13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 6,886 holding rows worth $920,267,370,114.
- Accession
- 0000019617-23-000462
- Filer
- CIK 19617
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 27,992 entries on the cover page, a total value of $920,267,370,114 stated on the cover page (in dollars after the unit check, H1), rows summing to $920,267,370,114 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F437 | COM | 3,418 | $94,918 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,646 | $94,837 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 21,044 | $94,699 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,042 | $94,562 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 2,500 | $94,550 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 4,408 | $94,464 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 3,094 | $94,212 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 8,067 | $94,061 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,268 | $94,028 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 3,131 | $93,523 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24,863 | $93,485 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 27,560 | $93,428 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,556 | $93,080 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 7,906 | $92,896 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,883 | $92,628 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 943 | $92,593 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 1,033 | $92,193 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,228 | $92,170 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 14,997 | $91,783 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 4,889 | $91,718 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 5,246 | $91,648 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 7,610 | $91,396 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 13,362 | $91,396 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,817 | $91,218 | dollars as filed | |
| EPAM SYS INC | 29414B904 | CALL | 400 | $89,900 | dollars as filed | call |
| GPGI INC COM CL A | 20459V105 | Stock | 13,103 | $89,887 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 6,364 | $89,859 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 10,130 | $89,853 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 30,544 | $89,799 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 6,927 | $89,774 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 18,583 | $89,756 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 44,760 | $89,520 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 364,721 | $88,737 | dollars as filed | principal |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,257 | $88,316 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 46,171 | $88,187 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,861 | $87,976 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 21,303 | $87,342 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 27,289 | $87,325 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 5,460 | $87,196 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 8,500 | $87,040 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,998 | $86,473 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 619 | $86,378 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 9,622 | $86,117 | dollars as filed | |
| DOLLAR TREE INC | 256746908 | COM | 600 | $86,100 | dollars as filed | call |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 34,076 | $85,871 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,017 | $85,682 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 19,874 | $85,657 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 2,561 | $85,486 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 7,400 | $85,322 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,022 | $85,186 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,865 | $85,030 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,455 | $84,698 | dollars as filed | |
| HARLEY DAVIDSON INC | 412822908 | COM | 2,400 | $84,504 | dollars as filed | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 6,320 | $83,930 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 7,151 | $83,806 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 9,704 | $83,648 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 10,134 | $83,504 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 15,826 | $83,482 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 840 | $83,290 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 9,658 | $83,059 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 4,551 | $83,056 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 3,859 | $83,041 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,411 | $82,766 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 2,591 | $82,611 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,047 | $82,249 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,622 | $82,212 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 3,006 | $82,094 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 26,137 | $82,069 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 20,878 | $81,842 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 21,387 | $81,698 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 65,853 | $81,658 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,822 | $81,556 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 8,404 | $81,519 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 1,594 | $81,510 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 64,960 | $79,900 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 146,412 | $79,721 | dollars as filed | principal |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 83,072 | $79,625 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024U959 | PUT | 1,400 | $79,422 | dollars as filed | put |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 33,174 | $79,286 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 46,988 | $78,940 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,170 | $78,875 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 3,392 | $78,864 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 3,272 | $78,483 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 8,761 | $78,323 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 6,282 | $78,273 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 2,007 | $78,273 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,905 | $78,200 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 644 | $78,188 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,654 | $78,028 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2,450 | $77,984 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,430 | $77,866 | dollars as filed | |
| HASBRO INC | 418056957 | COM NEW | 1,200 | $77,724 | dollars as filed | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,861 | $77,641 | dollars as filed | |
| THE TRADE DESK INC | 88339J905 | CALL | 1,000 | $77,220 | dollars as filed | call |
| NEXTDECADE CORP | 65342K905 | COM | 9,400 | $77,174 | dollars as filed | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,851 | $76,834 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 10,300 | $76,426 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,447 | $76,387 | dollars as filed | |
| ALBERTSONS COMPANIES INC | 013091903 | COMMON STOCK | 3,500 | $76,370 | dollars as filed | call |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 2,485 | $76,222 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 86,000 | $75,759 | dollars as filed | principal |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,970 | $75,676 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC | 05550J901 | COM | 1,200 | $75,612 | dollars as filed | call |
| BJS WHSL CLUB HLDGS INC | 05550J951 | COM | 1,200 | $75,612 | dollars as filed | put |
| BLINK CHARGING CO | 09354A950 | COM | 12,600 | $75,474 | dollars as filed | put |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 89,000 | $75,457 | dollars as filed | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,019 | $75,288 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 2,639 | $75,121 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 59,000 | $75,058 | dollars as filed | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,081 | $74,945 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,864 | $74,877 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 957 | $74,809 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 15,524 | $74,670 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 8,371 | $74,669 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,506 | $74,592 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,248 | $74,544 | dollars as filed | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 53,000 | $74,517 | dollars as filed | principal |
| EMPIRE PETE CORP | 292034303 | COM | 8,137 | $74,047 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,782 | $73,991 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,986 | $73,953 | dollars as filed | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,875 | $73,589 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,043 | $73,500 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 394 | $73,096 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,200 | $72,688 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 10,416 | $72,495 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,241 | $72,435 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 2,205 | $72,148 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 8,715 | $71,899 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 146,414 | $71,743 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 57,347 | $71,684 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 7,840 | $71,344 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,079 | $70,926 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,879 | $70,783 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 40,279 | $70,488 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 981 | $70,389 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,122 | $70,280 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,785 | $70,250 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 729 | $70,217 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 56,913 | $70,003 | dollars as filed | |
| LAVORO LTD | G5391L110 | *W EXP 02/27/202 | 89,084 | $69,931 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332U901 | CALL | 1,600 | $69,472 | dollars as filed | call |
| LOOP MEDIA INC | 54352F206 | COM | 29,055 | $69,441 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 8,483 | $69,136 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 17,388 | $69,030 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,783 | $68,397 | dollars as filed | |
| IRON MTN INC DEL | 46284V951 | PUT | 1,200 | $68,184 | dollars as filed | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,952 | $68,091 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 40,027 | $67,646 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 35,426 | $67,309 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J792 | CMN | 3,117 | $67,054 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 39,882 | $67,002 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,153 | $66,654 | dollars as filed | |
| TRACTOR SUPPLY CO | 892356906 | CALL | 300 | $66,330 | dollars as filed | call |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 390,954 | $66,189 | dollars as filed | principal |
| MASIMO CORP | 574795900 | CALL | 400 | $65,820 | dollars as filed | call |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 608 | $65,622 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,856 | $65,602 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 2,051 | $65,531 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 2,658 | $65,493 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 20,716 | $65,463 | dollars as filed | |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 1,000 | $65,260 | dollars as filed | call |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 1,000 | $65,260 | dollars as filed | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,635 | $64,386 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 36,749 | $64,311 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 77,264 | $64,129 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 26,150 | $64,067 | dollars as filed | |
| FUBOTV INC | 35953D954 | CLASS A COM SHS | 30,700 | $63,856 | dollars as filed | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 19,180 | $63,294 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 123,876 | $63,177 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 25,810 | $62,719 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,627 | $62,688 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 984 | $62,278 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,300 | $62,077 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,262 | $62,055 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 23,853 | $62,018 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,211 | $61,818 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 3,127 | $61,633 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 21,440 | $61,533 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,564 | $61,404 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,904 | $61,391 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 33,682 | $60,964 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q900 | COM NEW | 5,600 | $60,816 | dollars as filed | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 4,785 | $60,722 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,650 | $60,439 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 11,007 | $60,318 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 760 | $59,883 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,766 | $59,663 | dollars as filed | |
| VERTEX ENERGY INC | 92534K907 | CALL | 9,500 | $59,375 | dollars as filed | call |
| CLIPPER REALTY INC | 18885T306 | COM | 10,461 | $59,314 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 1,456 | $59,186 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $59,080 | dollars as filed | |
| FIVE BELOW INC | 33829M951 | PUT | 300 | $58,962 | dollars as filed | put |
| PORCH GROUP INC | 733245104 | COM | 42,516 | $58,672 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,702 | $58,595 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 84,000 | $58,446 | dollars as filed | principal |
| United Homes Group Inc. CL A | 91060H108 | COM | 5,206 | $58,099 | dollars as filed | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000 | $57,950 | dollars as filed | principal |
| ROBINHOOD MKTS INC | 770700902 | CALL | 5,800 | $57,884 | dollars as filed | call |
| CANOPY GROWTH CORP | 138035100 | COM | 148,838 | $57,735 | dollars as filed | |
| BXP INC | 101121951 | COM | 1,000 | $57,590 | dollars as filed | put |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 624 | $57,427 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,387 | $57,404 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 7,200 | $56,880 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,457 | $56,561 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 818 | $55,933 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 9,383 | $55,923 | dollars as filed | |
| SPDR SERIES TRUST | 78464A905 | CALL | 1,100 | $55,902 | dollars as filed | call |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 88,000 | $55,123 | dollars as filed | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,302 | $54,789 | dollars as filed | |
| PEABODY ENGR CORP | 704551950 | PUT | 2,500 | $54,150 | dollars as filed | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 37,242 | $54,001 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 936 | $53,726 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 48,372 | $53,693 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 26,799 | $53,598 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 296,484 | $53,367 | dollars as filed | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,576 | $53,354 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 3,184 | $53,300 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 2,546 | $53,084 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,415 | $53,052 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 11,190 | $52,593 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 22,167 | $52,536 | dollars as filed | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 32,865 | $51,927 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387908 | CALL | 800 | $51,664 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387958 | PUT | 800 | $51,664 | dollars as filed | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,815 | $51,643 | dollars as filed | |
| EXELIXIS INC | 30161Q904 | COM | 2,700 | $51,597 | dollars as filed | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 3,305 | $51,591 | dollars as filed | |
| DLOCAL LTD | G29018901 | CLASS A COM | 4,200 | $51,261 | dollars as filed | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,164 | $51,114 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,674 | $51,032 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 12,443 | $51,016 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 14,074 | $50,948 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 3,945 | $50,693 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 23,560 | $50,654 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 7,714 | $50,604 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 388,857 | $50,551 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 21,403 | $50,297 | dollars as filed | |
| 3M CO | 88579Y901 | CALL | 500 | $50,045 | dollars as filed | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 308 | $49,993 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,806 | $49,930 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 430 | $49,919 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 6,043 | $49,553 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,031 | $49,501 | dollars as filed | |
| VITRU LTD | G9440D103 | COM | 3,083 | $49,420 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,510 | $48,930 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 276 | $48,736 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 48,076 | $48,557 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 4,425 | $48,542 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,905 | $48,149 | dollars as filed | |
| LAVORO LTD | G5391L102 | CLASS A ORD | 7,900 | $48,032 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 12,676 | $47,915 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 817 | $47,844 | dollars as filed | |
| CSP INC | 126389105 | CMN | 4,000 | $47,640 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 18,269 | $47,499 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 36,129 | $47,329 | dollars as filed | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,361 | $47,323 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 1,210 | $45,859 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 4,402 | $45,688 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 812 | $45,165 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,700 | $45,135 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 6,046 | $44,499 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,413 | $44,276 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 644 | $44,062 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 680 | $43,888 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 1,598 | $43,817 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 16,474 | $43,656 | dollars as filed | principal |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 949 | $43,445 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 18,654 | $43,277 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 122,601 | $43,180 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 24,296 | $42,761 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 4,334 | $42,430 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,599 | $42,198 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 4,056 | $42,101 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 9,339 | $42,026 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 4,239 | $42,008 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 20,829 | $41,658 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 6,916 | $41,565 | dollars as filed | |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 900 | $41,562 | dollars as filed | put |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 4,517 | $41,285 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,741 | $41,226 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 1,564 | $41,180 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,318 | $41,162 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 6,776 | $41,130 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 3,581 | $40,609 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,602 | $40,605 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 59,403 | $40,305 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 7,272 | $40,214 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 371 | $39,953 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 906 | $39,861 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 1,100 | $39,831 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 1,262 | $39,374 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,766 | $39,177 | dollars as filed | |
| HURCO CO | 447324104 | COM | 1,808 | $39,143 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 5,613 | $39,067 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 3,625 | $38,461 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 8,700 | $38,367 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 428 | $38,255 | dollars as filed | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 29,154 | $37,900 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 1,583 | $37,849 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 1,550 | $37,844 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 533 | $37,639 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 187,581 | $37,535 | dollars as filed | principal |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 3,906 | $36,951 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571B905 | COM | 1,900 | $36,860 | dollars as filed | call |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 1,791 | $36,622 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 35,800 | $36,158 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,251 | $36,016 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 400 | $35,836 | dollars as filed | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,603 | $35,670 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 687 | $35,319 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 1,146 | $35,310 | dollars as filed | |
| CHARGEPOINT HOLDINGS INC | 15961R905 | COM CL A | 4,000 | $35,160 | dollars as filed | call |
| CHARGEPOINT HOLDINGS INC | 15961R955 | COM CL A | 4,000 | $35,160 | dollars as filed | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,600 | $34,956 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 645 | $34,884 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 255 | $34,881 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 2,142 | $34,786 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 27,103 | $34,692 | dollars as filed | |
| CATALENT INC | 148806952 | PUT | 800 | $34,688 | dollars as filed | put |
| ATI INC | 01741RAK8 | BOND | 12,000 | $34,684 | dollars as filed | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 37,903 | $34,681 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 389 | $34,298 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 40,000 | $34,019 | dollars as filed | principal |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 2,000 | $33,720 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 438 | $33,459 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,826 | $32,995 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 500 | $32,920 | dollars as filed | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 24,939 | $32,919 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $32,837 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 2,281 | $32,801 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 2,982 | $32,564 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 2,977 | $32,479 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 30,000 | $32,475 | dollars as filed | principal |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 644 | $32,084 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,227 | $32,062 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 541 | $31,995 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 1,900 | $31,844 | dollars as filed | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 890 | $31,512 | dollars as filed | |
| WIX COM LTD | M98068955 | PUT | 400 | $31,296 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 687 | $31,224 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 1,246 | $31,200 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,673 | $31,129 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 672 | $30,845 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 4,285 | $30,766 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 3,021 | $30,663 | dollars as filed | |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 164,951 | $30,598 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,701 | $30,496 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 150 | $30,450 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,073 | $30,257 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,341 | $30,035 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 868 | $29,851 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 971 | $29,557 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 4,356 | $29,359 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 24,557 | $29,346 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 325 | $29,071 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 439 | $28,968 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,821 | $28,954 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 9,064 | $28,642 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 300 | $28,374 | dollars as filed | call |
| NEONODE INC | 64051M709 | CMN | 3,500 | $28,280 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 967 | $28,169 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 964 | $28,149 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $27,898 | dollars as filed | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,390 | $27,796 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,267 | $27,595 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 9,627 | $27,437 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 860 | $27,099 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $27,094 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,224 | $27,075 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 6,525 | $26,883 | dollars as filed | |
| JINKOSOLAR HLDG CO LTD | 47759T900 | CALL | 600 | $26,628 | dollars as filed | call |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 483 | $26,613 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 6,831 | $26,504 | dollars as filed | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 20,000 | $26,409 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 372 | $26,349 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 695 | $26,202 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 3,574 | $26,197 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $26,175 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,199 | $26,006 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 3,149 | $25,854 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 38,000 | $25,745 | dollars as filed | principal |
| SPORTRADAR GROUP AG | H8088L103 | COM | 1,978 | $25,517 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 27,000 | $25,397 | dollars as filed | principal |
| ETSY INC | 29786A906 | CALL | 300 | $25,383 | dollars as filed | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,319 | $25,161 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 960 | $25,140 | dollars as filed | |
| ILLUMIN HOLDINGS INC COM | 45232V106 | COM | 2,182 | $25,137 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 1,090 | $25,092 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U904 | COM | 100 | $24,925 | dollars as filed | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 812 | $24,839 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 1,294 | $24,762 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 6,000 | $24,600 | dollars as filed | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,567 | $24,541 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,611 | $24,527 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,271 | $24,131 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,836 | $23,857 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 500 | $23,835 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 3,404 | $23,828 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 383 | $23,790 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $23,750 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 3,647 | $23,742 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 724 | $23,697 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,000 | $23,640 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 3,000 | $23,550 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,200 | $23,520 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 16,914 | $23,510 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $23,450 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 46,147 | $23,304 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 939 | $23,297 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 3,968 | $23,173 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 15,621 | $23,119 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 15,137 | $23,008 | dollars as filed | |
| DOORDASH INC | 25809K955 | CL A | 300 | $22,926 | dollars as filed | put |
| POLYMET MNG CORP | 731916409 | COM | 28,848 | $22,790 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 72,162 | $22,543 | dollars as filed | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,769 | $22,540 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,022 | $22,100 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,258 | $22,053 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,272 | $21,738 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,071 | $21,704 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 992 | $21,516 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 18,221 | $21,410 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 897 | $21,250 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 38,811 | $21,191 | dollars as filed | |
| ISHARES TR | 464287959 | PUT | 300 | $21,144 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 32,825 | $21,126 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 512 | $20,818 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 5,911 | $20,629 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 1,000 | $20,550 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,030 | $20,390 | dollars as filed | |
| LARGO INC | 517097101 | COM | 1,309 | $20,211 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,147 | $20,176 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 1,720 | $20,004 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 10,789 | $19,852 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 2,176 | $19,845 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L599 | REVERE SECTOR | 800 | $19,789 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,080 | $19,786 | dollars as filed | |
| DATADOG INC | 23804L903 | CALL | 200 | $19,676 | dollars as filed | call |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 1,600 | $19,536 | dollars as filed | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,410 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 20,000 | $19,400 | dollars as filed | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,497 | $19,361 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 255 | $19,283 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 10,183 | $19,246 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 412 | $19,212 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 535 | $19,004 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 4,896 | $18,996 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 461 | $18,934 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186906 | CL A | 300 | $18,807 | dollars as filed | call |
| SPIRE GLOBAL, INC. | 848560108 | COM | 36,354 | $18,722 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 758 | $18,571 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 448 | $18,552 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 8,945 | $18,248 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 195 | $18,241 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 600 | $18,180 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,499 | $18,153 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 500 | $18,105 | dollars as filed | call |
| BLEND LABS INC | 09352U108 | CL A | 19,088 | $18,080 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 535 | $17,970 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,864 | $17,815 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 24,018 | $17,771 | dollars as filed | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,569 | $17,636 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 10,694 | $17,538 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,477 | $17,399 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 279 | $17,357 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 398 | $17,142 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 3,518 | $17,097 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 3,598 | $17,091 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,199 | $16,798 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 13,995 | $16,794 | dollars as filed | |
| ATLASSIAN CORPORATION | 049468951 | PUT | 100 | $16,781 | dollars as filed | put |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 834 | $16,663 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,141 | $16,458 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 234 | $16,443 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 250 | $16,443 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,523 | $16,403 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $16,370 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,705 | $16,368 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $16,200 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 3,082 | $16,088 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,518 | $16,061 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 13,722 | $16,055 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 6,268 | $15,983 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,398 | $15,965 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 6,300 | $15,939 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 273 | $15,900 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,412 | $15,885 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 800 | $15,880 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 579 | $15,844 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 721 | $15,754 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 346 | $15,674 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 5,352 | $15,628 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 218 | $15,519 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 444 | $15,393 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 33,430 | $15,378 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,300 | $15,340 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,140 | $15,242 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 1,247 | $15,238 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 727 | $14,885 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 1,304 | $14,800 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000462 | this filing | 2023-08-11 | acceptance time not in the bulk data set |