13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-13, with 5,734 holding rows worth $522,198,519,000.
- Accession
- 0000019617-18-000246
- Filer
- CIK 19617
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, amendment of type restatement, 21,465 entries on the cover page, a total value of $522,198,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,198,519,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 26,022,000 | $25,034,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639956 | PUT | 828,100 | $25,009,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 895,779 | $24,992,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 192,075 | $24,981,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 467,900 | $24,981,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 30,771,000 | $24,924,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 591,335 | $24,919,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,756,783 | $24,911,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707951 | COM CL A | 900,000 | $24,903,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 360,004 | $24,899,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 709,987 | $24,850,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 683,995 | $24,842,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 484,275 | $24,834,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 307,262 | $24,766,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 189,700 | $24,752,000 | thousands by filing date | put |
| HOME DEPOT INC | 437076952 | PUT | 118,800 | $24,609,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 92,900 | $24,563,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 809,263 | $24,545,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,327,129 | $24,459,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 119,025 | $24,396,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 1,643,000 | $24,382,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 191,728 | $24,367,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,161,657 | $24,314,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 377,428 | $24,309,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 472,976 | $24,245,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 84,063 | $24,168,000 | thousands by filing date | |
| ALTRA INDL MOTION CORP | 02208R906 | CALL | 585,000 | $24,161,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 582,360 | $24,110,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 811,115 | $24,107,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 431,002 | $24,060,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,405,128 | $24,055,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,784,314 | $24,053,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 254,300 | $24,052,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 634,782 | $24,047,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,293,839 | $24,000,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 3,874,395 | $23,866,000 | thousands by filing date | |
| NUTRIEN LTD | 67077M908 | COM | 413,000 | $23,830,000 | thousands by filing date | call |
| METLIFE INC | 59156R958 | PUT | 509,900 | $23,823,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 1,275,549 | $23,814,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 700,309 | $23,805,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,191,293 | $23,774,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 771,158 | $23,766,000 | thousands by filing date | |
| ACXIOM CORP CMN STK | 005125909 | Cmn | 480,700 | $23,751,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 848,408 | $23,697,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,484,212 | $23,628,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 428,700 | $23,626,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,581,604 | $23,614,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 23,200,000 | $23,592,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,153,357 | $23,524,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 596,403 | $23,523,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 709,239 | $23,511,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 608,278 | $23,493,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 20,326,000 | $23,456,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G952 | CALL | 275,400 | $23,415,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 403,200 | $23,357,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 641,709 | $23,340,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 388,230 | $23,333,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 406,000 | $23,325,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 258,269 | $23,312,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,018,686 | $23,297,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,874,231 | $23,297,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 579,530 | $23,267,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 707,462 | $23,149,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 233,022 | $23,125,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 138,307 | $23,088,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 332,184 | $23,036,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 807,783 | $22,965,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 802,702 | $22,925,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 6,265,000 | $22,864,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,836,186 | $22,859,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 430,245 | $22,855,000 | thousands by filing date | |
| BCE INC | 05534B900 | COM NEW | 562,000 | $22,772,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F958 | PUT | 902,300 | $22,729,000 | thousands by filing date | put |
| MASCO CORP | 574599956 | PUT | 620,000 | $22,692,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 604,246 | $22,689,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 323,713 | $22,660,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 439,200 | $22,645,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824950 | PUT | 308,500 | $22,632,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 443,716 | $22,620,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 727,523 | $22,553,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 22,134,000 | $22,548,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 1,038,500 | $22,535,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,136,650 | $22,495,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,003,301 | $22,454,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 374,344 | $22,441,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 996,000 | $22,437,000 | thousands by filing date | |
| ISHARES INC | 46434G902 | CALL | 371,500 | $22,375,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 296,065 | $22,368,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 194,800 | $22,367,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,160,946 | $22,366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 385,637 | $22,348,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 66,000 | $22,342,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 22,798,000 | $22,284,000 | thousands by filing date | principal |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 425,000 | $22,266,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 358,500 | $22,256,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,545,724 | $22,228,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 710,408 | $22,207,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 3,078,700 | $22,167,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 966,229 | $22,165,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 654,884 | $22,109,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 829,352 | $22,103,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,223,762 | $22,089,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 152,681 | $22,072,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 950,760 | $22,058,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N903 | COM | 990,000 | $22,037,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 412,500 | $22,023,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 21,791,000 | $22,018,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 22,683,000 | $21,974,000 | thousands by filing date | principal |
| EXELON CORP | 30161N951 | COM | 502,900 | $21,957,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,664,223 | $21,952,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 206,561 | $21,935,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042908 | FTSE EMR MKT ETF | 534,500 | $21,915,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 1,269,068 | $21,815,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,374,071 | $21,738,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 589,824 | $21,706,000 | thousands by filing date | |
| PHILLIPS 66 | 718546954 | PUT | 192,500 | $21,699,000 | thousands by filing date | put |
| ALTRA INDL MOTION CORP | 02208R956 | PUT | 525,000 | $21,682,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 175,427 | $21,642,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 21,477,000 | $21,574,000 | thousands by filing date | principal |
| STERIS PLC | G84720104 | SHS USD | 187,747 | $21,477,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 131,800 | $21,461,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 363,809 | $21,449,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 746,500 | $21,447,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 118,800 | $21,443,000 | thousands by filing date | call |
| PERSPECTA INC | 715347100 | COM | 833,597 | $21,440,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 227,878 | $21,400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 360,000 | $21,391,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 122,800 | $21,391,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 403,029 | $21,380,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 377,030 | $21,261,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 757,668 | $21,253,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 825,409 | $21,205,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 550,153 | $21,197,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,719,299 | $21,095,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 119,249 | $21,086,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 1,642,750 | $21,060,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 20,829,000 | $20,985,000 | thousands by filing date | principal |
| TRICIDA INC | 89610F101 | COM | 686,751 | $20,981,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,288,424 | $20,925,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 113,339 | $20,871,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,042,384 | $20,848,000 | thousands by filing date | |
| DAVITA INC | 23918K908 | COM | 291,000 | $20,844,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 728,974 | $20,813,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 745,650 | $20,797,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,029,765 | $20,719,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 18,150,000 | $20,674,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,021,086 | $20,657,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 10,161,000 | $20,627,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 335,513 | $20,624,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,893,000 | $20,616,000 | thousands by filing date | principal |
| CIGNA CORP | 125509959 | COM | 98,900 | $20,596,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 145,225 | $20,574,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 445,411 | $20,533,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 701,044 | $20,513,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 172,621 | $20,499,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 353,100 | $20,455,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 95,052 | $20,444,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 21,081,000 | $20,436,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 454,160 | $20,433,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 809,971 | $20,402,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 738,845 | $20,392,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 343,884 | $20,385,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 393,817 | $20,369,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 300,236 | $20,296,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 387,993 | $20,293,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,365,517 | $20,277,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 104,383 | $20,252,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,337,041 | $20,203,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 120,600 | $20,175,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 1,648,059 | $20,106,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 925,400 | $20,081,000 | thousands by filing date | call |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 579,748 | $20,053,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 389,253 | $20,000,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 81,014 | $19,984,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 452,757 | $19,971,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 500,000 | $19,970,000 | thousands by filing date | call |
| EATON CORP PLC | G29183953 | PUT | 230,200 | $19,965,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 451,313 | $19,947,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 520,631 | $19,925,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 283,968 | $19,891,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 398,000 | $19,836,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 256,626 | $19,790,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 616,887 | $19,741,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 314,272 | $19,711,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 345,335 | $19,698,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 457,656 | $19,687,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 230,000 | $19,665,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 17,035,000 | $19,646,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 592,302 | $19,628,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 198,314 | $19,582,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 222,500 | $19,544,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 489,544 | $19,537,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 79,902 | $19,505,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 409,116 | $19,503,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 285,054 | $19,500,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,296,444 | $19,496,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,012,453 | $19,490,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 434,806 | $19,468,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 352,500 | $19,426,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 386,835 | $19,413,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,480,217 | $19,405,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,298,021 | $19,392,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 521,100 | $19,369,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 1,746,015 | $19,346,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 207,031 | $19,306,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,088,027 | $19,257,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 544,750 | $19,246,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 224,600 | $19,203,000 | thousands by filing date | call |
| XEROX CORP | 984121908 | COM | 711,500 | $19,196,000 | thousands by filing date | call |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 17,325,000 | $19,187,000 | thousands by filing date | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 389,417 | $19,176,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 633,800 | $19,141,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 1,147,479 | $19,106,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 240,727 | $19,062,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,655,269 | $19,003,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 78,900 | $18,998,000 | thousands by filing date | call |
| INCYTE CORP | 45337C952 | COM | 275,000 | $18,997,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 471,266 | $18,969,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 726,400 | $18,952,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 363,133 | $18,913,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 216,957 | $18,895,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,110,375 | $18,877,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 431,900 | $18,857,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 930,523 | $18,852,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 228,454 | $18,829,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 1,835,000 | $18,809,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 626,762 | $18,747,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 12,459,000 | $18,711,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC | 695127900 | COM | 380,000 | $18,677,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 281,182 | $18,653,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 306,000 | $18,642,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 380,586 | $18,633,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 867,564 | $18,618,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 243,911 | $18,613,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 572,827 | $18,571,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 224,747 | $18,530,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 335,074 | $18,526,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 407,233 | $18,517,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 979,969 | $18,512,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,193,116 | $18,476,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 187,700 | $18,464,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 687,943 | $18,457,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 50,155 | $18,430,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 153,171 | $18,420,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 138,412 | $18,410,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 970,992 | $18,323,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 601,023 | $18,289,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 165,182 | $18,283,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 152,694 | $18,277,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 686,079 | $18,270,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 277,064 | $18,251,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 158,900 | $18,245,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 81,300 | $18,231,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 168,745 | $18,215,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 235,900 | $18,200,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 336,827 | $18,189,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 14,644,000 | $18,122,000 | thousands by filing date | principal |
| PFIZER INC | 717081903 | CALL | 411,100 | $18,117,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 419,841 | $18,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 582,628 | $18,003,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 328,951 | $17,990,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 149,919 | $17,989,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 845,060 | $17,966,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 777,731 | $17,936,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 218,941 | $17,855,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,986,822 | $17,821,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 393,014 | $17,811,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 231,199 | $17,777,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25,931,000 | $17,776,000 | thousands by filing date | principal |
| AETNA INC | 00817Y958 | COM | 87,500 | $17,749,000 | thousands by filing date | put |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 117,300 | $17,737,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 298,938 | $17,727,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 289,684 | $17,699,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 541,740 | $17,694,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 826,552 | $17,672,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 448,449 | $17,646,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 55,196 | $17,639,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,696,955 | $17,597,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 2,071,600 | $17,567,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 14,731,000 | $17,567,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 703,593 | $17,519,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 380,775 | $17,515,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 1,444,800 | $17,439,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 258,797 | $17,391,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 433,959 | $17,389,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 317,079 | $17,361,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,468,185 | $17,352,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 654,790 | $17,347,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 359,099 | $17,346,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 852,016 | $17,338,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 819,232 | $17,327,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 347,940 | $17,307,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 216,365 | $17,280,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 397,167 | $17,261,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,296,246 | $17,253,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 361,745 | $17,251,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 122,145 | $17,215,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 420,331 | $17,213,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 62,700 | $17,183,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 280,908 | $17,155,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 367,000 | $17,135,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,313,340 | $17,097,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 476,741 | $17,096,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 664,429 | $17,082,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 126,896 | $17,072,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 245,184 | $17,038,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 199,690 | $17,031,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 63,970 | $17,022,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,053,011 | $17,007,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 357,542 | $16,980,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 302,729 | $16,953,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 225,000 | $16,949,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 262,588 | $16,940,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 960,177 | $16,918,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 606,787 | $16,869,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 93,391 | $16,848,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 810,987 | $16,836,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 550,400 | $16,776,000 | thousands by filing date | put |
| HESS CORP | 42809H404 | DEP PDF SR A | 210,924 | $16,764,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,767,090 | $16,740,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 536,438 | $16,732,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 180,700 | $16,708,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,148,914 | $16,648,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707901 | COM CL A | 601,000 | $16,630,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 639,247 | $16,614,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 16,348,000 | $16,614,000 | thousands by filing date | principal |
| NIELSEN HLDGS PLC | G6518L958 | PUT | 600,000 | $16,596,000 | thousands by filing date | put |
| F5 INC | 315616952 | PUT | 83,200 | $16,592,000 | thousands by filing date | put |
| QUALCOMM INC | 747525903 | CALL | 230,300 | $16,589,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 923,489 | $16,531,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 101,306 | $16,504,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 239,635 | $16,475,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 78,000 | $16,435,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 217,373 | $16,401,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 524,980 | $16,373,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 51,847 | $16,348,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 461,260 | $16,333,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 153,000 | $16,293,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 15,702,000 | $16,273,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,566,000 | $16,271,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 864,124 | $16,271,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 130,521 | $16,255,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,575,788 | $16,246,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 542,663 | $16,188,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 160,801 | $16,181,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 124,402 | $16,139,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | M2682V908 | SHS | 202,000 | $16,128,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 215,302 | $16,077,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 853,622 | $16,074,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 549,796 | $16,055,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 155,297 | $16,052,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 491,088 | $16,029,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 197,393 | $16,014,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,864,471 | $16,010,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 98,000 | $15,957,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 224,992 | $15,930,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 156,207 | $15,861,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 246,291 | $15,859,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 500,418 | $15,833,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 959,178 | $15,788,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 76,100 | $15,764,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4,063,000 | $15,758,000 | thousands by filing date | principal |
| BROADCOM INC | 11135F951 | PUT | 63,800 | $15,741,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,243,773 | $15,706,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 76,856 | $15,686,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,026,320 | $15,641,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 282,783 | $15,637,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 468,500 | $15,470,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 464,840 | $15,455,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 617,550 | $15,451,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 715,885 | $15,435,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 435,800 | $15,432,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 307,876 | $15,425,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 74,300 | $15,402,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 749,845 | $15,387,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 590,325 | $15,384,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,425,657 | $15,382,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 9,919,000 | $15,379,000 | thousands by filing date | principal |
| TIER REIT COM | 88650V208 | COM NEW | 637,044 | $15,353,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,103,033 | $15,351,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 419,000 | $15,348,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R956 | COM | 858,400 | $15,348,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 9,712,000 | $15,335,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,435,615 | $15,333,000 | thousands by filing date | |
| RIO TINTO PLC | 767204950 | Option | 300,000 | $15,306,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901908 | COM | 1,378,100 | $15,269,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 221,796 | $15,253,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 160,000 | $15,224,000 | thousands by filing date | put |
| DROPBOX INC | 26210C904 | CL A | 566,300 | $15,194,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,535,666 | $15,142,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 942,559 | $15,137,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 133,676 | $15,115,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 13,635,000 | $15,101,000 | thousands by filing date | principal |
| COSTAMARE INC | Y1771G102 | SHS | 2,325,860 | $15,095,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 691,555 | $14,972,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,458,133 | $14,970,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 877,865 | $14,854,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 390,422 | $14,852,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 243,600 | $14,840,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 314,044 | $14,839,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 544,804 | $14,835,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 206,700 | $14,829,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 592,654 | $14,816,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 688,467 | $14,767,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 793,649 | $14,698,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 982,206 | $14,685,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 794,676 | $14,685,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,461,220 | $14,656,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 13,766,000 | $14,649,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,342,098 | $14,615,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,868,000 | $14,609,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 757,230 | $14,561,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 220,400 | $14,527,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 186,082 | $14,476,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 455,981 | $14,387,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 84,400 | $14,365,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 63,493 | $14,362,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 789,917 | $14,321,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 194,500 | $14,306,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 143,130 | $14,280,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 332,400 | $14,280,000 | thousands by filing date | put |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 66,600 | $14,260,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 241,720 | $14,250,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N953 | OPTION | 640,000 | $14,246,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 156,511 | $14,242,000 | thousands by filing date | |
| HUMANA INC | 444859902 | COM | 42,000 | $14,218,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 318,415 | $14,217,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 320,483 | $14,213,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 876,638 | $14,176,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 285,746 | $14,150,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 709,198 | $14,091,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC | 24703L903 | CALL | 145,000 | $14,082,000 | thousands by filing date | call |
| PHILLIPS 66 | 718546904 | CALL | 124,900 | $14,079,000 | thousands by filing date | call |
| NIKE INC | 654106903 | CALL | 165,800 | $14,047,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 159,900 | $14,046,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,801,850 | $14,009,000 | thousands by filing date | |
| KELLOGG CO | 487836958 | COM | 200,000 | $14,004,000 | thousands by filing date | put |
| JOHNSON CONTROLS INTERNATION | G51502905 | CALL | 400,000 | $14,000,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 476,491 | $13,994,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,787,660 | $13,994,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 181,566 | $13,991,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 94,955 | $13,972,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 247,920 | $13,960,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 288,145 | $13,926,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 200,000 | $13,898,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,292,000 | $13,898,000 | thousands by filing date | principal |
| DONALDSON INC COM | 257651109 | Stock | 238,445 | $13,892,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 85,923 | $13,878,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 136,965 | $13,867,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 934,894 | $13,855,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 427,176 | $13,827,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 744,395 | $13,801,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 242,188 | $13,792,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 321,000 | $13,790,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,245,987 | $13,781,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 489,217 | $13,775,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 247,319 | $13,773,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 232,100 | $13,770,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 250,671 | $13,764,000 | thousands by filing date | |
| CME GROUP INC | 12572Q905 | CALL | 80,800 | $13,753,000 | thousands by filing date | call |
| CME GROUP INC | 12572Q955 | PUT | 80,800 | $13,753,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 361,865 | $13,752,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 43,857 | $13,726,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 294,049 | $13,721,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 333,895 | $13,691,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 836,356 | $13,657,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 234,913 | $13,650,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 405,600 | $13,620,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 195,216 | $13,616,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 624,365 | $13,574,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 811,612 | $13,562,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,003,704 | $13,550,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 213,859 | $13,520,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 517,900 | $13,512,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 394,483 | $13,475,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,109,497 | $13,441,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 125,200 | $13,435,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,620,000 | $13,430,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,784,989 | $13,423,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 796,766 | $13,418,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 188,976 | $13,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 555,206 | $13,387,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 532,855 | $13,370,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 35,903 | $13,366,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 452,967 | $13,358,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 492,300 | $13,327,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 140,000 | $13,321,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 1,112,667 | $13,307,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 120,190 | $13,244,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,050,523 | $13,226,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,185,722 | $13,209,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011907 | CALL | 485,000 | $13,207,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 360,430 | $13,205,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y905 | CALL | 186,100 | $13,202,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 129,031 | $13,161,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 286,449 | $13,097,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 115,811 | $13,064,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 162,236 | $13,051,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 226,747 | $13,021,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 97,227 | $12,987,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | this filing | 2018-11-13 | acceptance time not in the bulk data set |