | $89,588 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 15,312 | $89,422 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,160 | $89,391 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,203 | $89,336 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 27,289 | $89,235 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 4,540 | $89,166 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 13,015 | $89,153 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,833 | $88,866 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 9,113 | $88,852 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 17,668 | $88,694 | dollars as filed | |
| FERRARI N V | N3167Y903 | COM | 300 | $88,662 | dollars as filed | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 59,000 | $88,500 | dollars as filed | principal |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,087 | $88,280 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,386 | $88,214 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 71,600 | $88,068 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 1,033 | $88,002 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,545 | $87,854 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 10,981 | $87,848 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 24,469 | $87,844 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 2,967 | $87,822 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,238 | $87,768 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 4,399 | $87,364 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241903 | COM | 61,400 | $87,188 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 3,809 | $87,120 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 4,684 | $87,076 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 26,289 | $87,017 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 79,805 | $86,987 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,849 | $86,853 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 28,372 | $86,819 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 13,860 | $86,763 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 11,283 | $86,428 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 9,084 | $86,389 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 829 | $86,208 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,500 | $85,994 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 5,250 | $85,890 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC | 05550J901 | COM | 1,200 | $85,644 | dollars as filed | call |
| BJS WHSL CLUB HLDGS INC | 05550J951 | COM | 1,200 | $85,644 | dollars as filed | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,859 | $85,532 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 7,759 | $84,806 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,677 | $84,680 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5,632 | $84,536 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,209 | $84,443 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,471 | $84,187 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 40,362 | $83,953 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,475 | $83,903 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 9,606 | $83,764 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 6,452 | $83,738 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 6,787 | $83,684 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 770 | $83,653 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 1,045,361 | $83,524 | dollars as filed | principal |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,169 | $83,420 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 90,637 | $83,386 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,446 | $83,262 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 386,476 | $83,092 | dollars as filed | principal |
| JOINT CORP | 47973J102 | COM | 9,230 | $82,978 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 12,960 | $82,814 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 4,674 | $82,496 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,289 | $82,267 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 3,242 | $82,250 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,103 | $82,094 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 136,293 | $81,776 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P909 | CALL | 13,500 | $81,675 | dollars as filed | call |
| TECHNIPFMC PLC | G87110905 | COM | 4,000 | $81,360 | dollars as filed | call |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 3,610 | $81,225 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 125,000 | $81,214 | dollars as filed | principal |
| EMPIRE PETE CORP | 292034303 | COM | 8,428 | $81,162 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 3,476 | $81,060 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 474,900 | $81,018 | dollars as filed | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,705 | $80,503 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 24,483 | $79,815 | dollars as filed | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 5,751 | $79,804 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,054 | $79,802 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 893 | $79,791 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J956 | COM | 7,200 | $79,704 | dollars as filed | put |
| HARLEY DAVIDSON INC | 412822908 | COM | 2,400 | $79,344 | dollars as filed | call |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 76,287 | $79,339 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 7,201 | $78,995 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 989 | $78,923 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 15,107 | $78,859 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 5,547 | $78,822 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 12,882 | $78,581 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 49,642 | $78,434 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,159 | $78,406 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 30,521 | $77,829 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,362 | $77,729 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 45,539 | $77,417 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 10,002 | $77,415 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 8,446 | $77,028 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 2,461 | $76,611 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 24,600 | $76,506 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,616 | $76,387 | dollars as filed | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 53,000 | $76,378 | dollars as filed | principal |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,310 | $76,351 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 29,864 | $76,153 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 6,845 | $76,116 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,794 | $76,053 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 5,246 | $76,014 | dollars as filed | |
| DOMINOS PIZZA INC | 25754A951 | COM | 200 | $75,758 | dollars as filed | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 6,903 | $75,588 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 2,503 | $75,196 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,026 | $74,843 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 5,732 | $74,803 | dollars as filed | |
| DEXCOM INC | 252131907 | COM | 800 | $74,640 | dollars as filed | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 13,653 | $74,409 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 17,574 | $74,338 | dollars as filed | |
| GENIUS SPORTS LIMITED | G3934V959 | SHARES CL A | 13,900 | $74,087 | dollars as filed | put |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,945 | $73,959 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,728 | $73,493 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 12,263 | $73,455 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 7,381 | $73,293 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 9,801 | $73,213 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 746 | $73,197 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 2,697 | $73,158 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,084 | $72,836 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 14,238 | $72,614 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 43,734 | $72,598 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 724 | $72,588 | dollars as filed | |
| NIO INC | 62914V906 | CALL | 8,000 | $72,320 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,670 | $72,250 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 5,126 | $72,226 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,864 | $72,211 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 14,074 | $72,059 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,627 | $71,854 | dollars as filed | |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 1,000 | $71,810 | dollars as filed | call |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 1,000 | $71,810 | dollars as filed | put |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 6,821 | $71,689 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 16,478 | $71,350 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 1,608 | $71,186 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 28,695 | $71,164 | dollars as filed | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6,000 | $71,100 | dollars as filed | principal |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 2,250 | $70,807 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,267 | $70,798 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 10,300 | $70,349 | dollars as filed | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 15,138 | $70,240 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 40,753 | $70,095 | dollars as filed | |
| CSP INC | 126389105 | CMN | 4,000 | $70,000 | dollars as filed | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 4,400 | $69,828 | dollars as filed | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 33,896 | $69,825 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 41,471 | $69,672 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 11,510 | $69,290 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 5,353 | $68,893 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 10,658 | $68,744 | dollars as filed | |
| ESTABLISHMENT LABS HLDGS INC | G31249908 | COM | 1,400 | $68,698 | dollars as filed | call |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 14,709 | $68,397 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 100,484 | $68,389 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 6,300 | $68,383 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 3,219 | $68,148 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 3,822 | $68,108 | dollars as filed | |
| NUTRIEN LTD | 67077M908 | COM | 1,100 | $67,936 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 2,361 | $67,784 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 1,535 | $67,755 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 19,974 | $67,312 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,442 | $67,252 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,445 | $66,932 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,544 | $66,797 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 7,803 | $66,560 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,787 | $66,172 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 7,572 | $66,028 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 2,159 | $65,486 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 10,101 | $65,353 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 8,554 | $65,139 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 12,755 | $65,050 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 6,533 | $64,938 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 4,895 | $64,859 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 1,657 | $64,822 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 7,563 | $64,588 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 5,677 | $64,150 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 26,025 | $64,022 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 6,048 | $63,988 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 14,497 | $63,932 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 8,153 | $63,919 | dollars as filed | |
| CAMECO CORP | 13321L908 | CALL | 1,600 | $63,424 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 3,268 | $63,351 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 37,047 | $63,350 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 4,902 | $63,187 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 13,525 | $63,162 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 23,064 | $62,965 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 32,193 | $62,777 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 7,830 | $62,484 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 8,210 | $62,396 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 8,084 | $61,762 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,010 | $61,747 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,202 | $61,530 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 1,464 | $61,386 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 3,974 | $61,319 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,644 | $61,223 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 22,658 | $61,177 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 2,801 | $60,922 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 48,416 | $60,520 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 13,483 | $60,404 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 11,007 | $59,768 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 365 | $59,553 | dollars as filed | |
| ASML HOLDING NV-NY REG SHS | N07059900 | CALL | 100 | $58,866 | dollars as filed | call |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 26,985 | $58,827 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 41,324 | $58,680 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,827 | $58,425 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 35,971 | $58,273 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,990 | $58,126 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 2,127 | $57,982 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 1,456 | $57,745 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 25,548 | $57,739 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 72,162 | $57,730 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $57,705 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 427 | $57,619 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,676 | $57,252 | dollars as filed | |
| PEABODY ENGR CORP | 704551900 | COM | 2,200 | $57,178 | dollars as filed | call |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 2,500 | $57,176 | dollars as filed | |
| IMMUNOCORE HLDGS PLC | 45258D905 | ADS | 1,100 | $57,090 | dollars as filed | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 6,860 | $56,801 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 20,000 | $56,800 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 6,729 | $56,524 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 2,460 | $56,298 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 7,386 | $56,281 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 10,415 | $56,137 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 26,102 | $56,120 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 481 | $55,791 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,268 | $55,701 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 10,961 | $55,682 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,441 | $55,607 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,817 | $55,575 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,714 | $55,556 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,011 | $55,484 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 736 | $55,425 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 5,397 | $54,887 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 132,380 | $54,858 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U904 | COM | 200 | $54,844 | dollars as filed | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,043 | $54,809 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 6,864 | $54,706 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,425 | $54,587 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 79,745 | $54,578 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 46,551 | $54,465 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 2,897 | $54,394 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 3,630 | $54,341 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,588 | $54,087 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 7,893 | $53,988 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 134,477 | $53,790 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 25,307 | $53,651 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 17,353 | $53,621 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 1,150 | $53,314 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 26,523 | $53,046 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,594 | $52,813 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 41,237 | $52,783 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 3,802 | $52,620 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 36,129 | $52,387 | dollars as filed | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 193,862 | $52,343 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 22,615 | $52,241 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 61,280 | $52,217 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 6,900 | $52,095 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 1,308 | $52,056 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 88,000 | $51,920 | dollars as filed | principal |
| ISHARES ESG ADV INV GXXXPENDING POSSIBLE FUTURE EFF: | 46436E437 | ETF | 677 | $51,886 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,348 | $51,799 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 11,427 | $51,650 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 22,441 | $51,615 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 7,819 | $51,605 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,443 | $51,467 | dollars as filed | |
| EPAM SYS INC | 29414B954 | COM | 200 | $51,138 | dollars as filed | put |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 2,759 | $51,097 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 10,548 | $51,052 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 152,980 | $50,712 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,183 | $50,632 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 6,413 | $50,374 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 5,302 | $50,263 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 7,588 | $50,233 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J900 | COM NEW | 4,100 | $50,225 | dollars as filed | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,304 | $50,184 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 1,510 | $49,951 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,806 | $49,930 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 7,147 | $49,529 | dollars as filed | |
| LAVORO LTD | G5391L110 | *W EXP 02/27/202 | 89,084 | $49,486 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 84,000 | $48,720 | dollars as filed | principal |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 55,713 | $48,420 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 10,899 | $48,392 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,946 | $48,282 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 6,298 | $48,117 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,538 | $47,718 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 38,390 | $47,604 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 1,788 | $47,543 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,457 | $47,483 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,290 | $47,480 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,470 | $47,296 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 5,281 | $47,265 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,426 | $47,082 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 1,758 | $46,861 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 1,500 | $46,613 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387908 | CALL | 800 | $46,552 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387958 | PUT | 800 | $46,552 | dollars as filed | put |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | 45783Y731 | BUFF STEP UP ETF | 1,752 | $46,259 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 36,000 | $46,080 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 22,152 | $46,076 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 55,270 | $46,006 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 11,025 | $45,974 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 5,700 | $45,885 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 10,120 | $45,742 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,360 | $45,193 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q900 | COM NEW | 5,600 | $45,080 | dollars as filed | call |
| NORDSTROM INC | 655664950 | COM | 3,000 | $44,820 | dollars as filed | put |
| CONX Corp | 212873111 | Warrant | 296,484 | $44,473 | dollars as filed | principal |
| CLIPPER REALTY INC | 18885T306 | COM | 8,555 | $44,315 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,300 | $44,149 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 49,235 | $44,120 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,416 | $43,826 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 16,982 | $43,814 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 24,309 | $43,756 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 390,954 | $43,591 | dollars as filed | principal |
| CHARGE ENTERPRISES INC | 159610104 | COM | 87,584 | $43,547 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,431 | $43,088 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,951 | $43,026 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 2,148 | $42,960 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 54,268 | $42,481 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,481 | $42,238 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,662 | $42,098 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,712 | $41,711 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 21,294 | $41,524 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 578 | $41,356 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 8,138 | $40,934 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,062 | $40,675 | dollars as filed | |
| PINTEREST INC | 72352L906 | CALL | 1,500 | $40,545 | dollars as filed | call |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,704 | $40,010 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 1,999 | $39,998 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 936 | $39,941 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 156,686 | $39,735 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,750 | $39,695 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 2,334 | $39,539 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F909 | COM | 2,200 | $39,490 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 862 | $39,435 | dollars as filed | |
| LAVORO LTD | G5391L102 | CLASS A ORD | 6,000 | $39,180 | dollars as filed | |
| GREEN PLAINS INC | 393222954 | PUT | 1,300 | $39,130 | dollars as filed | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 748 | $39,072 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 5,384 | $39,034 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 4,135 | $38,993 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 17,523 | $38,901 | dollars as filed | |
| SOUTHERN CO | 842587957 | COM | 600 | $38,832 | dollars as filed | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,130 | $38,812 | dollars as filed | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 2,400 | $38,760 | dollars as filed | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 4,310 | $38,747 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 32,557 | $38,743 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 1,945 | $38,725 | dollars as filed | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 2,000 | $38,624 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,441 | $38,446 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 4,051 | $38,403 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 27,976 | $38,327 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 3,386 | $38,228 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 25,830 | $37,970 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 558 | $37,919 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 27,625 | $37,846 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 40,000 | $37,700 | dollars as filed | principal |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,226 | $37,540 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 397 | $37,275 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,958 | $37,270 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 227,221 | $37,219 | dollars as filed | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 11,448 | $37,092 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 735 | $37,069 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 12,838 | $36,973 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 2,543 | $36,848 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 1,200 | $36,806 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 4,973 | $36,800 | dollars as filed | |
| WIX COM LTD | M98068955 | PUT | 400 | $36,720 | dollars as filed | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,002 | $36,715 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 470 | $36,392 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 43,583 | $36,296 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 533 | $36,132 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,892 | $36,055 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 200 | $35,938 | dollars as filed | put |
| ZEVIA PBC | 98955K104 | CL A | 16,165 | $35,886 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 16,455 | $35,872 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,438 | $35,792 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 6,242 | $35,392 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 13,141 | $35,349 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 20,787 | $35,338 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,783 | $35,333 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,798 | $35,205 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 2,931 | $34,967 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,047 | $34,845 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 4,260 | $34,804 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,673 | $34,490 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,187 | $34,090 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 45,078 | $33,939 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,609 | $33,904 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 701 | $33,748 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 3,900 | $33,696 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,000 | $33,690 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 3,422 | $33,638 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,657 | $33,498 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 5,392 | $33,484 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 112,285 | $33,461 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 3,125 | $33,313 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034959 | PUT | 400 | $33,216 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 870 | $32,912 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 20,544 | $32,870 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 389 | $32,667 | dollars as filed | |
| LISTED FDS TR | 53656F219 | PREFERRED PLUS | 3,577 | $32,539 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,816 | $32,497 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 489 | $32,440 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 12,808 | $32,404 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 25,672 | $32,347 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 3,410 | $32,327 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 6,673 | $32,231 | dollars as filed | |
| LI AUTO INC | 50202M952 | SPONSORED ADS | 900 | $32,085 | dollars as filed | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 6,532 | $32,007 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 47,930 | $31,945 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 39,882 | $31,945 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,813 | $31,648 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,002 | $31,572 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 795 | $31,562 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,658 | $31,485 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 8,348 | $31,305 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,890 | $31,185 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 3,541 | $31,161 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 16,750 | $30,988 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,373 | $30,906 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 150 | $30,900 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,429 | $30,751 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 14,599 | $30,658 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,368 | $30,649 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $30,600 | dollars as filed | |
| SNOWFLAKE INC | 833445909 | CALL | 200 | $30,554 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 820 | $30,291 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 771 | $30,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 18,031 | $29,931 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 501 | $29,925 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 1,808 | $29,778 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 1,100 | $29,777 | dollars as filed | put |
| VALHI INC | 918905209 | COMMON STOCK | 2,245 | $29,768 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 1,900 | $29,697 | dollars as filed | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,964 | $29,667 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,934 | $29,069 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 843 | $29,059 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 320 | $28,790 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 309 | $28,598 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 7,853 | $28,585 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 9,202 | $28,526 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 566 | $28,488 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000542 | this filing | 2023-11-14 | acceptance time not in the bulk data set |