13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2020-11-12, with 5,721 holding rows worth $595,093,240,000.
- Accession
- 0000019617-20-000513
- Filer
- CIK 19617
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, amendment of type restatement, 21,857 entries on the cover page, a total value of $595,093,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,093,240,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRRUS LOGIC INC COM | 172755100 | Stock | 160,835 | $10,616,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 50,400 | $10,606,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,136,130 | $10,595,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 107,833 | $10,576,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 113,300 | $10,561,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 731,668 | $10,551,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 50,051 | $10,549,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,158,415 | $10,543,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 281,088 | $10,520,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 396,800 | $10,519,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 674,815 | $10,513,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,552,175 | $10,489,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 187,181 | $10,486,000 | thousands by filing date | |
| HUBSPOT INC | 443573900 | COM | 35,000 | $10,486,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 557,257 | $10,455,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,267,809 | $10,448,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 315,663 | $10,439,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 565,200 | $10,405,000 | thousands by filing date | call |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 246,676 | $10,389,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,129,463 | $10,379,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 813,644 | $10,374,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,226,796 | $10,366,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 146,843 | $10,357,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 112,527 | $10,353,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,056,194 | $10,339,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 115,159 | $10,331,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 748,278 | $10,319,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 538,278 | $10,292,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 368,884 | $10,259,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 910,319 | $10,259,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 117,997 | $10,254,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 79,427 | $10,241,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871905 | SHS USD | 73,100 | $10,215,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 330,147 | $10,201,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 100,000 | $10,201,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 979,590 | $10,178,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 395,998 | $10,143,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 431,247 | $10,121,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 648,600 | $10,118,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 121,561 | $10,118,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 670,690 | $10,107,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 178,196 | $10,104,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 385,847 | $10,090,000 | thousands by filing date | |
| APPIAN CORP | 03782L951 | CL A | 152,200 | $10,082,000 | thousands by filing date | put |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,646,627 | $10,077,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 245,172 | $10,072,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 158,156 | $10,060,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 104,567 | $10,051,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,000,000 | $10,020,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 430,600 | $10,016,000 | thousands by filing date | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 304,826 | $9,991,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R956 | PUT | 233,125 | $9,896,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V900 | CALL | 494,300 | $9,891,000 | thousands by filing date | call |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 9,235,000 | $9,889,000 | thousands by filing date | principal |
| BOOKING HOLDINGS INC | 09857L958 | PUT | 5,900 | $9,871,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 321,296 | $9,851,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,812,108 | $9,840,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 200,914 | $9,832,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 303,735 | $9,819,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 347,561 | $9,818,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 401,299 | $9,812,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 86,820 | $9,806,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 430,495 | $9,790,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 802,861 | $9,779,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 21,000 | $9,776,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 190,357 | $9,774,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 626,128 | $9,761,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P903 | CALL | 106,300 | $9,756,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD | 008474908 | CALL | 122,200 | $9,752,000 | thousands by filing date | call |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 188,436 | $9,733,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 173,718 | $9,708,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 979,770 | $9,691,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 440,080 | $9,686,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 549,701 | $9,654,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 133,017 | $9,633,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 800,386 | $9,613,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 493,010 | $9,595,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 402,019 | $9,568,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 218,667 | $9,554,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 830,221 | $9,548,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 73,161 | $9,544,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 217,531 | $9,525,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 259,547 | $9,518,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 147,569 | $9,453,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 659,204 | $9,446,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 306,635 | $9,437,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 56,000 | $9,436,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 49,436 | $9,430,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 860,860 | $9,418,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 60,659 | $9,417,000 | thousands by filing date | |
| NIO INC | 62914V906 | CALL | 450,500 | $9,393,000 | thousands by filing date | call |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,182,499 | $9,389,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,147,788 | $9,389,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 196,349 | $9,385,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 260,716 | $9,381,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 185,000 | $9,381,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 46,932 | $9,377,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 184,396 | $9,366,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 738,287 | $9,354,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 36,000 | $9,352,000 | thousands by filing date | call |
| BED BATH BEYOND INC | 075896950 | COM | 644,000 | $9,344,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 280,291 | $9,317,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 410,821 | $9,313,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 930,708 | $9,297,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 268,190 | $9,288,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 196,100 | $9,264,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 137,631 | $9,256,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 428,196 | $9,254,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 550,425 | $9,241,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,579,470 | $9,240,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054909 | CALL | 56,000 | $9,203,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 644,622 | $9,186,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 333,305 | $9,140,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 186,698 | $9,130,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 531,573 | $9,127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 94,818 | $9,125,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 898,502 | $9,084,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 648,837 | $9,083,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 335,382 | $9,082,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 295,154 | $9,074,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 277,691 | $9,050,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 92,039 | $9,045,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,177,382 | $9,042,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,147,623 | $9,034,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,486,293 | $9,026,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 175,665 | $8,982,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 96,578 | $8,981,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,033,922 | $8,964,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 348,668 | $8,943,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 152,330 | $8,938,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 200,271 | $8,902,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,037,520 | $8,902,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M909 | COM | 300,000 | $8,895,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 113,279 | $8,892,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 15,500 | $8,891,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 329,553 | $8,875,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 5,300 | $8,867,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B954 | COM | 850,000 | $8,840,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 101,745 | $8,838,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,605,851 | $8,831,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 528,979 | $8,807,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,544,959 | $8,806,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 46,627 | $8,799,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 845,721 | $8,795,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 763,529 | $8,780,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 144,788 | $8,773,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 772,015 | $8,738,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 414,413 | $8,719,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,415,901 | $8,708,000 | thousands by filing date | |
| H WORLD GROUP LTD | 44332N956 | SPONSORED ADS | 200,000 | $8,704,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 339,662 | $8,702,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 77,332 | $8,698,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 702,033 | $8,698,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 486,160 | $8,688,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 772,100 | $8,687,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 946,695 | $8,681,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,798,026 | $8,674,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 6,019,000 | $8,673,000 | thousands by filing date | principal |
| MERCK & CO INC | 58933Y905 | CALL | 105,800 | $8,665,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 735,375 | $8,663,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 56,883 | $8,661,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 71,791 | $8,658,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 679,081 | $8,650,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,330,555 | $8,648,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 58,400 | $8,609,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 335,488 | $8,601,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 208,874 | $8,595,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 303,600 | $8,592,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 110,629 | $8,571,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 129,380 | $8,560,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 279,533 | $8,554,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 506,344 | $8,542,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 52,500 | $8,530,000 | thousands by filing date | call |
| ZOETIS INC | 98978V953 | PUT | 52,500 | $8,530,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 265,350 | $8,529,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 429,403 | $8,524,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,088,105 | $8,499,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 110,016 | $8,484,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 425,412 | $8,483,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,162,374 | $8,474,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550953 | COM CL A | 300,000 | $8,463,000 | thousands by filing date | put |
| GROUPON INC | 399473206 | COM NEW | 391,670 | $8,450,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 439,722 | $8,439,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 619,245 | $8,434,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W952 | PUT | 360,000 | $8,428,000 | thousands by filing date | put |
| UNION PAC CORP | 907818958 | COM | 42,700 | $8,422,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 142,730 | $8,419,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 110,500 | $8,398,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 475,978 | $8,330,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,758,000 | $8,315,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 208,635 | $8,304,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 179,014 | $8,303,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 377,847 | $8,294,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 131,816 | $8,293,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 240,962 | $8,282,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 66,204 | $8,259,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 664,757 | $8,249,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 156,750 | $8,241,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 68,918 | $8,218,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 725,184 | $8,195,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 278,408 | $8,183,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 201,576 | $8,169,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,080,214 | $8,145,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 77,618 | $8,139,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 92,246 | $8,139,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 216,140 | $8,129,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 374,470 | $8,126,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP | 88034P909 | SPON ADS | 545,000 | $8,110,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,322,296 | $8,106,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 122,338 | $8,083,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 248,000 | $8,082,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 364,737 | $8,078,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 260,898 | $8,072,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,058,490 | $8,065,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 421,021 | $8,054,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 478,066 | $8,050,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 277,730 | $8,015,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 7,382,000 | $8,009,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 169,026 | $7,990,000 | thousands by filing date | |
| ABB LTD-SPON ADR | 000375954 | COM | 311,600 | $7,980,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 349,228 | $7,959,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 253,766 | $7,958,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 776,738 | $7,953,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 171,409 | $7,952,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 783,000 | $7,946,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 146,388 | $7,945,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 132,000 | $7,907,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,398 | $7,905,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 275,904 | $7,893,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 93,033 | $7,853,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 749,600 | $7,833,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,010,401 | $7,815,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 9,715,000 | $7,803,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 191,427 | $7,796,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 268,379 | $7,784,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 53,300 | $7,768,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 532,657 | $7,760,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 115,814 | $7,759,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 604,817 | $7,759,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,614,686 | $7,754,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 145,957 | $7,735,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,879,729 | $7,718,000 | thousands by filing date | |
| LOGITECH INTL S A | H50430952 | SHS | 100,000 | $7,714,000 | thousands by filing date | put |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 84,000 | $7,710,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 436,141 | $7,698,000 | thousands by filing date | |
| INVITAE CORP | 46185L953 | PUT | 173,500 | $7,684,000 | thousands by filing date | put |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 428,702 | $7,682,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 63,500 | $7,680,000 | thousands by filing date | call |
| DISH NETWORK CORP-A | 25470M959 | COM | 258,700 | $7,670,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 366,831 | $7,667,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 132,050 | $7,665,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 133,817 | $7,664,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 88,219 | $7,662,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 439,858 | $7,658,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 415,208 | $7,652,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 357,798 | $7,634,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 1,226,125 | $7,627,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 710,899 | $7,617,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 222,483 | $7,597,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P958 | PUT | 12,100 | $7,581,000 | thousands by filing date | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 149,820 | $7,575,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 104,266 | $7,559,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 291,421 | $7,539,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 607,537 | $7,539,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,400,000 | $7,523,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 65,000 | $7,522,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 454,102 | $7,511,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 282,100 | $7,493,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 423,526 | $7,488,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 141,510 | $7,464,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 37,900 | $7,458,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 171,689 | $7,446,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 270,157 | $7,440,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 532,735 | $7,437,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 244,255 | $7,433,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 133,396 | $7,430,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 251,076 | $7,429,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 447,621 | $7,413,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 903,229 | $7,408,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 73,834 | $7,407,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 46,191 | $7,384,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 94,633 | $7,348,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 53,500 | $7,338,000 | thousands by filing date | call |
| QUALCOMM INC | 747525903 | CALL | 62,500 | $7,336,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 74,198 | $7,333,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 373,179 | $7,330,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 989,706 | $7,324,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 871,219 | $7,300,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 8,657,900 | $7,297,000 | thousands by filing date | call |
| SNAP INC | 83304A956 | PUT | 280,700 | $7,295,000 | thousands by filing date | put |
| FERRARI N V | N3167Y953 | PUT | 40,000 | $7,294,000 | thousands by filing date | put |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 708,021 | $7,278,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 130,811 | $7,262,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 600,000 | $7,242,000 | thousands by filing date | call |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 695,676 | $7,235,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 522,938 | $7,227,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 73,622 | $7,222,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 2,050,971 | $7,220,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 166,962 | $7,191,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 64,922 | $7,185,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 400,137 | $7,182,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 513,200 | $7,180,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 805,558 | $7,169,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,429,260 | $7,131,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 120,100 | $7,115,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 1,197,500 | $7,113,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 628,746 | $7,111,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 341,743 | $7,094,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 37,651 | $7,086,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 82,482 | $7,075,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 31,536 | $7,062,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 350,626 | $7,051,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 117,000 | $7,045,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,143,520 | $7,022,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 732,726 | $7,005,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 332,626 | $6,949,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569909 | COM | 100,000 | $6,941,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 241,647 | $6,921,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 5,460,000 | $6,919,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 434,200 | $6,917,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 688,949 | $6,889,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 626,143 | $6,888,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 63,418 | $6,882,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 90,500 | $6,878,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 73,326 | $6,868,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 77,343 | $6,853,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 29,400 | $6,848,000 | thousands by filing date | call |
| AUTODESK INC | 052769956 | COM | 29,400 | $6,848,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 308,542 | $6,828,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 188,892 | $6,827,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 785,141 | $6,823,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 52,251 | $6,821,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 124,790 | $6,802,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 168,967 | $6,792,000 | thousands by filing date | |
| STITCH FIX INC | 860897957 | COM CL A | 250,900 | $6,786,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 191,861 | $6,785,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 241,362 | $6,784,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 20,000 | $6,754,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 623,073 | $6,742,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 84,809 | $6,735,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 83,896 | $6,733,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 245,097 | $6,725,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC | 754730909 | COM | 93,000 | $6,724,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 171,042 | $6,704,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 296,002 | $6,701,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 577,646 | $6,701,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 108,776 | $6,666,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 102,045 | $6,659,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 23,500 | $6,653,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 739,631 | $6,649,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 403,009 | $6,625,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,085,495 | $6,621,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 792,603 | $6,619,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 639,679 | $6,595,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,413,974 | $6,567,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 241,762 | $6,539,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 253,505 | $6,538,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 65,000 | $6,531,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 136,789 | $6,520,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,407,770 | $6,518,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 165,820 | $6,493,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 85,253 | $6,491,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 39,500 | $6,485,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 85,027 | $6,475,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 296,364 | $6,464,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 6,563,000 | $6,458,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,559,376 | $6,455,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 426,828 | $6,449,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 623,926 | $6,426,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 127,783 | $6,415,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 117,298 | $6,412,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 439,683 | $6,407,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 168,298 | $6,367,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 269,664 | $6,366,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 538,345 | $6,363,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 706,242 | $6,356,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 94,131 | $6,324,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 43,000 | $6,324,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 211,929 | $6,319,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 246,425 | $6,319,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W903 | COM | 217,500 | $6,316,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 175,096 | $6,311,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 354,730 | $6,304,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 56,927 | $6,303,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 183,660 | $6,292,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 91,754 | $6,279,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 212,500 | $6,254,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G906 | SOLAR ETF | 100,000 | $6,252,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 216,855 | $6,250,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 600,000 | $6,246,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 126,357 | $6,231,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 600,100 | $6,229,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,140,751 | $6,217,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 447,203 | $6,211,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 395,873 | $6,211,000 | thousands by filing date | |
| SEA LTD | 81141R950 | PUT | 40,000 | $6,206,000 | thousands by filing date | put |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 203,942 | $6,202,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 42,400 | $6,201,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 496,701 | $6,189,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 113,944 | $6,188,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 115,817 | $6,178,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 997,387 | $6,174,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 180,951 | $6,152,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 281,969 | $6,150,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 202,545 | $6,149,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 313,015 | $6,144,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 43,368 | $6,134,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,940,676 | $6,133,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 292,070 | $6,121,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 27,300 | $6,117,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 580,885 | $6,116,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 69,019 | $6,114,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,512,921 | $6,082,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183953 | COM | 43,900 | $6,078,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 3,246,767 | $6,071,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 650,245 | $6,060,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 816,527 | $6,018,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 277,259 | $6,012,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,492,991 | $6,008,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 69,583 | $5,985,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,739,672 | $5,984,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 387,900 | $5,978,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,393,285 | $5,977,000 | thousands by filing date | |
| VULCAN MATLS CO | 929160959 | OPTION | 45,000 | $5,971,000 | thousands by filing date | put |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,120,000 | $5,967,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 264,034 | $5,942,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A954 | PUT | 120,400 | $5,937,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 96,023 | $5,934,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 218,865 | $5,931,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 260,237 | $5,923,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 334,466 | $5,921,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 518,536 | $5,921,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 72,400 | $5,920,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 298,539 | $5,917,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 121,746 | $5,912,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 572,232 | $5,911,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550903 | COM CL A | 209,500 | $5,910,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 434,577 | $5,906,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 349,242 | $5,901,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 190,850 | $5,888,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,457,372 | $5,888,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 104,232 | $5,887,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 27,966 | $5,875,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 561,335 | $5,860,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 161,878 | $5,855,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 728,354 | $5,849,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 1,107,262 | $5,835,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 472,232 | $5,828,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 469,731 | $5,821,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 162,595 | $5,819,000 | thousands by filing date | |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 75,000 | $5,811,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 75,000 | $5,811,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 120,745 | $5,807,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 219,493 | $5,806,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 314,440 | $5,804,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 423,464 | $5,789,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 496,769 | $5,787,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574909 | COM | 304,000 | $5,776,000 | thousands by filing date | call |
| PG&E CORP | 69331C908 | COM | 613,600 | $5,762,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 193,958 | $5,757,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 278,390 | $5,754,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 107,976 | $5,754,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 58,700 | $5,738,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 102,388 | $5,737,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 542,132 | $5,736,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 131,912 | $5,730,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,762,496 | $5,728,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 123,173 | $5,718,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 174,190 | $5,706,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 73,172 | $5,703,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 384,061 | $5,688,000 | thousands by filing date | |
| MONGODB INC | 60937P956 | CL A | 24,500 | $5,686,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 114,716 | $5,680,000 | thousands by filing date | |
| ANGI HOMESERVICES INC | 00183L902 | CALL | 524,000 | $5,680,000 | thousands by filing date | call |
| EVERPURE INC | 74624M952 | PUT | 361,600 | $5,670,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 246,324 | $5,666,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 459,368 | $5,660,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 140,000 | $5,658,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 241,560 | $5,654,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 60,054 | $5,653,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 590,179 | $5,651,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,678,000 | $5,650,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,554,049 | $5,626,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 307,236 | $5,625,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 632,447 | $5,616,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 136,422 | $5,614,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,775,278 | $5,610,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 363,129 | $5,608,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 21,538 | $5,597,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 257,723 | $5,593,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 364,800 | $5,589,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 96,031 | $5,588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 50,000 | $5,585,000 | thousands by filing date | call |
| FOX CORP | 35137L204 | CL B COM | 200,133 | $5,568,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 609,522 | $5,559,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 258,590 | $5,555,000 | thousands by filing date | |
| SPOTIFY TECHNOLOGY S A | L8681T952 | PUT | 22,900 | $5,552,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 68,010 | $5,549,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 107,578 | $5,542,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 319,814 | $5,533,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000473 | superseded | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-20-000513 | this filing | 2020-11-12 | acceptance time not in the bulk data set |