13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 6,729 holding rows worth $696,376,356,000.
- Accession
- 0000019617-22-000516
- Filer
- CIK 19617
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 24,311 entries on the cover page, a total value of $696,376,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $696,376,356,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 2,779 | $60,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 67,556 | $60,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 162 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,077 | $59,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,985 | $59,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 8,605 | $59,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,948 | $59,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 3,639 | $59,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 55,788 | $59,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,280 | $59,000 | thousands by filing date | |
| MONDEE HOLDINGS INC | 465712107 | COM | 7,504 | $59,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 20,085 | $59,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 17,518 | $58,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 1,738 | $58,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 5,166 | $58,000 | thousands by filing date | |
| TROOPS INC | G9094C104 | SHS | 54,490 | $58,000 | thousands by filing date | |
| NIO INC | 62914V906 | CALL | 3,700 | $58,000 | thousands by filing date | call |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 58,162 | $58,000 | thousands by filing date | |
| INARI MED INC | 45332Y959 | PUT | 800 | $58,000 | thousands by filing date | put |
| Global Business Travel Group I | 37890B118 | Warrant | 36,898 | $58,000 | thousands by filing date | principal |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,553 | $57,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 59,632 | $57,000 | thousands by filing date | |
| CIENA CORP | 171779909 | COM NEW | 1,400 | $57,000 | thousands by filing date | call |
| POST HLDGS INC | 737446954 | PUT | 700 | $57,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 52,638 | $57,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,337 | $56,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,400 | $56,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,706 | $56,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 9,262 | $56,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 1,579 | $55,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 3,280 | $55,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,851 | $55,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 2,182 | $55,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,490 | $55,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,307 | $54,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 13,147 | $54,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,989 | $54,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 2,211 | $54,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,997 | $54,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 11,025 | $54,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 33,559 | $54,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q659 | APEX HEALTHCARE | 6,821 | $54,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 7,209 | $54,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L302 | COM NEW | 3,900 | $54,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 1,153 | $53,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,575 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 573 | $53,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 59,223 | $53,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 17,447 | $53,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,944 | $53,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 23,637 | $53,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1,317 | $53,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 9,159 | $53,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 23,584 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 454 | $52,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 18,070 | $52,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,876 | $52,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 1,000 | $52,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 14,981 | $52,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 6,931 | $51,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,085 | $51,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,035 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 2,500 | $51,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 117,395 | $51,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 17,296 | $50,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 10,863 | $50,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 8,665 | $50,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 4,640 | $50,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,806 | $50,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 33,719 | $50,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 25,598 | $50,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 82,371 | $50,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 15,719 | $50,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 3,057 | $49,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075902 | COM | 8,500 | $49,000 | thousands by filing date | call |
| SYSTEM1 INC | 87200P109 | COM | 7,800 | $49,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 10,153 | $48,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 16,000 | $48,000 | thousands by filing date | |
| FISKER INC | 33813J906 | CALL | 6,400 | $48,000 | thousands by filing date | call |
| PEPGEN INC COM | 713317105 | Stock | 5,191 | $47,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,288 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 985 | $47,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,700 | $47,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,000 | $47,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,565 | $47,000 | thousands by filing date | |
| WILLIAMS SONOMA INC | 969904901 | CALL | 400 | $47,000 | thousands by filing date | call |
| SABRE GLBL INC | 78573NAE2 | BOND | 49,000 | $47,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,393 | $47,000 | thousands by filing date | |
| US SILICA HOLDINGS INC | 90346E903 | Cmn | 4,300 | $47,000 | thousands by filing date | call |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 7,658 | $47,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 816 | $46,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,827 | $46,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 5,969 | $46,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,812 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $46,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 2,624 | $46,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 4,151 | $46,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 2,319 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,132 | $45,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,753 | $45,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 6,452 | $45,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V905 | CALL | 1,000 | $45,000 | thousands by filing date | call |
| TERADYNE INC | 880770952 | COM | 600 | $45,000 | thousands by filing date | put |
| SOLO BRANDS INC | 83425V104 | COM CL A | 11,846 | $45,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 15,625 | $45,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 20,239 | $45,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 288,574 | $45,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,700 | $44,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 13,744 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 1,664 | $44,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 68,666 | $44,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 26,147 | $44,000 | thousands by filing date | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 2,950 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,000 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,340 | $43,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 35,596 | $43,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 9,579 | $43,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 6,618 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,078 | $43,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 12,789 | $43,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,638 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 880 | $42,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,920 | $42,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 19,799 | $42,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 9,026 | $42,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 30,366 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,015 | $41,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 961 | $41,000 | thousands by filing date | |
| SKECHERS USA INC-CL A | 830566905 | COM | 1,300 | $41,000 | thousands by filing date | call |
| SKECHERS USA INC-CL A | 830566955 | COM | 1,300 | $41,000 | thousands by filing date | put |
| LIVEPERSON INC | 538146951 | COM | 4,400 | $41,000 | thousands by filing date | put |
| MONTEREY CAP ACQUISITION COR | 61244M125 | RIGHT 05/10/2027 | 290,299 | $41,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 243 | $40,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,200 | $40,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,411 | $40,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 11,136 | $40,000 | thousands by filing date | |
| HP INC | 40434L905 | COM | 1,600 | $40,000 | thousands by filing date | call |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 40,326 | $40,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,089 | $40,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 15,108 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 435 | $39,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 731 | $39,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 9,439 | $39,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,793 | $39,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 55,354 | $39,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 5,904 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E403 | SPDR BLMBERG SAS | 1,816 | $39,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,533 | $38,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,457 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 999 | $37,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 14,026 | $37,000 | thousands by filing date | |
| ICON PUB LTD CO | G4705A950 | SHS | 200 | $37,000 | thousands by filing date | put |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 7,489 | $37,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 30,426 | $37,000 | thousands by filing date | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 45,000 | $37,000 | thousands by filing date | principal |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 24,202 | $36,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 3,842 | $36,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,726 | $36,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 11,600 | $36,000 | thousands by filing date | put |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 18,915 | $36,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 56,932 | $36,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G907 | CALL | 2,100 | $36,000 | thousands by filing date | call |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 758 | $35,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 4,638 | $35,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,547 | $35,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 449 | $35,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,475 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,823 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 913 | $35,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 28,168 | $35,000 | thousands by filing date | principal |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $35,000 | thousands by filing date | |
| TWILIO INC | 90138F952 | CL A | 500 | $35,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544953 | COM | 500 | $35,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 20,006 | $35,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 7,352 | $35,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 59,119 | $35,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 395 | $34,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5,912 | $34,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 3,186 | $34,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 2,400 | $34,000 | thousands by filing date | put |
| MCKESSON CORP | 58155Q953 | COM | 100 | $34,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,644 | $34,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,745 | $34,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 31,177 | $34,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 18,613 | $34,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 2,178 | $33,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 21,514 | $33,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 4,204 | $33,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 7,955 | $33,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,000 | $33,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 6,188 | $33,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 200 | $33,000 | thousands by filing date | put |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 21,102 | $33,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 3,300 | $33,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N900 | CL A | 1,200 | $33,000 | thousands by filing date | call |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 1,424 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,135 | $32,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 3,089 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 776 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 721 | $32,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,903 | $32,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 21,757 | $32,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 91,658 | $32,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 71,128 | $32,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L127 | *W EXP 08/09/202 | 50,853 | $32,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,445 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 657 | $31,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 15,600 | $31,000 | thousands by filing date | |
| HOWMET AEROSPACE INC | 443201958 | Option | 1,000 | $31,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,057 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 532 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,487 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1,527 | $30,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 390,954 | $30,000 | thousands by filing date | principal |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 2,336 | $30,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 4,500 | $30,000 | thousands by filing date | call |
| TECK RESOURCES LTD | 878742904 | CALL | 1,000 | $30,000 | thousands by filing date | call |
| AUDACY INC | 05070N103 | COM | 77,190 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 1,596 | $29,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 3,355 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 1,207 | $29,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 4,000 | $29,000 | thousands by filing date | |
| UNITY SOFTWARE INC | 91332U951 | PUT | 900 | $29,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B907 | COM | 1,200 | $29,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $29,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 27,000 | $29,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,100 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 906 | $28,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 729 | $28,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 13,278 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 683 | $28,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 27,679 | $28,000 | thousands by filing date | principal |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 693 | $28,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 38,343 | $28,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L900 | CALL | 900 | $28,000 | thousands by filing date | call |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 58,696 | $28,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 441 | $27,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,890 | $27,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 673 | $27,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 4,252 | $27,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,580 | $27,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,129 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 1,031 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 1,429 | $27,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 100,000 | $27,000 | thousands by filing date | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 21,144 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 695 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 695 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,535 | $26,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,816 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 625 | $26,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 29,000 | $26,000 | thousands by filing date | principal |
| INSPIRATO INCORPORATED | 45791E107 | COM | 11,121 | $26,000 | thousands by filing date | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 470,995 | $26,000 | thousands by filing date | principal |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $26,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,129 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 225 | $25,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,346 | $25,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 7,959 | $25,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $25,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 347 | $25,000 | thousands by filing date | |
| DAVITA INC | 23918K908 | COM | 300 | $25,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 400 | $25,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,000 | $25,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,000 | $25,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 22,500 | $25,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PUB L | G46188951 | Equity Put | 400 | $25,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 325 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 731 | $24,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,060 | $24,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 2,046 | $24,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 5,863 | $24,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,427 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 2,134 | $24,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 5,120 | $24,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 5,712 | $24,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 34,941 | $24,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 150 | $23,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 5,556 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 600 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 516 | $23,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 4,427 | $23,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,909 | $23,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 175,000 | $23,000 | thousands by filing date | principal |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 16,927 | $23,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 331 | $22,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 5,000 | $22,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 310 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 253 | $22,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 500 | $22,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,254 | $22,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 495 | $22,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 7,452 | $22,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,500 | $22,000 | thousands by filing date | |
| TREX INC | 89531P955 | COM | 500 | $22,000 | thousands by filing date | put |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 1,900 | $22,000 | thousands by filing date | put |
| HOWMET AEROSPACE INC | 443201908 | COM | 700 | $22,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,323 | $22,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 4,156 | $21,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,841 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 821 | $21,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 7,777 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 754 | $21,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,464 | $21,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 400 | $21,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,636 | $21,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 9,102 | $21,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 5,627 | $21,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L957 | COM | 500 | $21,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 5,800 | $21,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 85,440 | $21,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 8,000 | $21,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 840 | $20,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 767 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 137 | $20,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,704 | $20,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 8,696 | $20,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,062 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 1,036 | $20,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 1,309 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 886 | $20,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $20,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 24,000 | $20,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,599 | $20,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 6,270 | $20,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 2,000 | $20,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 56,065 | $20,000 | thousands by filing date | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 2,000 | $20,000 | thousands by filing date | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 2,000 | $20,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 101,745 | $20,000 | thousands by filing date | principal |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 3,400 | $19,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 6,339 | $19,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 779 | $19,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,297 | $19,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,605 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 300 | $19,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,000 | thousands by filing date | |
| CAMECO CORP | 13321L958 | PUT | 700 | $19,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292905 | COM | 2,700 | $19,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292955 | COM | 2,700 | $19,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 10,565 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 1,720 | $19,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 12,820 | $19,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,610 | $19,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 520,283 | $19,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 374 | $18,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 296 | $18,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 666 | $18,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 4,500 | $18,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 5,348 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 603 | $18,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $18,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 38,950 | $18,000 | thousands by filing date | principal |
| ON HLDG AG | H5919C904 | NAMEN AKT A | 1,100 | $18,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047901 | CL A | 400 | $18,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 7,279 | $18,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X958 | COM | 500 | $18,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 5,271 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 876 | $17,000 | thousands by filing date | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 1,500 | $17,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 16,429 | $17,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,137 | $17,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $17,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,500 | $17,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 500 | $17,000 | thousands by filing date | call |
| COHERENT CORP | 19247G957 | PUT | 500 | $17,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,560 | $17,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 59,408 | $17,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 108,796 | $17,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 27,560 | $17,000 | thousands by filing date | principal |
| ACUITYADS HLDGS INC | 00510L106 | COM | 1,509 | $17,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 50 | $17,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,302 | $16,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,143 | $16,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,317 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 925 | $16,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,933 | $16,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,451 | $16,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 648 | $16,000 | thousands by filing date | |
| WIX COM LTD | M98068955 | PUT | 200 | $16,000 | thousands by filing date | put |
| WASTE MGMT INC DEL | 94106L959 | COM | 100 | $16,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R906 | COM | 1,000 | $16,000 | thousands by filing date | call |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 12,995 | $16,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 14,640 | $16,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 30,000 | $16,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 5,427 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 645 | $15,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 12,392 | $15,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,258 | $15,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 1,675 | $15,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 6,000 | $15,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 6,263 | $15,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 696 | $15,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 15,764 | $15,000 | thousands by filing date | |
| BUMBLE INC | 12047B905 | COM CL A | 700 | $15,000 | thousands by filing date | call |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 2,780 | $15,000 | thousands by filing date | |
| GRIFFON CORP | 398433902 | CALL | 500 | $15,000 | thousands by filing date | call |
| GENIUS GROUP LTD SHS NEW | Y3005A109 | Stock | 6,979 | $15,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,224 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 622 | $15,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 7,208 | $15,000 | thousands by filing date | |
| SPLUNK INC | 848637904 | Cmn | 200 | $15,000 | thousands by filing date | call |
| ASPEN GROUP INC | 04530L203 | COM NEW | 40,639 | $15,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836103 | CLASS A ORD SHS | 1,500 | $15,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J119 | CLASS A ORD SHS | 1,500 | $15,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 2,175 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 339 | $14,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 11,429 | $14,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,495 | $14,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,293 | $14,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,143 | $14,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 3,391 | $14,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 16,474 | $14,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B904 | COM | 1,290 | $14,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 563 | $14,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 5,114 | $14,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 6,857 | $14,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 21,539 | $14,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 8,159 | $14,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 60,164 | $14,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 800 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 482 | $13,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 5,813 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 525 | $13,000 | thousands by filing date | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 183 | $13,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 439 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 360 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 357 | $13,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,300 | $13,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 268 | $13,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,173 | $13,000 | thousands by filing date | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 790 | $13,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 1,397 | $13,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474908 | CALL | 300 | $13,000 | thousands by filing date | call |
| FORIAN INC | 34630N106 | cs | 4,010 | $13,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 12,262 | $13,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $13,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 746 | $13,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $13,000 | thousands by filing date | principal |
| Renovacor Inc | 75989E114 | Warrant | 164,951 | $13,000 | thousands by filing date | principal |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 675 | $12,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,183 | $12,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 808 | $12,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,180 | $12,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 4,160 | $12,000 | thousands by filing date | |
| GSK PLC | 37733W904 | SPONSORED ADR | 400 | $12,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 4,783 | $12,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,585 | $12,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,986 | $12,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 11,138 | $12,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 24,179 | $12,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 123,316 | $12,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $11,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,111 | $11,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,992 | $11,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 9,568 | $11,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 10,648 | $11,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,015 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 477 | $11,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 1,218 | $11,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,500 | $11,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 674 | $11,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 1,925 | $11,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 15,000 | $11,000 | thousands by filing date | principal |
| SIERRA METALS INC | 82639W106 | COM | 22,964 | $11,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 5,399 | $11,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 3,274 | $11,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 30,596 | $11,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 9,582 | $11,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 54,141 | $11,000 | thousands by filing date | principal |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 48,389 | $11,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 270 | $10,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 607 | $10,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,000 | $10,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $10,000 | thousands by filing date | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 1,236 | $10,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 260 | $10,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,000 | $10,000 | thousands by filing date | principal |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 12,502 | $10,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 48,702 | $10,000 | thousands by filing date | principal |
| Cango Inc/KY | 137586103 | ADS | 4,175 | $10,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 7,109 | $10,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,715 | $10,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 372 | $10,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 2,244 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 630 | $10,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,958 | $10,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 2,100 | $10,000 | thousands by filing date | call |
| VIRGIN GALACTIC HOLDINGS INC | 92766K956 | COM | 2,100 | $10,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 2,924 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 219 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 150 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 492 | $9,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,129 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 129 | $9,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 375 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-22-000516 | this filing | 2022-11-14 | acceptance time not in the bulk data set |