13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 5,728 holding rows worth $680,665,796,000.
- Accession
- 0000019617-21-000192
- Filer
- CIK 19617
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 22,648 entries on the cover page, a total value of $680,665,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,665,796,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 15,099 | $413,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 14,332 | $412,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 5,834 | $411,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 23,410 | $411,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 15,517 | $411,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 19,331 | $410,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 33,991 | $409,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 75,342 | $409,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 18,640 | $409,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 28,486 | $408,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 66,600 | $406,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 401,417 | $406,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,955 | $405,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 72,675 | $404,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 17,861 | $402,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 11,371 | $401,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 29,683 | $401,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 79,747 | $400,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 313,000 | $400,000 | thousands by filing date | principal |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 19,639 | $399,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 9,244 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,867 | $398,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 41,274 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $397,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 40,205 | $397,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 9,881 | $397,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 44,021 | $396,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,635 | $395,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 476,000 | $395,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,725 | $394,000 | thousands by filing date | |
| CNH INDL N V | N20944909 | CALL | 30,600 | $393,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 138,160 | $393,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 44,501 | $392,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,472 | $391,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 178,462 | $391,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 16,576 | $390,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 25,805 | $390,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 21,377 | $390,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 50,424 | $386,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 15,960 | $385,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,625 | $384,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,336 | $383,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 9,556 | $383,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 1,400 | $383,000 | thousands by filing date | call |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 18,046 | $381,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,276 | $381,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 27,686 | $380,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 51,381 | $379,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 24,460 | $378,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 14,195 | $377,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 26,280 | $376,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 33,931 | $376,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 10,971 | $375,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 19,501 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,977 | $374,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 55,873 | $374,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 22,099 | $374,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,016 | $373,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 38,999 | $373,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604951 | COM PAR $.02 | 100,000 | $369,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 42,571 | $368,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 18,833 | $368,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 28,745 | $366,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 138,182 | $366,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 55,927 | $365,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 40,701 | $364,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 21,899 | $364,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 34,432 | $364,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 96,423 | $364,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 13,416 | $363,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 41,843 | $362,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,658 | $361,000 | thousands by filing date | |
| UNIQURE NV | N90064951 | SHS | 10,000 | $361,000 | thousands by filing date | put |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 20,885 | $360,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,535 | $360,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,306 | $359,000 | thousands by filing date | |
| NOVAVAX INC | 670002901 | COM NEW | 3,200 | $357,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 147,961 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,203 | $356,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 27,337 | $356,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,657 | $354,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 9,349 | $353,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,232 | $352,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 12,158 | $352,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 33,332 | $352,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 11,679 | $350,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 36,318 | $350,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 35,302 | $350,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 61,690 | $349,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 106,395 | $349,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 105,773 | $345,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 84,013 | $344,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 52,972 | $343,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 22,894 | $342,000 | thousands by filing date | |
| AKOUSTIS TECHNOLOGIES INC | 00973N952 | PUT | 28,000 | $342,000 | thousands by filing date | put |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 24,733 | $342,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 8,223 | $341,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 82,344 | $341,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 11,713 | $340,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,633 | $340,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,496 | $340,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 48,581 | $340,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 62,754 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,886 | $339,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 46,378 | $339,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 9,951 | $337,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 19,931 | $337,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 22,920 | $336,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 19,391 | $336,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 25,258 | $335,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 90,999 | $335,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 132,215 | $334,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 126,055 | $334,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 48,488 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,600 | $332,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 15,043 | $332,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,577 | $331,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 48,296 | $331,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 11,941 | $330,000 | thousands by filing date | |
| WASTE MGMT INC DEL | 94106L959 | COM | 2,800 | $330,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 114,264 | $329,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 51,497 | $329,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 36,290 | $329,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 12,104 | $327,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 99,694 | $326,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 13,894 | $326,000 | thousands by filing date | |
| EPIZYME INC | 29428V954 | COM | 30,000 | $326,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,780 | $325,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,555 | $325,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 16,894 | $325,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 146,407 | $325,000 | thousands by filing date | |
| CALL CANOPY GROWTH CORP $1 EXP 07/14/23 | 138035900 | OPTION | 13,200 | $325,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 153,400 | $325,000 | thousands by filing date | put |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,922 | $323,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 259,070 | $323,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 7,002 | $322,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,776 | $321,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 47,813 | $321,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 128,604 | $318,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 76,628 | $318,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,000 | $316,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 20,360 | $315,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 82,385 | $315,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 69,448 | $315,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 44,666 | $315,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,573 | $315,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 67,226 | $315,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 20,878 | $314,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 23,392 | $314,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 13,625 | $314,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,559 | $312,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,814 | $312,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 58,489 | $312,000 | thousands by filing date | |
| STRATEGY INC | 594972908 | CALL | 800 | $311,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,844 | $310,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 98,993 | $310,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 8,071 | $310,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,367 | $308,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 13,026 | $308,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 43,803 | $308,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 27,690 | $308,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 15,431 | $308,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 5,580 | $308,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,832 | $306,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 51,364 | $306,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 15,106 | $306,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 126,281 | $306,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 157,806 | $305,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,496 | $304,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 20,320 | $304,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 35,710 | $304,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 21,078 | $303,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,546 | $303,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 107,092 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,316 | $301,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 30,400 | $300,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 9,804 | $299,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,510 | $299,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,596 | $298,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 68,284 | $298,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $297,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E958 | COM | 7,900 | $297,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 16,694 | $296,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 287,000 | $296,000 | thousands by filing date | principal |
| AUBURN NATL BANCORP | 050473107 | COM | 7,075 | $295,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 57,142 | $295,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 150,000 | $293,000 | thousands by filing date | principal |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 12,779 | $292,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 20,091 | $292,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,836 | $292,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 19,505 | $292,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 219,957 | $290,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 280,000 | $290,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,720 | $287,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 33,800 | $286,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 73,650 | $286,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,217 | $285,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 11,865 | $285,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 26,896 | $284,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 52,829 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,090 | $282,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 7,533 | $282,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 159,519 | $282,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,018 | $281,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,444 | $281,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,044 | $279,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 69,725 | $278,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 81,800 | $276,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,970 | $275,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,593 | $274,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 10,649 | $274,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 18,147 | $273,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 89,079 | $273,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 284,000 | $272,000 | thousands by filing date | principal |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 7,775 | $272,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 13,000 | $271,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,217 | $270,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 39,500 | $270,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 16,238 | $269,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 57,164 | $269,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 5,807 | $268,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 27,482 | $266,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 59,117 | $266,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 48,097 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,473 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,641 | $264,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 23,459 | $263,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 9,325 | $262,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 25,866 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,726 | $261,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 8,070 | $259,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311907 | CL A | 15,000 | $258,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,894 | $257,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 66,022 | $256,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 97,004 | $256,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 31,268 | $254,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 25,226 | $254,000 | thousands by filing date | |
| WW INTL INC | 98262P901 | CALL | 10,400 | $254,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 13,310 | $253,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 1,700 | $253,000 | thousands by filing date | call |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 39,126 | $252,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $252,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $252,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 21,255 | $252,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $252,000 | thousands by filing date | principal |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 12,700 | $251,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 34,130 | $251,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,379 | $248,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 9,713 | $247,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 35,729 | $247,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,000 | $246,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,266 | $246,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 116,044 | $246,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 26,049 | $246,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 23,469 | $246,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,260 | $245,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 57,597 | $245,000 | thousands by filing date | |
| ASML HOLDING NV-NY REG SHS | N07059900 | CALL | 500 | $244,000 | thousands by filing date | call |
| PRETIUM RES INC | 74139C902 | COM | 21,200 | $243,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 101,384 | $243,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 23,205 | $243,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 33,213 | $242,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 7,824 | $242,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 52,125 | $241,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 2,900 | $241,000 | thousands by filing date | put |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 23,763 | $241,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 12,309 | $240,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,829 | $240,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T900 | Option | 29,000 | $240,000 | thousands by filing date | call |
| TILRAY BRANDS INC | 88688T950 | COM | 29,000 | $240,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 54,815 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,700 | $239,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 60,899 | $239,000 | thousands by filing date | |
| CNX RES CORP | 12653C958 | COM | 22,000 | $238,000 | thousands by filing date | put |
| CENTOGENE N V | N1976T109 | COM | 21,845 | $236,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 35,093 | $235,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 8,714 | $234,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 16,038 | $233,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 500 | $233,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 29,598 | $233,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 13,997 | $232,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 103,713 | $232,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 21,972 | $231,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 6,135 | $231,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 22,564 | $231,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 188,579 | $230,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,849 | $229,000 | thousands by filing date | |
| PHREESIA INC | 71944F906 | COM | 4,200 | $228,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,974 | $227,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 51,137 | $226,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 11,220 | $226,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,663 | $226,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 12,669 | $225,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 16,604 | $224,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 5,232 | $223,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 22,100 | $223,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 69,890 | $222,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 80,530 | $221,000 | thousands by filing date | |
| ALECTOR INC | 014442957 | PUT | 14,500 | $219,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 37,642 | $219,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 175,274 | $219,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 73,089 | $216,000 | thousands by filing date | |
| KURA ONCOLOGY INC | 50127T959 | PUT | 6,600 | $216,000 | thousands by filing date | put |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 15,889 | $215,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 18,559 | $214,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 17,094 | $214,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 100,712 | $213,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 63,134 | $212,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 32,776 | $212,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 47,828 | $212,000 | thousands by filing date | |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 38,900 | $212,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 11,885 | $210,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387958 | COM | 8,400 | $210,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,239 | $209,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 38,863 | $208,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,808 | $207,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,561 | $206,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,578 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,330 | $205,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 47,366 | $205,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,519 | $205,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 127,842 | $203,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 18,827 | $203,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 12,372 | $203,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,551 | $202,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 155,103 | $202,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 6,974 | $201,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 208,800 | $201,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 83,333 | $201,000 | thousands by filing date | principal |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K907 | OPTION | 12,000 | $201,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 71,028 | $200,000 | thousands by filing date | |
| JOYY INC | 46591M959 | ADS REPSTG COM A | 2,500 | $200,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 87,001 | $198,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,005 | $195,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 7,634 | $195,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,907 | $194,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 191,822 | $194,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 7,509 | $192,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N957 | COM | 39,800 | $192,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,473 | $192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,280 | $191,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,141 | $191,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 95,481 | $191,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 13,092 | $191,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,984 | $190,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 6,177 | $190,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 48,514 | $189,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 49,543 | $189,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 29,185 | $189,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 50,000 | $189,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,324 | $188,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 14,937 | $188,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,000 | $185,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 2,400 | $185,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 4,400 | $184,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 18,392 | $183,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J906 | COM | 12,500 | $183,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,000 | $182,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 5,850 | $182,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 38,636 | $181,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,145 | $181,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 13,689 | $181,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119950 | COM | 4,900 | $181,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,000 | $179,000 | thousands by filing date | |
| ATI INC | 01741R902 | COM | 10,700 | $179,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K950 | PUT | 3,900 | $179,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,292 | $178,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,585 | $178,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,242 | $178,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 27,409 | $177,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 5,900 | $177,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 194,618 | $177,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC | 24703L902 | CALL | 2,400 | $176,000 | thousands by filing date | call |
| ANNEXON INC | 03589W102 | COM | 7,013 | $175,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 7,560 | $175,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,909 | $174,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 28,105 | $173,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 5,231 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,333 | $171,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,726 | $171,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,172 | $171,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,700 | $170,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,686 | $170,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 5,036 | $170,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 136,175 | $169,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,170 | $168,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 29,800 | $167,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 143,729 | $166,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 22,796 | $166,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 4,000 | $166,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,125 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,782 | $163,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654905 | CALL | 1,100 | $163,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,688 | $163,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 8,023 | $162,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,985 | $162,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 3,942 | $162,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 75,264 | $161,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 9,511 | $160,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 17,974 | $160,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 4,787 | $159,000 | thousands by filing date | |
| DYCOM INDS INC | 267475901 | COM | 2,100 | $159,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,145 | $158,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,215 | $158,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 8,655 | $158,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,725 | $157,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,518 | $157,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 15,200 | $157,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,738 | $155,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,727 | $155,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,023 | $154,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 12,997 | $153,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 38,800 | $153,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 18,034 | $152,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 5,400 | $152,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,870 | $152,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 100,000 | $152,000 | thousands by filing date | principal |
| ATLAS CORP | Y0436Q109 | COM | 13,990 | $151,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,539 | $150,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,096 | $150,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $150,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 46,214 | $150,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 8,429 | $148,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 27,223 | $147,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 4,900 | $147,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 13,617 | $145,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,196 | $145,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,717 | $144,000 | thousands by filing date | |
| OMEROS CORP | 682143902 | CALL | 10,100 | $144,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,170 | $143,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 9,902 | $143,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024U909 | CALL | 1,500 | $142,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,861 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,877 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 809 | $140,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,044 | $139,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C957 | COM | 20,300 | $138,000 | thousands by filing date | put |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 41,006 | $138,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 52,187 | $138,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,000 | $137,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 9,612 | $137,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 373,994 | $137,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 14,909 | $137,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 19,244 | $136,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,925 | $135,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 230 | $135,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 6,143 | $135,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 6,380 | $134,000 | thousands by filing date | |
| CNX RES CORP | 12653C908 | COM | 12,400 | $134,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 84,141 | $134,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 16,866 | $134,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 23,528 | $133,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,932 | $133,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N903 | COM | 33,400 | $132,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,720 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,707 | $131,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 4,645 | $131,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 26,400 | $130,000 | thousands by filing date | |
| WESTWATER RES INC | 961684956 | COM NEW | 26,400 | $130,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,000 | $129,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 14,126 | $129,000 | thousands by filing date | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 4,500 | $129,000 | thousands by filing date | call |
| SABRE CORP | 78573M954 | PUT | 10,700 | $129,000 | thousands by filing date | put |
| SOLITON INC | 834251100 | COM | 16,688 | $128,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 30,459 | $128,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 25,307 | $128,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 6,428 | $127,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 60,512 | $126,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 1,200 | $126,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 2,500 | $125,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,578 | $124,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,683 | $124,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 5,650 | $123,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 300 | $123,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 36,153 | $123,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 19,310 | $121,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 28,510 | $120,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 40,630 | $120,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 5,680 | $120,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 13,211 | $119,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,693 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,639 | $118,000 | thousands by filing date | |
| EQT CORP | 26884L909 | CALL | 9,300 | $118,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311906 | CL C | 7,900 | $118,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 20,274 | $118,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 43,292 | $118,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 9,525 | $117,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,616 | $117,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 823 | $117,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,780 | $116,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,714 | $116,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 67,500 | $115,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 100,000 | $115,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 15,932 | $115,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,567 | $114,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 4,336 | $113,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,375 | $112,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M907 | COM | 1,700 | $112,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 78,946 | $111,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 90,264 | $111,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000192 | this filing | 2021-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-21-000235 | base | 2021-02-19 | acceptance time not in the bulk data set |