13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 6,729 holding rows worth $696,376,356,000.
- Accession
- 0000019617-22-000516
- Filer
- CIK 19617
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 24,311 entries on the cover page, a total value of $696,376,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $696,376,356,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 630 | $9,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,787 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A958 | PUT | 200 | $9,000 | thousands by filing date | put |
| FASTENAL CO | 311900904 | COM | 200 | $9,000 | thousands by filing date | call |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,000 | $9,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 5,979 | $9,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 2,445 | $9,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 8,489 | $9,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 8,807 | $9,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,110 | $9,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 373 | $9,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 642 | $9,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 300 | $9,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 408,439 | $9,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 414 | $8,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 824 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 207 | $8,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,019 | $8,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,465 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 92 | $8,000 | thousands by filing date | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 55,010 | $8,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 268 | $8,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 200 | $8,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368951 | COM CL A | 300 | $8,000 | thousands by filing date | put |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,704 | $8,000 | thousands by filing date | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 1,700 | $8,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,701 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 235 | $8,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 11,626 | $8,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 4,903 | $8,000 | thousands by filing date | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 147,300 | $8,000 | thousands by filing date | principal |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 59,150 | $8,000 | thousands by filing date | principal |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 56,409 | $8,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,000 | $8,000 | thousands by filing date | principal |
| BOXLIGHT CORP | 103197109 | COM CL A | 12,716 | $8,000 | thousands by filing date | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 4,313 | $7,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 569 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 152 | $7,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 385 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 603 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 222 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 176 | $7,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 3,550 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 311 | $7,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,849 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,226 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 100 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 174 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 104 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 351 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 159 | $7,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 325 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 200 | $7,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 1,041 | $7,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,500 | $7,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 56,017 | $7,000 | thousands by filing date | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,545 | $7,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 525 | $7,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 6,766 | $7,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 9,816 | $7,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,246 | $7,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 43,974 | $7,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A955 | S PUT | 100 | $7,000 | thousands by filing date | put |
| JAGUAR HEALTH INC | 47010C607 | COM | 41,768 | $7,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 300 | $7,000 | thousands by filing date | call |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 9,728 | $7,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 200 | $6,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 384 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 127 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 242 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 204 | $6,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 159 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 591 | $6,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 629 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 279 | $6,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,186 | $6,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 4,402 | $6,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 2,248 | $6,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 406 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 119 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 152 | $6,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 3,100 | $6,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 200 | $6,000 | thousands by filing date | call |
| ISHARES INC | 464286956 | PUT | 300 | $6,000 | thousands by filing date | put |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 245 | $6,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 2,002 | $6,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 553 | $6,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,965 | $6,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 59,237 | $6,000 | thousands by filing date | principal |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 371 | $6,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $6,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 13,802 | $6,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,000 | $6,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 7,808 | $6,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 1,710 | $6,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 1,321 | $6,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 113,536 | $6,000 | thousands by filing date | principal |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 564 | $5,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 81 | $5,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 641 | $5,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 4,377 | $5,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 301 | $5,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 224 | $5,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,790 | $5,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 240 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 967 | $5,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 1,458 | $5,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 100 | $5,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 249 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 246 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $5,000 | thousands by filing date | |
| MANNKIND CORP | 56400P906 | COM NEW | 1,600 | $5,000 | thousands by filing date | call |
| PROSHARES TR II | 74347Y900 | ULTRA VIX SHORT | 100 | $5,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N953 | COM | 2,700 | $5,000 | thousands by filing date | put |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 2,377 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 8,195 | $5,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 1,515 | $5,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,745 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 246 | $5,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 1,733 | $5,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 3,802 | $5,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 712 | $5,000 | thousands by filing date | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 1,055 | $5,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 2,075 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 100 | $5,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 49,755 | $5,000 | thousands by filing date | principal |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 59,755 | $5,000 | thousands by filing date | principal |
| LEARN CW INVESTMENT COR | G54157113 | *W EXP 10/08/202 | 48,347 | $5,000 | thousands by filing date | principal |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 56,109 | $5,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 400 | $5,000 | thousands by filing date | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 54,039 | $5,000 | thousands by filing date | principal |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 260,075 | $5,000 | thousands by filing date | principal |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,190 | $5,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 38,879 | $5,000 | thousands by filing date | principal |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 3,912 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 699 | $5,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 83,325 | $5,000 | thousands by filing date | principal |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 53,379 | $5,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 178 | $4,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 79 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 75 | $4,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,126 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 43 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,235 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 70 | $4,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 906 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,391 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 180 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 128 | $4,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 4,831 | $4,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 40 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 172 | $4,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 199 | $4,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 8,480 | $4,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 200 | $4,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 170 | $4,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,573 | $4,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186906 | CL A | 100 | $4,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186956 | CL A | 100 | $4,000 | thousands by filing date | put |
| INVESCO | 46138J825 | EXCHANGE TRADED | 194 | $4,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 3,189 | $4,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 3,070 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,644 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G564 | ULTSHT HLTHCRE | 277 | $4,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4,000 | $4,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B185 | FUND | 258 | $4,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 3,758 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,267 | $4,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 5,858 | $4,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,996 | $4,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 329 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $4,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 214 | $4,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 300 | $4,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 180 | $4,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 87,437 | $4,000 | thousands by filing date | principal |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 28,373 | $4,000 | thousands by filing date | principal |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 146,412 | $4,000 | thousands by filing date | principal |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 177,632 | $4,000 | thousands by filing date | principal |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 448 | $4,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 2,032 | $4,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 63 | $3,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 2,447 | $3,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 853 | $3,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 299 | $3,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 56 | $3,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 182 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 45 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 71 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 650 | $3,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 66 | $3,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 543 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 103 | $3,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,350 | $3,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,588 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 115 | $3,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 984 | $3,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 516 | $3,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,026 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 26 | $3,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,158 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 78 | $3,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 59,722 | $3,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 40 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 86 | $3,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 100 | $3,000 | thousands by filing date | call |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 162 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 100 | $3,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L950 | PUT | 100 | $3,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y953 | PUT | 300 | $3,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 100 | $3,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y903 | CALL | 300 | $3,000 | thousands by filing date | call |
| GLOBAL E ONLINE LTD | M5216V906 | SHS | 100 | $3,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 405 | $3,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 2,235 | $3,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 17,318 | $3,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 6,409 | $3,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 2,364 | $3,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,848 | $3,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 1,805 | $3,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 6,871 | $3,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 2,611 | $3,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 485 | $3,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 83,325 | $3,000 | thousands by filing date | principal |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 687 | $3,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 1,713 | $3,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 9,604 | $3,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 49,301 | $3,000 | thousands by filing date | principal |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 49,800 | $3,000 | thousands by filing date | principal |
| LOTTERY COM INC | 54570M108 | COM | 12,500 | $3,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 18,464 | $3,000 | thousands by filing date | principal |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 53,519 | $3,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 100 | $3,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 56,071 | $3,000 | thousands by filing date | principal |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 24,336 | $3,000 | thousands by filing date | principal |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 57,401 | $3,000 | thousands by filing date | principal |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 20 | $2,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 128 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 188 | $2,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 333 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 42 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 38 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 72 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 68 | $2,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 397 | $2,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 162 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,786 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 101 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 39 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 2,969 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 72 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,043 | $2,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 594 | $2,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 30 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 187 | $2,000 | thousands by filing date | principal |
| AUBURN NATL BANCORP | 050473107 | COM | 114 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 33 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 37 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 313 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 55 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 71 | $2,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 22,776 | $2,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 100 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 56 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 300 | $2,000 | thousands by filing date | put |
| NANO DIMENSION LTD | 63008G903 | SPONSORD ADS NEW | 900 | $2,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G953 | SPONSORD ADS NEW | 900 | $2,000 | thousands by filing date | put |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,034 | $2,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 449 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 4,028 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,215 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 349 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 133 | $2,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 492 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 74 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 69 | $2,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $2,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 3,799 | $2,000 | thousands by filing date | |
| TENON MEDICAL INC | 88066N105 | COM | 1,725 | $2,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,646 | $2,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 122 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 246 | $2,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,883 | $2,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,504 | $2,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 2,625 | $2,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 90 | $2,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 659 | $2,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 45,693 | $2,000 | thousands by filing date | principal |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 39,733 | $2,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 181 | $2,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 5,757 | $2,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 2,000 | $2,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 2,300 | $2,000 | thousands by filing date | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 105,094 | $2,000 | thousands by filing date | principal |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 5,691 | $2,000 | thousands by filing date | principal |
| GALECTO INC | 36322Q107 | COM | 854 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 105 | $2,000 | thousands by filing date | |
| WTS AULT DISRUPTIVE TECHNOLOGI | 05150a112 | WT | 48,504 | $2,000 | thousands by filing date | principal |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 3,885 | $2,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 18,361 | $2,000 | thousands by filing date | principal |
| INPIXON | 45790J800 | COM | 15,109 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 336 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 15 | $1,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 22 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 45 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12 | $1,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 400 | $1,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 278 | $1,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 70 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 70 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 19 | $1,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 31 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 14 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 22 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 288 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 27 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,311 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 20 | $1,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $1,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 151 | $1,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $1,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 54 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 154 | $1,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 224 | $1,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 275 | $1,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 78 | $1,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 44 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 34 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 63 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 51 | $1,000 | thousands by filing date | |
| MCEWEN INC. | 58039P305 | COM NEW | 188 | $1,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 234 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 154 | $1,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 153 | $1,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 114 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,909 | $1,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 38 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 128 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 6 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 19 | $1,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 61 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 41 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 33 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 13 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 29 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 40 | $1,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 925 | $1,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 118 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 29 | $1,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 372 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 36 | $1,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 950 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 12 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 850 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364595 | UPAR ULTRA RISK | 58 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 400 | $1,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N903 | COM | 600 | $1,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 964 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V900 | CALL | 100 | $1,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V950 | PUT | 100 | $1,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 630 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 258 | $1,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 201 | $1,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 643 | $1,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 2,500 | $1,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 93 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 155 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 30 | $1,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 3,126 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 259 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 1,000 | $1,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 626 | $1,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 539 | $1,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 50 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 26 | $1,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,915 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 100 | $1,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 260 | $1,000 | thousands by filing date | principal |
| ONCORUS INC | 68236R103 | COM | 1,306 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,832 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,094 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,394 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 46 | $1,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 1,000 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 2,233 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,577 | $1,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 8,755 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,000 | $1,000 | thousands by filing date | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 6,306 | $1,000 | thousands by filing date | principal |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 11,397 | $1,000 | thousands by filing date | principal |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 7,000 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 5,027 | $1,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 32 | $1,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,500 | $1,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 56,827 | $1,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 57 | $1,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 400 | $1,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 5,000 | $1,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,537 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H901 | COM | 400 | $1,000 | thousands by filing date | call |
| PLURI INC | 72942G104 | COM | 1,565 | $1,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 1,378 | $1,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 118,923 | $1,000 | thousands by filing date | principal |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 2,242 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 3,995 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $1,000 | thousands by filing date | |
| VROOM INC COM | 92918V909 | CALL | 600 | $1,000 | thousands by filing date | call |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 42 | $1,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 2,534 | $1,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 609 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y339 | MANAGED BTC STRA | 50 | $1,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 10,895 | $1,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRF SA | 10552T107 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSIGN INC | 70451A104 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAHAM CORP | 384556106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS BANCORP INC | 30263Y104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 609 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W201 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-22-000516 | this filing | 2022-11-14 | acceptance time not in the bulk data set |