13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2020-11-12, with 5,721 holding rows worth $595,093,240,000.
- Accession
- 0000019617-20-000513
- Filer
- CIK 19617
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, amendment of type restatement, 21,857 entries on the cover page, a total value of $595,093,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,093,240,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 140,148 | $2,850,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 171,002 | $2,845,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 606,563 | $2,845,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,000,000 | $2,841,000 | thousands by filing date | principal |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 281,601 | $2,841,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 319,139 | $2,840,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 41,699 | $2,831,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 100,000 | $2,828,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 16,858 | $2,825,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 54,739 | $2,816,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E901 | COM | 64,600 | $2,816,000 | thousands by filing date | call |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 88,749 | $2,812,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 96,384 | $2,810,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 44,114 | $2,808,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 486,166 | $2,805,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 47,575 | $2,804,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 131,104 | $2,801,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 316,230 | $2,789,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L953 | COM | 200,000 | $2,788,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 210,003 | $2,783,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 123,579 | $2,780,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 31,401 | $2,780,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 19,139 | $2,779,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,092 | $2,779,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,425,000 | $2,767,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 395,988 | $2,752,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 104,427 | $2,746,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 392,049 | $2,744,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 35,000 | $2,741,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 29,410 | $2,728,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 3,600,000 | $2,709,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R906 | CALL | 10,000 | $2,708,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 48,226 | $2,706,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 52,516 | $2,705,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 140,140 | $2,703,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 126,900 | $2,692,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 125,408 | $2,689,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 329,181 | $2,683,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 32,400 | $2,670,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 32,908 | $2,669,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 73,815 | $2,665,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 194,178 | $2,664,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 32,900 | $2,664,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 262,500 | $2,659,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 206,052 | $2,657,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 107,116 | $2,651,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 42,792 | $2,650,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 122,480 | $2,649,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 207,651 | $2,646,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 44,399 | $2,646,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 366,212 | $2,644,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 63,004 | $2,642,000 | thousands by filing date | |
| ALCON AG | H01301958 | ORD SHS | 46,300 | $2,634,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 62,873 | $2,633,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 50,000 | $2,633,000 | thousands by filing date | put |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 250,000 | $2,628,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 680,163 | $2,626,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 158,604 | $2,626,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 29,635 | $2,625,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 52,606 | $2,625,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 284,102 | $2,622,000 | thousands by filing date | |
| TRIMBLE INC | 896239900 | CALL | 53,500 | $2,617,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 97,322 | $2,611,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 255,045 | $2,609,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 90,899 | $2,606,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 1,501,000 | $2,600,000 | thousands by filing date | principal |
| JELD-WEN HLDG INC | 47580P103 | COM | 116,541 | $2,597,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 252,670 | $2,595,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 323,875 | $2,594,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 72,060 | $2,590,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 72,300 | $2,587,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 61,975 | $2,584,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 50,000 | $2,580,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $2,580,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 19,243 | $2,568,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 134,951 | $2,565,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 224,200 | $2,557,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 70,000 | $2,557,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 70,000 | $2,557,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 386,014 | $2,556,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 1,400,000 | $2,551,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 218,863 | $2,550,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 253,600 | $2,546,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 432,130 | $2,545,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 44,200 | $2,543,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,478,000 | $2,542,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 209,130 | $2,542,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 38,373 | $2,534,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 75,000 | $2,533,000 | thousands by filing date | call |
| MAGNITE INC COM | 55955D100 | Stock | 379,426 | $2,530,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 250,000 | $2,528,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 250,000 | $2,520,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,240,249 | $2,517,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 11,500 | $2,515,000 | thousands by filing date | call |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 250,000 | $2,513,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 92,833 | $2,511,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,239 | $2,510,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764900 | CALL | 34,900 | $2,509,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 381,064 | $2,508,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 250,000 | $2,505,000 | thousands by filing date | |
| TAUBMAN CENTERS INC | 876664903 | COM | 75,000 | $2,502,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 250,000 | $2,500,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000,000 | $2,496,000 | thousands by filing date | principal |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 250,000 | $2,493,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 250,000 | $2,493,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 410,985 | $2,491,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 273,960 | $2,490,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 539,874 | $2,489,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 348,652 | $2,483,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 339,687 | $2,480,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 955,539 | $2,476,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 246,336 | $2,476,000 | thousands by filing date | |
| REALTY INCOME CORP | 756109904 | CALL | 40,500 | $2,475,000 | thousands by filing date | call |
| REALTY INCOME CORP | 756109954 | COM | 40,500 | $2,475,000 | thousands by filing date | put |
| CRYOPORT INC | 229050957 | PUT | 50,500 | $2,473,000 | thousands by filing date | put |
| CRYOPORT INC | 229050907 | COM PAR $0.001 | 50,500 | $2,473,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 39,373 | $2,462,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 560,736 | $2,450,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 167,448 | $2,449,000 | thousands by filing date | |
| DYNATRACE INC | 268150909 | COM NEW | 59,400 | $2,448,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L906 | CALL | 45,700 | $2,446,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 351,044 | $2,443,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16,000 | $2,439,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 41,166 | $2,436,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 97,558 | $2,429,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915M907 | CALL | 59,700 | $2,428,000 | thousands by filing date | call |
| SPOT 280121C00750000 | l8681t902 | CALL | 10,000 | $2,425,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905907 | COM | 88,500 | $2,421,000 | thousands by filing date | call |
| SLB LIMITED | 806857958 | PUT | 155,000 | $2,418,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 38,927 | $2,417,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 28,100 | $2,410,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 371,490 | $2,404,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 1,000,000 | $2,390,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 36,019 | $2,386,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 45,947 | $2,382,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 69,582 | $2,382,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,707,000 | $2,380,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 673,979 | $2,379,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 246,389 | $2,378,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 204,471 | $2,372,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 136,686 | $2,367,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 144,940 | $2,356,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 103,401 | $2,342,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 350,352 | $2,340,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 37,335 | $2,333,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 60,057 | $2,316,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 226,537 | $2,315,000 | thousands by filing date | |
| MACERICH CO | 554382901 | COM | 335,200 | $2,313,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 18,335 | $2,299,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 197,385 | $2,294,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 202,200 | $2,287,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 159,533 | $2,284,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 684,867 | $2,281,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 110,000 | $2,279,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 7,000 | $2,277,000 | thousands by filing date | call |
| ALTERYX INC | 02156B903 | OPTION | 20,000 | $2,276,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 110,779 | $2,273,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 982,022 | $2,269,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 25,000 | $2,268,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 430,636 | $2,261,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 100,000 | $2,242,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 217,846 | $2,231,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 29,749 | $2,230,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC | 24703L902 | CALL | 32,600 | $2,230,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824900 | COM | 21,200 | $2,230,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 124,527 | $2,227,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 102,150 | $2,226,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 217,153 | $2,218,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 184,437 | $2,211,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 688,008 | $2,209,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 129,578 | $2,207,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 395,000 | $2,204,000 | thousands by filing date | put |
| THE CIGNA GROUP | 125523950 | COM | 13,400 | $2,202,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 18,232 | $2,201,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 180,681 | $2,201,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 37,244 | $2,196,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 534,380 | $2,195,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 57,333 | $2,192,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,196,642 | $2,191,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 179,499 | $2,178,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 54,758 | $2,178,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,885,000 | $2,171,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23,869 | $2,168,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 48,535 | $2,159,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 321,735 | $2,153,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 34,541 | $2,149,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 10,000 | $2,148,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 110,444 | $2,145,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 417,026 | $2,144,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 178,634 | $2,144,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 191,307 | $2,141,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,029,479 | $2,141,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 115,700 | $2,136,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 42,622 | $2,127,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 89,205 | $2,124,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 12,600 | $2,123,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 647,647 | $2,118,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 116,835 | $2,116,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 346,843 | $2,112,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 209,716 | $2,112,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD | 49639K951 | ADS | 72,300 | $2,108,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 132,276 | $2,103,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 320,646 | $2,101,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 38,564 | $2,100,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 34,886 | $2,096,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 159,766 | $2,093,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 56,929 | $2,093,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 18,600 | $2,092,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 106,373 | $2,089,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 279,300 | $2,089,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 120,150 | $2,086,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 769,100 | $2,084,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 135,870 | $2,083,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 168,604 | $2,078,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 313,267 | $2,077,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 65,230 | $2,074,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 308,047 | $2,074,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 253,199 | $2,074,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 131,272 | $2,073,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 168,007 | $2,070,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 807,000 | $2,070,000 | thousands by filing date | principal |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 118,977 | $2,069,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 66,358 | $2,068,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 33,831 | $2,067,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 37,500 | $2,067,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 124,858 | $2,064,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 189,558 | $2,060,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 182,965 | $2,058,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 48,660 | $2,057,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 45,858 | $2,055,000 | thousands by filing date | |
| PVH CORPORATION | 693656950 | COM | 35,000 | $2,054,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 366,277 | $2,053,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 200,000 | $2,052,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 200,000 | $2,051,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 554,712 | $2,047,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 204,350 | $2,044,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 763,000 | $2,039,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 564,532 | $2,038,000 | thousands by filing date | |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 50,000 | $2,033,000 | thousands by filing date | call |
| Vital Energy Inc | 516806205 | Common Stock | 204,001 | $2,028,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 52,425 | $2,027,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 100,000 | $2,026,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 100,000 | $2,026,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 90,854 | $2,023,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 133,036 | $2,022,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 273,854 | $2,021,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 282,480 | $2,020,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 31,898 | $2,017,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 9,000 | $2,017,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 49,016 | $2,013,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 229,323 | $2,004,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 100,000 | $2,003,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 34,384 | $1,994,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 332,334 | $1,994,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 77,034 | $1,989,000 | thousands by filing date | |
| WORKDAY INC | 98138H901 | CALL | 9,000 | $1,987,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 1,481,318 | $1,984,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 102,658 | $1,984,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 144,906 | $1,983,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T901 | COM | 40,000 | $1,982,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 11,669 | $1,978,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 86,515 | $1,974,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 36,800 | $1,962,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 513,700 | $1,962,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 388,395 | $1,961,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,179 | $1,949,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 34,084 | $1,949,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 400,604 | $1,947,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 250,691 | $1,946,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 34,369 | $1,939,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 254,455 | $1,939,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 184,080 | $1,929,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 66,003 | $1,924,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 467,755 | $1,922,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 203,529 | $1,921,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 100,000 | $1,919,000 | thousands by filing date | |
| MESOBLAST LTD | 590717954 | SPONS ADR | 100,000 | $1,919,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 76,285 | $1,917,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 117,316 | $1,915,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 349,786 | $1,913,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 231,236 | $1,913,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 309,278 | $1,911,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 36,625 | $1,910,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 41,619 | $1,909,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 537,846 | $1,903,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 15,228 | $1,902,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,834 | $1,902,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 359,793 | $1,899,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 651,406 | $1,896,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 134,729 | $1,893,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 22,051 | $1,872,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 30,088 | $1,869,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 150,000 | $1,868,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 150,000 | $1,868,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 106,353 | $1,867,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 76,539 | $1,865,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 43,472 | $1,858,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 296,415 | $1,849,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 179,030 | $1,846,000 | thousands by filing date | |
| AMC GLOBAL MEDIA INC | 00164V953 | CL A | 75,000 | $1,845,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,287 | $1,843,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 149,620 | $1,843,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 128,989 | $1,842,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,729,000 | $1,841,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 88,692 | $1,839,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 15,000 | $1,839,000 | thousands by filing date | put |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 99,985 | $1,832,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 180,388 | $1,829,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 58,184 | $1,826,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 83,835 | $1,824,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 175,000 | $1,820,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 86,067 | $1,819,000 | thousands by filing date | |
| DATADOG INC | 23804L903 | CALL | 20,000 | $1,818,000 | thousands by filing date | call |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 307,692 | $1,815,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 33,500 | $1,814,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 54,276 | $1,811,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 41,608 | $1,808,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,086,000 | $1,805,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 147,675 | $1,803,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 99,046 | $1,802,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 172,500 | $1,801,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 139,469 | $1,800,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,695,000 | $1,800,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 71,815 | $1,794,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 107,938 | $1,792,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 70,544 | $1,790,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 141,223 | $1,784,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 228,038 | $1,781,000 | thousands by filing date | |
| GUESS? INC | 401617955 | COM | 156,200 | $1,776,000 | thousands by filing date | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 65,924 | $1,775,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 12,500 | $1,766,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 55,449 | $1,765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 14,730 | $1,764,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 100,000 | $1,764,000 | thousands by filing date | call |
| COTERRA ENERGY INC | 127097953 | PUT | 100,000 | $1,764,000 | thousands by filing date | put |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 83,862 | $1,762,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 25,000 | $1,761,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 68,615 | $1,760,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 141,629 | $1,758,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 41,760 | $1,749,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 193,058 | $1,746,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 17,568 | $1,739,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 399,704 | $1,735,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,738,757 | $1,734,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 196,195 | $1,729,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 60,631 | $1,729,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 112,000 | $1,726,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 296,797 | $1,724,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 194,911 | $1,723,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,200,000 | $1,722,000 | thousands by filing date | principal |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 207,340 | $1,720,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 294,034 | $1,720,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 22,597 | $1,719,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 141,817 | $1,708,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 331,044 | $1,702,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 47,416 | $1,698,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 627,967 | $1,695,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387908 | CALL | 16,000 | $1,692,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC | 127387958 | COM | 16,000 | $1,692,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 154,364 | $1,690,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 38,512 | $1,688,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 308,022 | $1,682,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 347,485 | $1,678,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 344,100 | $1,672,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 35,801 | $1,667,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 79,480 | $1,666,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 213,591 | $1,666,000 | thousands by filing date | |
| OKTA INC | 679295955 | CL A | 7,800 | $1,666,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 200,676 | $1,661,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 50,000 | $1,659,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,637,000 | $1,658,000 | thousands by filing date | principal |
| WORKDAY INC | 98138H951 | PUT | 7,500 | $1,656,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 39,806 | $1,653,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 49,370 | $1,653,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 52,254 | $1,649,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822903 | SHS | 36,100 | $1,649,000 | thousands by filing date | call |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,726,000 | $1,647,000 | thousands by filing date | principal |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 79,668 | $1,641,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 83,678 | $1,634,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 57,677 | $1,630,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 112,047 | $1,624,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 250,000 | $1,620,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO | 460146903 | COM | 40,200 | $1,619,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 183,814 | $1,618,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 51,520 | $1,617,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 61,467 | $1,613,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 20,000 | $1,612,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 194,244 | $1,607,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 131,017 | $1,606,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 49,853 | $1,606,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 119,883 | $1,598,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 112,640 | $1,598,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 153,322 | $1,595,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 136,662 | $1,594,000 | thousands by filing date | |
| DIGITAL RLTY TR INC | 253868903 | COM | 10,800 | $1,593,000 | thousands by filing date | call |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 16,146 | $1,590,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 40,613 | $1,587,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 626,530 | $1,585,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,935 | $1,581,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 44,979 | $1,580,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 23,222 | $1,578,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12,288 | $1,577,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19,132 | $1,577,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 257,529 | $1,573,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 13,058 | $1,571,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 161,019 | $1,571,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 62,142 | $1,568,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 48,000 | $1,564,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 142,599 | $1,561,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 16,016 | $1,557,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 487,696 | $1,556,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 131,391 | $1,551,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,143,000 | $1,551,000 | thousands by filing date | principal |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 154,456 | $1,549,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 320,572 | $1,545,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 234,981 | $1,544,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 72,242 | $1,541,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 291,825 | $1,535,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 117,819 | $1,531,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 45,000 | $1,524,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,708 | $1,520,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 105,089 | $1,519,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 262,586 | $1,518,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 150,010 | $1,518,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 78,798 | $1,517,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 123,100 | $1,515,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 123,100 | $1,515,000 | thousands by filing date | call |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,415,000 | $1,513,000 | thousands by filing date | principal |
| NATERA INC | 632307954 | COM | 20,800 | $1,512,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 79,065 | $1,510,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 25,300 | $1,510,000 | thousands by filing date | call |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 150,000 | $1,508,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 118,471 | $1,505,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 23,859 | $1,502,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 41,299 | $1,501,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 80,996 | $1,501,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 208,900 | $1,500,000 | thousands by filing date | put |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 32,200 | $1,499,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,851,000 | $1,490,000 | thousands by filing date | principal |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 24,936 | $1,486,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 94,829 | $1,482,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 249,536 | $1,482,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 23,854 | $1,477,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 328,362 | $1,473,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 95,433 | $1,471,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 427,813 | $1,468,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,040,715 | $1,467,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 45,155 | $1,466,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 1,285,000 | $1,466,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 61,373 | $1,465,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 1,382,000 | $1,465,000 | thousands by filing date | principal |
| VALERO ENERGY CORP | 91913Y900 | CALL | 33,700 | $1,463,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 33,700 | $1,463,000 | thousands by filing date | put |
| INVESCO | 46138J841 | EXCHANGE TRADED | 65,930 | $1,462,000 | thousands by filing date | |
| AVALARA INC | 05338G906 | CALL | 11,100 | $1,459,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 12,256 | $1,458,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 55,728 | $1,458,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 98,888 | $1,454,000 | thousands by filing date | |
| VECTOR GROUP LTD CMN STK | 92240M958 | Cmn | 150,000 | $1,454,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 52,205 | $1,453,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,510 | $1,452,000 | thousands by filing date | |
| QORVO INC | 74736K901 | COM | 11,100 | $1,452,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 260,980 | $1,451,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 33,932 | $1,445,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 1,425,000 | $1,445,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,375,000 | $1,426,000 | thousands by filing date | principal |
| BEST INC | 08653C106 | SPONSORED ADS | 475,129 | $1,420,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 78,867 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 52,069 | $1,416,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 61,882 | $1,412,000 | thousands by filing date | |
| AZUL S A | 05501U956 | PUT | 111,200 | $1,412,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 796,000 | $1,408,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 71,492 | $1,406,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 26,867 | $1,400,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 34,982 | $1,400,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 35,877 | $1,396,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 27,878 | $1,392,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 68,506 | $1,389,000 | thousands by filing date | |
| MACERICH CO | 554382951 | COM | 201,000 | $1,387,000 | thousands by filing date | put |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 2,000 | $1,386,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 42,763 | $1,380,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 920,000 | $1,380,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 75,938 | $1,378,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 902,473 | $1,372,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 46,110 | $1,364,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T955 | COM | 8,200 | $1,362,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 122,228 | $1,354,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 170,711 | $1,354,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 64,811 | $1,351,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 72,973 | $1,348,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T950 | COM | 279,000 | $1,348,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,914 | $1,347,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 16,300 | $1,343,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 118,746 | $1,343,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 24,105 | $1,341,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 47,580 | $1,339,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 140,602 | $1,336,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 88,509 | $1,332,000 | thousands by filing date | |
| GRUBHUB INC | 400110952 | PUT | 18,200 | $1,331,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 170,954 | $1,330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000473 | superseded | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-20-000513 | this filing | 2020-11-12 | acceptance time not in the bulk data set |