13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 5,728 holding rows worth $680,665,796,000.
- Accession
- 0000019617-21-000192
- Filer
- CIK 19617
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 22,648 entries on the cover page, a total value of $680,665,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,665,796,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 150 | $4,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 268 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 44 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 17 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 946 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 30 | $3,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 167 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 37 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 276 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 109 | $3,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 383 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $3,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 173 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 115 | $3,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 523 | $3,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 369 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 326 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $3,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 3,316 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,300 | $3,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 653 | $3,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 288 | $3,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 479 | $3,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,250 | $3,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 300 | $3,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 3,502 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 14 | $2,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 444 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 132 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 108 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 50 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 64 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $2,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 120 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 55 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 433 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 70 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 714 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 100 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 46 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 75 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E959 | S&P 500 MOMNTM | 100 | $2,000 | thousands by filing date | put |
| HUYA INC | 44852D958 | ADS REP SHS A | 100 | $2,000 | thousands by filing date | put |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 136 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,100 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 186 | $2,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 108 | $2,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 175 | $2,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 125 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,004 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 632 | $2,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 1,000 | $2,000 | thousands by filing date | principal |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 46 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 570 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 410 | $2,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 200 | $2,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 58 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 100 | $1,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 60 | $1,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 33 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 35 | $1,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96 | $1,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 80 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 16 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 24 | $1,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 33 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 8 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 80 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 300 | $1,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 27 | $1,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 12 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 310 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 39 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 179 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 46 | $1,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 35 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 249 | $1,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 107 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 59 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 62 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 770 | $1,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 261 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 242 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 203 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 215 | $1,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 250 | $1,000 | thousands by filing date | |
| MFA FINANCIAL INC | 55272X952 | COM | 200 | $1,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 300 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $1,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 200 | $1,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 373 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 108 | $1,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 36 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 518 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 1,612 | $1,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 39 | $1,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 50 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AC IMMUNE SA | H00263105 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELCUITY INC | 15102K100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSB INDS INC | 502160104 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC | 918905209 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURONETICS INC | 64131A105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SAND INC | 83191H107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELZOO | 89421Q205 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULP INC | 230215105 | CMN | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHX MINERALS INC CL A | 69291A100 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 1,205 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBDMD INC | 12482W101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED LION HOTELS CORP | 756764106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVT CORP | 041356955 | CL A NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROCORE INC | 28531P103 | COM | 335 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMOS PHARMA INC | 55028X109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 1,221 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Benitec Biopharma, Inc. | 08205P100 | common | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAIX INC | 50736W105 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINX S A | 53619W101 | SPONSORED ADS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN NUGGET ONLINE GAMIN | 38113L115 | *W EXP 05/09/202 | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 155 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000192 | this filing | 2021-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-21-000235 | base | 2021-02-19 | acceptance time not in the bulk data set |