13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 6,886 holding rows worth $920,267,370,114.
- Accession
- 0000019617-23-000462
- Filer
- CIK 19617
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 27,992 entries on the cover page, a total value of $920,267,370,114 stated on the cover page (in dollars after the unit check, H1), rows summing to $920,267,370,114 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 428 | $830 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 245 | $826 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 133 | $826 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 16 | $811 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,597 | $810 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 510 | $806 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 632 | $796 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H116 | *W EXP 07/06/202 | 98,060 | $794 | dollars as filed | principal |
| BIO-PATH HLDGS INC | 09057N300 | COM | 433 | $766 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 364 | $764 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 668 | $762 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 81 | $761 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 54 | $757 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 6,306 | $757 | dollars as filed | principal |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 52 | $753 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 40 | $751 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 15 | $749 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 91 | $748 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 28 | $737 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 881 | $731 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 2,500 | $725 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 3,104 | $714 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 227 | $711 | dollars as filed | |
| U POWER LTD | G9520U108 | COMMON | 100 | $710 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 469 | $706 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 133 | $697 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 122 | $694 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 140 | $687 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 452 | $683 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 677 | $657 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734202 | COM | 200 | $650 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 41 | $648 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 960 | $648 | dollars as filed | |
| CONNS INC | 208242107 | COM | 175 | $648 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 17 | $641 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 14,095 | $634 | dollars as filed | principal |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 400 | $628 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 259 | $624 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 93 | $619 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 42 | $617 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 26 | $616 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G508 | COM | 304 | $611 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 96 | $606 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17 | $598 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 20 | $587 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 184 | $574 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 67 | $572 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 3,553 | $571 | dollars as filed | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 504 | $570 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 39 | $569 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 10 | $559 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 484 | $552 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 17 | $544 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 109 | $540 | dollars as filed | |
| SENMIAO TECHNOLOGY LTD COM | 817225204 | SHS | 1,146 | $536 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 3,600 | $536 | dollars as filed | principal |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 40 | $536 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 703 | $533 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 87 | $530 | dollars as filed | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 452 | $529 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 200 | $520 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35 | $520 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 25 | $516 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 1,027 | $514 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 394 | $512 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 211 | $511 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 23 | $501 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 400 | $500 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 223 | $486 | dollars as filed | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,068 | $481 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 407 | $480 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 51 | $470 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 359 | $456 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 12 | $446 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 50 | $440 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 382 | $432 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 71 | $424 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 639 | $416 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 891 | $415 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 42 | $412 | dollars as filed | |
| SILO PHARMA INC | 82711P201 | cs | 200 | $410 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 60 | $409 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 214 | $402 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 30 | $396 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 437 | $385 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 123 | $381 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 200 | $380 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 10 | $378 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 34 | $364 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 37 | $359 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 29 | $358 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 74 | $357 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 14 | $351 | dollars as filed | |
| QUALIGEN THERAPEUTICS INC | 74754R202 | COMMON | 385 | $351 | dollars as filed | |
| KINETA INC | 49461C102 | COM | 133 | $343 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 236 | $342 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 700 | $340 | dollars as filed | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 1 | $339 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 12 | $337 | dollars as filed | |
| AMBER INTL HLDG LTD | 45113Y203 | SPON ADS NEW | 241 | $337 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 42 | $333 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 450 | $329 | dollars as filed | |
| BIOCEPT INC | 09072V600 | COM NEW | 268 | $324 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 267 | $323 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23 | $321 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523203 | SPONSORED ADR | 148 | $321 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 399 | $319 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 11 | $307 | dollars as filed | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 30 | $305 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 30 | $297 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 79 | $295 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 35 | $294 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 1,135 | $293 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 89 | $293 | dollars as filed | |
| NN INC | 629337106 | COM | 122 | $292 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 3,152 | $290 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 5,691 | $289 | dollars as filed | principal |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 320 | $288 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 599 | $288 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 100 | $286 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 43 | $280 | dollars as filed | principal |
| SIENTRA INC | 82621J204 | COMMON | 95 | $278 | dollars as filed | |
| DIGITAL BRANDS GROUP INC | 25401N309 | COM NEW | 421 | $277 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 41 | $270 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E205 | COM NEW | 99 | $269 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 8 | $260 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 15 | $256 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 55 | $256 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,113 | $256 | dollars as filed | |
| CHINA NATURAL RESOURCES INC | G2110U117 | SHS NEW | 130 | $255 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 213 | $252 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 9 | $249 | dollars as filed | |
| LANDOS BIOPHARMA INC | 515069201 | COMMON | 59 | $247 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 52 | $244 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,160 | $244 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 639 | $243 | dollars as filed | |
| Zivo Bioscience Inc | 98978N200 | COM | 100 | $242 | dollars as filed | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 17 | $237 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 186 | $234 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 38 | $226 | dollars as filed | |
| INKT | 603693102 | Stock | 107 | $225 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 1,053 | $221 | dollars as filed | principal |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $217 | dollars as filed | principal |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 24 | $215 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 100 | $213 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 57 | $213 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 16 | $212 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $210 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3 | $204 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G903 | OPTION | 400 | $202 | dollars as filed | call |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 257 | $201 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 21 | $200 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 8 | $199 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 566 | $196 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 220 | $192 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 35 | $191 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 177 | $191 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9 | $187 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 223 | $185 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 913 | $183 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 40 | $183 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 40 | $181 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 14 | $174 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 112 | $171 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 148 | $169 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 6 | $168 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 177 | $168 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 355 | $167 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 66 | $164 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 339 | $164 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 6 | $163 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 100 | $163 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 135 | $162 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 40 | $159 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 16 | $157 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 58 | $156 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 25 | $155 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 5 | $155 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 14 | $155 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 456 | $155 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 10,608 | $154 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 5 | $153 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1 | $153 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 12 | $152 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 2 | $152 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 2,500 | $150 | dollars as filed | principal |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15 | $145 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 20 | $144 | dollars as filed | |
| CULP INC | 230215105 | CMN | 29 | $144 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13 | $143 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 34 | $140 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 100 | $139 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 5 | $138 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 13 | $136 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 95 | $132 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 418 | $125 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 32 | $119 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 94 | $118 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 36 | $117 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 11 | $117 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 403 | $117 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 8 | $116 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 5 | $115 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 6 | $110 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 95 | $109 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 91 | $108 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 321 | $108 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 9 | $108 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5 | $107 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $105 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 141 | $103 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 250 | $102 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 14 | $101 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1 | $99 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 16 | $99 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 88 | $98 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 112 | $94 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 7 | $93 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 35 | $93 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 77 | $93 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 50 | $92 | dollars as filed | |
| CONTRAFECT CORP COM NEW | 212326409 | COM | 62 | $92 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 44 | $92 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 21 | $91 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 43 | $91 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 309 | $91 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 161 | $86 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1 | $84 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 76 | $84 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 3 | $81 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 3 | $80 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 72 | $79 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 36 | $78 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 16 | $75 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 19 | $73 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 231 | $73 | dollars as filed | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 21 | $71 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 11 | $69 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 14 | $68 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 32 | $68 | dollars as filed | |
| NULL | 68620A203 | NULL | 40 | $68 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4 | $67 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 27 | $67 | dollars as filed | |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 14 | $67 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 20 | $66 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 9 | $65 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 11 | $63 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11 | $63 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7 | $63 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43 | $62 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 25 | $62 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 64 | $60 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2 | $60 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 19 | $57 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 14 | $56 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 29 | $56 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 7 | $55 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 1 | $54 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 3 | $54 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 43 | $54 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 1 | $53 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 13 | $51 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 58 | $50 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 1 | $49 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 4 | $49 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 44 | $49 | dollars as filed | |
| SEACHANGE INTL INC | 811699404 | COM NEW | 6 | $49 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 1 | $45 | dollars as filed | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 48 | $45 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 11 | $44 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 5 | $42 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 1 | $41 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $41 | dollars as filed | principal |
| HUB CYBER SECURITY LTD | M6000J119 | *W EXP 08/22/202 | 100 | $40 | dollars as filed | principal |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 61 | $40 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 4 | $39 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 26 | $38 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1 | $38 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 3 | $38 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 4 | $37 | dollars as filed | |
| LEJU HOLDINGS ADR | 50187J207 | COM | 16 | $37 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 1 | $36 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 4 | $33 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 8 | $32 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 6 | $32 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 14 | $31 | dollars as filed | |
| INPIXON | 45790J867 | COMMON | 171 | $31 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 50 | $31 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 138 | $29 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 134 | $29 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 25 | $28 | dollars as filed | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 478 | $28 | dollars as filed | principal |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 6 | $27 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 35 | $27 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 6 | $26 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 9 | $25 | dollars as filed | |
| PROSHARES TR | 74347G564 | ULTSHT HLTHCRE | 2 | $25 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y830 | US EQTY ACCELRTD | 1 | $24 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 19 | $24 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 120 | $24 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 42 | $23 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 19 | $23 | dollars as filed | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2 | $23 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 23 | $23 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 25 | $22 | dollars as filed | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 100 | $22 | dollars as filed | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10 | $21 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 13 | $20 | dollars as filed | |
| ORBITAL INFRASTRUCTURE GRP I | 68559A208 | COM | 9 | $19 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 1 | $18 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 52 | $18 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 99 | $18 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 17 | $18 | dollars as filed | |
| HALLMARK FINL SVCS INCORPORATED | 40624Q302 | COM | 3 | $17 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 0 | $16 | dollars as filed | Amount filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2 | $16 | dollars as filed | |
| ACERAGEN INC COM | 00445F109 | Stock | 10 | $16 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 5 | $15 | dollars as filed | |
| AEYE INC | 008183105 | COM | 79 | $14 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 17 | $14 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 31 | $14 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 9 | $14 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6 | $13 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 36 | $13 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 31 | $13 | dollars as filed | |
| CLENE INC | 185634102 | COM | 15 | $13 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 10 | $13 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 1 | $13 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 6 | $12 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 4 | $12 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14 | $12 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 69 | $11 | dollars as filed | |
| NEMAURA MED INC | 640442208 | COMMON | 12 | $11 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 4 | $11 | dollars as filed | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 2 | $10 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 6 | $10 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 1 | $10 | dollars as filed | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1 | $9 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1 | $9 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2 | $9 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 27 | $9 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 6 | $8 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 19 | $8 | dollars as filed | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q301 | COMMON | 6 | $8 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| INHIBIKASE THERAPEUTICS INC | 45719W205 | COMMON STOCK | 2 | $7 | dollars as filed | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 1 | $7 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 2 | $6 | dollars as filed | |
| VENUS CONCEPT INC | 92332W204 | COM NEW | 3 | $6 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 4 | $5 | dollars as filed | |
| ELECTROCORE INC | 28531P202 | COM NEW | 1 | $5 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 7 | $5 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 2 | $5 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 5 | $4 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 2 | $4 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1 | $4 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 3 | $4 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 1 | $4 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 40 | $4 | dollars as filed | |
| ELOXX PHARMACEUTICALS INC NEW | 29014R202 | Com | 1 | $4 | dollars as filed | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 5 | $4 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 1 | $3 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 1 | $3 | dollars as filed | |
| BONE BIOLOGICS CORP | 098070154 | *W EXP 10/13/202 | 2 | $3 | dollars as filed | principal |
| ICAD INC | 44934S206 | COM NEW | 2 | $3 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 1 | $3 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 2 | $3 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 11 | $3 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 1 | $2 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 3 | $2 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 3 | $2 | dollars as filed | |
| BIRD GLOBAL INC-CLASS A | 09077J206 | Common Stock | 1 | $2 | dollars as filed | |
| SMART POWERR CORP | 168913309 | COM | 1 | $2 | dollars as filed | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10 | $2 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 4 | $2 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 4 | $2 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 1 | $1 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 1 | $1 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 1 | $1 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 1 | $1 | dollars as filed | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 3 | $1 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 2 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| AGRIFY CORP REVERSE SPLIT EFF: 07/05/23 | 00853E206 | COMMON STOCK | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000462 | this filing | 2023-08-11 | acceptance time not in the bulk data set |