13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 5,728 holding rows worth $680,665,796,000.
- Accession
- 0000019617-21-000192
- Filer
- CIK 19617
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 22,648 entries on the cover page, a total value of $680,665,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,665,796,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TXNM ENERGY INC COM | 69349H107 | Stock | 489,834 | $23,772,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,155,645 | $23,772,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 135,900 | $23,754,000 | thousands by filing date | call |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 10,850,000 | $23,692,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 77,200 | $23,607,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 722,018 | $23,588,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 581,614 | $23,561,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 2,217,971 | $23,510,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,088,414 | $23,496,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 364,584 | $23,494,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 134,400 | $23,492,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,205,573 | $23,485,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 737,310 | $23,483,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 545,951 | $23,471,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 189,328 | $23,417,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 456,662 | $23,386,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 481,022 | $23,374,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,268,197 | $23,364,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 411,279 | $23,253,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 399,100 | $23,252,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,107,549 | $23,213,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,054,792 | $23,152,000 | thousands by filing date | |
| PG&E CORP | 69331C958 | PUT | 1,857,800 | $23,148,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K953 | PUT | 610,000 | $23,101,000 | thousands by filing date | put |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,623,424 | $23,053,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 558,700 | $23,030,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 727,131 | $23,014,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 976,525 | $22,850,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,325,569 | $22,840,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,146,566 | $22,796,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 163,800 | $22,791,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 457,189 | $22,758,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 733,361 | $22,756,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,308,406 | $22,669,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 388,418 | $22,668,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 259,069 | $22,635,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 1,494,000 | $22,634,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 666,641 | $22,618,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 122,755 | $22,596,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 724,764 | $22,583,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,506,732 | $22,540,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 361,449 | $22,522,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 778,701 | $22,488,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 705,286 | $22,477,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,125,979 | $22,444,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 616,168 | $22,386,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 19,660,000 | $22,330,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,772,371 | $22,244,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 503,978 | $22,195,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 779,070 | $22,086,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 546,776 | $21,986,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,248,351 | $21,959,000 | thousands by filing date | |
| NIO INC | 62914V906 | CALL | 450,500 | $21,957,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 607,237 | $21,940,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 540,953 | $21,908,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 589,106 | $21,897,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,325,000 | $21,843,000 | thousands by filing date | principal |
| COCA COLA CO | 191216900 | CALL | 397,900 | $21,821,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 347,370 | $21,704,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 172,400 | $21,702,000 | thousands by filing date | put |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 2,289,224 | $21,702,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 82,100 | $21,651,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 490,451 | $21,619,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 579,663 | $21,616,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 706,426 | $21,610,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 180,097 | $21,566,000 | thousands by filing date | |
| QUIDEL CORP | 74838J901 | COM | 120,000 | $21,558,000 | thousands by filing date | call |
| CI FINL CORP | 125491100 | COM | 1,735,656 | $21,539,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,968,726 | $21,538,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 182,303 | $21,473,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 503,819 | $21,462,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 415,965 | $21,435,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 266,828 | $21,424,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 4,053,776 | $21,405,000 | thousands by filing date | |
| SPOTIFY TECHNOLOGY S A | L8681T952 | PUT | 67,900 | $21,365,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,233,202 | $21,349,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 150,068 | $21,341,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 327,208 | $21,341,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,354,783 | $21,287,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,239,525 | $21,245,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 764,134 | $21,197,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 310,389 | $21,172,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 381,764 | $21,147,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 562,281 | $21,102,000 | thousands by filing date | |
| BAKER HUGHES COMPANY | 05722G900 | CL A | 1,011,200 | $21,084,000 | thousands by filing date | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 148,302 | $21,000,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 303,358 | $20,983,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 19,887,000 | $20,983,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 422,833 | $20,976,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 100,600 | $20,947,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 724,443 | $20,929,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 822,502 | $20,917,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 228,672 | $20,914,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 85,300 | $20,902,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 685,436 | $20,893,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 78,600 | $20,878,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 119,244 | $20,864,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 95,500 | $20,785,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,448,529 | $20,690,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 432,790 | $20,688,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,809,088 | $20,678,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,303,091 | $20,601,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 264,941 | $20,556,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 381,258 | $20,466,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 591,628 | $20,458,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,508,549 | $20,441,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 200,049 | $20,413,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 530,861 | $20,327,000 | thousands by filing date | |
| WAYFAIR INC | 94419L951 | PUT | 90,000 | $20,323,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 144,264 | $20,233,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 153,987 | $20,195,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 206,732 | $20,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 211,967 | $20,143,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 537,832 | $20,119,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 400,000 | $20,112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G956 | PUT | 195,000 | $20,038,000 | thousands by filing date | put |
| GENERAL ELECTRIC CO | 369604903 | COM | 1,852,500 | $20,007,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,389,613 | $19,995,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,063,266 | $19,989,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 100,185 | $19,950,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 563,240 | $19,933,000 | thousands by filing date | |
| PG&E CORP | 69331C908 | COM | 1,599,400 | $19,929,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 356,280 | $19,863,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 230,576 | $19,840,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 130,418 | $19,797,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 336,711 | $19,765,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 706,713 | $19,725,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 358,827 | $19,710,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266L906 | CALL | 58,100 | $19,691,000 | thousands by filing date | call |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 522,955 | $19,679,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 78,896 | $19,671,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 2,587,122 | $19,636,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 759,539 | $19,550,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 761,971 | $19,537,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,104,435 | $19,508,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 18,639,000 | $19,479,000 | thousands by filing date | principal |
| KROGER CO | 501044951 | PUT | 612,600 | $19,456,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,502,720 | $19,429,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 89,518 | $19,425,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 155,887 | $19,407,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 14,823,000 | $19,393,000 | thousands by filing date | principal |
| TRUIST FINL CORP | 89832Q909 | COM | 403,600 | $19,345,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 925,141 | $19,309,000 | thousands by filing date | |
| TRUIST FINL CORP | 89832Q959 | PUT | 402,600 | $19,297,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 305,593 | $19,268,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 287,735 | $19,243,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 1,616,600 | $19,238,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 979,549 | $19,190,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,030,564 | $19,179,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 104,700 | $19,173,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 336,382 | $19,173,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 195,485 | $19,152,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 234,458 | $19,141,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 829,087 | $19,110,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,476,856 | $19,110,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 108,603 | $19,107,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 700,064 | $19,077,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 15,828,000 | $19,077,000 | thousands by filing date | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 578,909 | $19,068,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 802,977 | $19,062,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 474,428 | $19,044,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 197,541 | $19,043,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 159,628 | $19,028,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 999,600 | $19,002,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,672,571 | $19,000,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,314,901 | $18,961,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 67,927 | $18,949,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 284,379 | $18,934,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 317,790 | $18,934,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 178,505 | $18,909,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 463,872 | $18,907,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 72,700 | $18,874,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 681,650 | $18,821,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 86,000 | $18,811,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 181,495 | $18,776,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 47,027 | $18,730,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 622,857 | $18,710,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 246,777 | $18,689,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 17,995,000 | $18,688,000 | thousands by filing date | principal |
| ENSIGN GROUP INC | 29358P101 | COM | 255,834 | $18,655,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 199,059 | $18,640,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,274,282 | $18,629,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 383,510 | $18,541,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,228,080 | $18,520,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 486,871 | $18,499,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 94,272 | $18,496,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 416,616 | $18,490,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 94,683 | $18,444,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 201,100 | $18,443,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 512,500 | $18,424,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 317,732 | $18,390,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 255,225 | $18,382,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 385,995 | $18,349,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 134,084 | $18,323,000 | thousands by filing date | |
| SEA LTD | 81141R900 | CALL | 92,000 | $18,313,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 339,979 | $18,304,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 964,251 | $18,302,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 465,039 | $18,288,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 240,614 | $18,278,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 605,500 | $18,274,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 347,946 | $18,219,000 | thousands by filing date | |
| AMGEN INC | 031162950 | COM | 78,900 | $18,141,000 | thousands by filing date | put |
| GAP INC | 364760908 | COM | 898,100 | $18,133,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 59,298 | $18,132,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 254,900 | $18,126,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 290,239 | $18,123,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,116,580 | $18,122,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 160,507 | $18,110,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 148,383 | $18,059,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 121,442 | $18,018,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 18,242,000 | $17,932,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 150,440 | $17,896,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 338,612 | $17,830,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 24,600 | $17,750,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 58,000 | $17,736,000 | thousands by filing date | put |
| FAIR ISAAC CORP | 303250904 | CALL | 34,700 | $17,733,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 409,716 | $17,720,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 847,694 | $17,717,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 271,839 | $17,703,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 213,121 | $17,701,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 110,000 | $17,686,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,776,193 | $17,684,000 | thousands by filing date | |
| INPHI CORP | 45772F907 | CALL | 110,000 | $17,652,000 | thousands by filing date | call |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 725,916 | $17,646,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 162,956 | $17,617,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 799,309 | $17,610,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 326,156 | $17,573,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 856,231 | $17,570,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 14,998,000 | $17,542,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,186,000 | $17,515,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,202,702 | $17,487,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 239,762 | $17,486,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 8,366,000 | $17,438,000 | thousands by filing date | principal |
| REDFIN CORP | 75737F108 | COM | 253,967 | $17,429,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,013,048 | $17,417,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 142,528 | $17,370,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 377,398 | $17,364,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 342,358 | $17,354,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 353,435 | $17,353,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 19,069,000 | $17,353,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838J101 | COM | 96,528 | $17,341,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 121,456 | $17,338,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 313,332 | $17,325,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 162,793 | $17,315,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 154,425 | $17,295,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 310,000 | $17,283,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,334,086 | $17,277,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 137,608 | $17,273,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,668,650 | $17,270,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 482,463 | $17,258,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,805,186 | $17,252,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 401,038 | $17,237,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 404,320 | $17,215,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 503,410 | $17,206,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 196,134 | $17,195,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196955 | PUT | 200,000 | $17,142,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 1,277,959 | $17,126,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 109,600 | $17,124,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 618,085 | $17,096,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 636,350 | $17,068,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 571,137 | $17,019,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 7,453,000 | $16,991,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 58,599 | $16,987,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 16,770,000 | $16,980,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 287,990 | $16,977,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 243,697 | $16,903,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 234,563 | $16,889,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 17,402,000 | $16,881,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 309,427 | $16,839,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 382,875 | $16,831,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 5,624,000 | $16,831,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 31,523 | $16,814,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 456,746 | $16,799,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 911,289 | $16,795,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 211,674 | $16,787,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 371,431 | $16,763,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 643,950 | $16,736,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 181,715 | $16,721,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 500,000 | $16,720,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,089,871 | $16,698,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 6,088,000 | $16,686,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 562,994 | $16,681,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 345,043 | $16,678,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 125,451 | $16,651,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 1,195,178 | $16,637,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 220,800 | $16,600,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 202,622 | $16,587,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 188,700 | $16,587,000 | thousands by filing date | call |
| GARTNERINC | 366651107 | STOK | 103,485 | $16,579,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 326,270 | $16,571,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 606,940 | $16,557,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,146,324 | $16,550,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 780,597 | $16,549,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 606,346 | $16,534,000 | thousands by filing date | |
| NOW 280121C00130000 | 81762p902 | CALL | 30,000 | $16,513,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 837,599 | $16,509,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 182,664 | $16,469,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 1,870,100 | $16,438,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 725,272 | $16,325,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 140,826 | $16,322,000 | thousands by filing date | |
| SEA LTD | 81141R950 | PUT | 82,000 | $16,322,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 216,764 | $16,314,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 181,816 | $16,291,000 | thousands by filing date | |
| WASTE MGMT INC DEL | 94106L909 | COM | 137,900 | $16,263,000 | thousands by filing date | call |
| CISCO SYS INC | 17275R952 | PUT | 362,900 | $16,240,000 | thousands by filing date | put |
| FASTENAL CO | 311900904 | COM | 331,600 | $16,192,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 715,742 | $16,190,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 7,774,000 | $16,189,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 163,575 | $16,178,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 430,742 | $16,176,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 9,200 | $16,117,000 | thousands by filing date | call |
| NEWMONT CORP | 651639956 | PUT | 268,500 | $16,080,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 146,836 | $16,000,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 13,937,000 | $15,988,000 | thousands by filing date | principal |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 40,729 | $15,965,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 378,405 | $15,958,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 377,853 | $15,927,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 156,396 | $15,905,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 98,388 | $15,893,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 222,993 | $15,887,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 360,342 | $15,887,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 182,585 | $15,880,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 942,370 | $15,804,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 542,439 | $15,795,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 696,842 | $15,782,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 73,700 | $15,776,000 | thousands by filing date | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 97,613 | $15,744,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 273,862 | $15,740,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,642,256 | $15,734,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100,937 | $15,682,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 636,138 | $15,675,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871905 | SHS USD | 94,800 | $15,647,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,857,000 | $15,641,000 | thousands by filing date | principal |
| LIVANOVA PLC | G5509L101 | SHS | 235,982 | $15,625,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 532,080 | $15,617,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 324,669 | $15,599,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 186,640 | $15,590,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 126,766 | $15,568,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 347,928 | $15,559,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 395,260 | $15,550,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 298,457 | $15,538,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 526,698 | $15,521,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,581,614 | $15,468,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 715,316 | $15,415,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,882,000 | $15,409,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 90,317 | $15,396,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 225,468 | $15,389,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 291,196 | $15,378,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 199,813 | $15,336,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 209,003 | $15,297,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,142,022 | $15,292,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 545,351 | $15,275,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 295,774 | $15,271,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 15,809,000 | $15,256,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 244,926 | $15,236,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,298,718 | $15,233,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 187,536 | $15,225,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 593,289 | $15,218,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 144,648 | $15,213,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 635,274 | $15,202,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 655,685 | $15,172,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 251,894 | $15,154,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 669,555 | $15,152,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 452,785 | $15,140,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 176,700 | $15,134,000 | thousands by filing date | call |
| ISHARES TR | 464287959 | PUT | 176,700 | $15,134,000 | thousands by filing date | put |
| IQIYI INC | 46267X958 | SPONSORED ADS | 865,300 | $15,125,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 14,097,000 | $15,107,000 | thousands by filing date | principal |
| BROADCOM INC | 11135F951 | PUT | 34,500 | $15,106,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 877,791 | $15,080,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 2,440,000 | $15,079,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 417,600 | $15,062,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,697,076 | $15,052,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C901 | CALL | 91,500 | $15,048,000 | thousands by filing date | call |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 286,337 | $15,030,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,058,657 | $15,022,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 250,353 | $14,988,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,368,157 | $14,926,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 471,623 | $14,861,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 221,390 | $14,829,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 486,320 | $14,823,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 108,665 | $14,823,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 111,544 | $14,822,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,882,000 | $14,806,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 333,961 | $14,795,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165L958 | PUT | 158,000 | $14,795,000 | thousands by filing date | put |
| PALANTIR TECHNOLOGIES INC | 69608A958 | PUT | 628,200 | $14,794,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 117,904 | $14,790,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A902 | CALL | 660,000 | $14,771,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 495,841 | $14,761,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,282,772 | $14,738,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 847,852 | $14,718,000 | thousands by filing date | |
| XILINX INC | 983919951 | COM | 103,800 | $14,716,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 119,991 | $14,701,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 364,025 | $14,689,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 985,836 | $14,669,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 442,544 | $14,663,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 339,220 | $14,633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 500,000 | $14,605,000 | thousands by filing date | call |
| PINTEREST INC | 72352L906 | CALL | 221,400 | $14,590,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 172,756 | $14,579,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 660,248 | $14,565,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 144,787 | $14,549,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 160,904 | $14,510,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 331,180 | $14,496,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,533,562 | $14,493,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 143,417 | $14,470,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,118,072 | $14,435,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,133,217 | $14,415,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 235,528 | $14,374,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 154,746 | $14,368,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 239,312 | $14,359,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 222,484 | $14,327,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 253,102 | $14,256,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 460,147 | $14,232,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,204,399 | $14,223,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 460,224 | $14,212,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,261,718 | $14,192,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 703,007 | $14,172,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 14,233,000 | $14,162,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 778,477 | $14,153,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 14,115,000 | $14,150,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,028,351 | $14,140,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 495,694 | $14,098,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 85,700 | $14,094,000 | thousands by filing date | put |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 201,047 | $14,082,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 520,482 | $14,079,000 | thousands by filing date | |
| SNOWFLAKE INC | 833445909 | CALL | 50,000 | $14,070,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 347,765 | $14,061,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 451,251 | $14,061,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 678,557 | $14,053,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 271,717 | $14,016,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 13,637,000 | $14,012,000 | thousands by filing date | principal |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 1,172,344 | $13,963,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 190,273 | $13,927,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 429,788 | $13,904,000 | thousands by filing date | |
| HUBSPOT INC | 443573900 | COM | 35,000 | $13,875,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 359,294 | $13,865,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,256,147 | $13,843,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,224,601 | $13,838,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 168,100 | $13,818,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 173,552 | $13,814,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 470,028 | $13,809,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 571,377 | $13,798,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 748,128 | $13,788,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 400,077 | $13,787,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 723,549 | $13,770,000 | thousands by filing date | |
| SERVICENOW INC | 81762P952 | PUT | 25,000 | $13,761,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 1,424,100 | $13,743,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,066,557 | $13,707,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,417,633 | $13,652,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 307,318 | $13,652,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R956 | PUT | 233,125 | $13,638,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 958,596 | $13,602,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 116,882 | $13,600,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 435,059 | $13,595,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 8,214,000 | $13,576,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 419,337 | $13,574,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 229,913 | $13,571,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 12,168,000 | $13,570,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 492,307 | $13,558,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851902 | CALL | 61,000 | $13,551,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,098,446 | $13,543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 63,772 | $13,534,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 269,258 | $13,509,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 724,110 | $13,490,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 185,000 | $13,453,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,087,651 | $13,431,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 339,722 | $13,416,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 61,900 | $13,385,000 | thousands by filing date | put |
| VOYA FINANCIAL INC | 929089900 | COM | 227,500 | $13,379,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 742,264 | $13,331,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 445,367 | $13,325,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 519,700 | $13,325,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 451,727 | $13,321,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 250,710 | $13,295,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,039,731 | $13,264,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 804,023 | $13,250,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 57,500 | $13,220,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 208,364 | $13,216,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 345,619 | $13,192,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 325,851 | $13,177,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 12,894,000 | $13,167,000 | thousands by filing date | principal |
| CATERPILLAR INC | 149123951 | PUT | 72,300 | $13,160,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 12,701 | $13,124,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 292,500 | $13,089,000 | thousands by filing date | call |
| MAGNITE INC COM | 55955D100 | Stock | 425,629 | $13,070,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 98,500 | $13,050,000 | thousands by filing date | call |
| SouthState Corp | 840441109 | Common Stock | 179,974 | $13,012,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 209,534 | $12,995,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,076,899 | $12,987,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 472,913 | $12,977,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 257,963 | $12,973,000 | thousands by filing date | |
| BROADCOM INC | 11135F901 | CALL | 29,600 | $12,960,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W952 | PUT | 274,200 | $12,959,000 | thousands by filing date | put |
| ENPHASE ENERGY INC | 29355A957 | COM | 73,800 | $12,950,000 | thousands by filing date | put |
| MORGAN STANLEY | 617446908 | Option | 188,800 | $12,938,000 | thousands by filing date | call |
| ABIOMED INC CMN STK | 003654900 | Cmn | 39,900 | $12,936,000 | thousands by filing date | call |
| GLOBE LIFE INC | 37959E102 | COM | 136,033 | $12,916,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 140,168 | $12,910,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000192 | this filing | 2021-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-21-000235 | base | 2021-02-19 | acceptance time not in the bulk data set |