13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-08, with 4,179 holding rows worth $421,896,357,000 by the sum of the rows.
- Accession
- 0000019617-14-000501
- Filer
- CIK 19617
- Filed
- 2014-12-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 42,982 entries on the cover page, a total value of $421,552,330,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,896,357,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $421,552,330,881,000, about 1,000 times the sum of the rows, $421,896,357,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 20,543 | $752,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537958 | OPTION | 7,700 | $748,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 20,241 | $746,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 34,149 | $744,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 25,187 | $741,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 19,259 | $739,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111901 | OPTION | 46,700 | $738,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 39,074 | $735,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 17,185 | $734,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 23,886 | $733,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13,524 | $729,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 42,338 | $728,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 143,354 | $724,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 93,482 | $724,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11,250 | $723,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 24,364 | $721,000 | thousands by filing date | |
| COGNIZANT TECH SOLUTIONS-A | 192446904 | OPTION | 16,100 | $721,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 20,071 | $720,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 14,387 | $717,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 40,216 | $717,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 12,878 | $714,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 106,549 | $714,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 118,822 | $713,000 | thousands by filing date | |
| JOHNSON CONTROLS, INC. | 478366909 | OPTION | 16,200 | $713,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,256 | $711,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 71,180 | $706,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 18,589 | $702,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 23,759 | $701,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474959 | EQUITY | 24,100 | $700,000 | thousands by filing date | put |
| ABBOTT LABS | 002824951 | OPTION | 16,800 | $699,000 | thousands by filing date | put |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 50,601 | $697,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,997 | $691,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 19,616 | $691,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,581 | $688,000 | thousands by filing date | |
| MBIA INC | 55262C951 | OPTION | 74,800 | $687,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 23,262 | $686,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 10,892 | $685,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 30,163 | $685,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 41,900 | $684,000 | thousands by filing date | |
| BB&T CORP | 054937958 | OPTION | 18,300 | $681,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 39,446 | $679,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 102,048 | $677,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 44,417 | $672,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 13,681 | $671,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 62,700 | $669,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 115,560 | $661,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 20,982 | $656,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 21,160 | $655,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,554 | $652,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,780 | $652,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 101,411 | $652,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,489 | $649,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 151,239 | $649,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 53,937 | $646,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 10,830 | $645,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438954 | OPTION | 650,000 | $644,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 14,298 | $640,000 | thousands by filing date | |
| VERSARTIS INC | 92531L900 | OPTION | 200,000 | $640,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,332 | $637,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 10,247 | $636,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 11,901 | $635,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 26,498 | $635,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 31,873 | $632,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 28,751 | $631,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303953 | OPTION | 50,100 | $631,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 38,816 | $630,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 14,214 | $630,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,457 | $628,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 24,884 | $628,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 208,013 | $626,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 22,215 | $625,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIE | 00971T952 | OPTION | 10,400 | $622,000 | thousands by filing date | put |
| CANADIAN NATURAL RESOURCES | 136385952 | EQUITY | 15,900 | $618,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 13,675 | $617,000 | thousands by filing date | |
| AFLAC INC | 001055953 | OPTION | 10,600 | $617,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 8,060 | $613,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 93,642 | $610,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 22,360 | $609,000 | thousands by filing date | |
| TJX COS INC | 872540950 | OPTION | 10,300 | $609,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 41,392 | $607,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,540 | $607,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 50,484 | $607,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,918 | $606,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,383 | $603,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 38,123 | $603,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328908 | OPTION | 84,400 | $603,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 26,094 | $602,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 25,000 | $600,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 10,949 | $597,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,775 | $596,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 26,818 | $594,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 12,800 | $592,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,854 | $589,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 31,010 | $589,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 16,901 | $588,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,802 | $587,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR HOLD | G3727Q952 | OPTION | 30,000 | $586,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 22,620 | $582,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 14,953 | $582,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 27,976 | $581,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 9,046 | $580,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,554 | $580,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 293,153 | $578,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 63,500 | $577,000 | thousands by filing date | |
| VANGUARD FTSE EMERGING MARKE | 922042957 | OPTION | 10,600 | $577,000 | thousands by filing date | put |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,452 | $575,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,410 | $574,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 36,551 | $574,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y951 | COM | 95,200 | $571,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 16,377 | $570,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 18,624 | $570,000 | thousands by filing date | |
| SYSCO CORP | 871829958 | OPTION | 15,000 | $569,000 | thousands by filing date | put |
| SYSCO CORP | 871829909 | OPTION | 15,000 | $569,000 | thousands by filing date | call |
| D R HORTON INC | 23331A901 | OPTION | 27,700 | $568,000 | thousands by filing date | call |
| AES CORP | 00130H907 | OPTION | 40,000 | $567,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 14,840 | $565,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246955 | OPTION | 25,000 | $565,000 | thousands by filing date | put |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 361,000 | $564,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 11,553 | $563,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 470,000 | $562,000 | thousands by filing date | principal |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 18,586 | $558,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 17,063 | $556,000 | thousands by filing date | |
| CAPITAL ONE FINL | 14040H907 | OPTION | 6,800 | $555,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 19,933 | $553,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773902 | OPTION | 27,600 | $553,000 | thousands by filing date | call |
| ESB FINANCIAL CORP | 26884F102 | COM | 47,299 | $552,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512950 | OPTION | 15,500 | $552,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,356 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 25,447 | $548,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 11,030 | $547,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 23,500 | $547,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 12,074 | $544,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 18,924 | $544,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 145,288 | $543,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 15,736 | $542,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 37,080 | $542,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 6,359 | $542,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y905 | OPTION | 38,300 | $542,000 | thousands by filing date | call |
| UNITED ONLINE INC | 911268209 | COM NEW | 49,434 | $541,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 9,820 | $540,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 6,724 | $540,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165959 | OPTION | 9,900 | $540,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 8,930 | $537,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 89,999 | $536,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 119,069 | $536,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 348,000 | $535,000 | thousands by filing date | principal |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 52,232 | $535,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 23,480 | $534,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,652 | $532,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242370906 | OPTION | 39,900 | $529,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 274,500 | $527,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M909 | OPTION | 9,200 | $527,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,013 | $525,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 11,753 | $525,000 | thousands by filing date | |
| ALLSTATE CORP | 020002903 | OPTION | 8,500 | $522,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 24,416 | $520,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,320 | $519,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 56,156 | $515,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 17,089 | $514,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 62,352 | $514,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 49,975 | $511,000 | thousands by filing date | |
| NVIDIA CORP | 67066G955 | OPTION | 27,700 | $511,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y951 | OPTION | 33,100 | $510,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,544 | $509,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550903 | OPTION | 22,500 | $508,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 38,495 | $507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,376 | $507,000 | thousands by filing date | |
| CIENA CORP | 171779952 | OPTION | 30,200 | $505,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 18,372 | $503,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,996 | $503,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 24,750 | $502,000 | thousands by filing date | |
| HARLEY DAVIDSON | 412822900 | OPTION | 8,600 | $501,000 | thousands by filing date | call |
| DILLARDS INC-CL A | 254067903 | OPTION | 4,600 | $501,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 114,309 | $499,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 16,019 | $498,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,238 | $495,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 10,000 | $493,000 | thousands by filing date | |
| NORDSTROM INC | 655664951 | OPTION | 7,200 | $492,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $491,000 | thousands by filing date | |
| ARCHER DANIELS MID | 039483953 | OPTION | 9,600 | $491,000 | thousands by filing date | put |
| CAPITAL ONE FINANCIAL CORP | 14040H956 | OPTION | 6,000 | $490,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328957 | OPTION | 68,500 | $489,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR HOLD | G3727Q903 | OPTION | 25,000 | $488,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,000 | $487,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,303 | $487,000 | thousands by filing date | |
| BOSTON SCIENTIFIC | 101137958 | OPTION | 41,200 | $487,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 7,912 | $485,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 33,627 | $484,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,928 | $483,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 35,020 | $483,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 103,493 | $483,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 9,368 | $482,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,292 | $482,000 | thousands by filing date | |
| CABOT OIL & GAS CORP | 127097905 | OPTION | 14,708 | $481,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 17,688 | $479,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 130,900 | $479,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 79,815 | $479,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 17,625 | $475,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 868,000 | $474,000 | thousands by filing date | principal |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 53,760 | $474,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 19,463 | $473,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 51,508 | $473,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,050 | $472,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 18,289 | $471,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 190,688 | $471,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 30,001 | $471,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 11,272 | $470,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,171 | $469,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,616 | $468,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 8,902 | $468,000 | thousands by filing date | |
| KB HOME | 48666K901 | OPTION | 31,200 | $466,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 50,743 | $464,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 35,775 | $463,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,435 | $462,000 | thousands by filing date | |
| CUMMINS INC | 231021908 | OPTION | 3,500 | $462,000 | thousands by filing date | call |
| CHC GROUP LTD | G07021101 | SHS | 81,989 | $459,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,525 | $456,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 33,200 | $456,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 56,096 | $453,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 17,363 | $449,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 72,960 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,092 | $446,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 11,529 | $446,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,895 | $446,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 430,000 | $446,000 | thousands by filing date | principal |
| ACTIVISION BLIZZARD INC | 00507V950 | OPTION | 21,400 | $445,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 96,103 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,620 | $439,000 | thousands by filing date | |
| REALOGY HOLDINGS CORP | 75605Y908 | OPTION | 11,800 | $439,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,045 | $438,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 9,691 | $438,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,949 | $432,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 29,384 | $431,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 30,060 | $429,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 28,480 | $426,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773951 | OPTION | 21,300 | $426,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164906 | OPTION | 100,000 | $426,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,030 | $425,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 63,322 | $424,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,459 | $423,000 | thousands by filing date | |
| VEEVA SYS INC | 922475900 | OPTION | 15,000 | $423,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 86,766 | $422,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 333,264 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,580 | $418,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 9,405 | $412,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 33,000 | $411,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,755 | $410,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,801 | $409,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 16,641 | $408,000 | thousands by filing date | |
| INVENSENSE INC | 46123D908 | OPTION | 20,700 | $408,000 | thousands by filing date | call |
| REGIONS FINL CORP NEW | 7591EP902 | OPTION | 40,500 | $407,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 20,173 | $406,000 | thousands by filing date | |
| ARCH COAL INC | 039380902 | OPTION | 190,600 | $404,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,649 | $403,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 79,378 | $400,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,108 | $400,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,630 | $400,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B954 | OPTION | 114,700 | $400,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 16,444 | $397,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 64,249 | $395,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 15,265 | $395,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,850 | $393,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 375,000 | $387,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,064 | $386,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,657 | $386,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 15,524 | $386,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 4,506 | $385,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 22,400 | $384,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 7,367 | $383,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 11,800 | $381,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 22,775 | $381,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 392,000 | $381,000 | thousands by filing date | principal |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,945 | $380,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 78,568 | $380,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 12,536 | $380,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 33,800 | $379,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $378,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 14,436 | $378,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 3,140,706 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 10,233 | $375,000 | thousands by filing date | |
| ARCH COAL INC | 039380951 | OPTION | 176,900 | $375,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,945 | $373,000 | thousands by filing date | |
| XEROX CORP | 984121905 | OPTION | 27,800 | $368,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 37,074 | $367,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q907 | OPTION | 156,300 | $366,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,346 | $365,000 | thousands by filing date | |
| AETNA INC | 00817Y900 | OPTION | 4,500 | $365,000 | thousands by filing date | call |
| PPL CORP | 69351T908 | OPTION | 11,100 | $365,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 9,880 | $363,000 | thousands by filing date | |
| ENCANA CORP | 292505906 | OPTION | 17,100 | $363,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 17,058 | $361,000 | thousands by filing date | |
| ADOBE SYSTEMS INC | 00724F903 | OPTION | 5,200 | $360,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 36,520 | $357,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 51,693 | $357,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 100,000 | $356,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 12,398 | $354,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,500 | $353,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V901 | OPTION | 17,000 | $353,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,300 | $350,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 17,215 | $347,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 15,856 | $346,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,513 | $346,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 13,222 | $345,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 14,600 | $345,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,289 | $344,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220957 | OPTION | 67,000 | $344,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431952 | OPTION | 15,500 | $344,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 7,150 | $342,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 9,433 | $342,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,086 | $341,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,591 | $341,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 13,335 | $339,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 7,449 | $338,000 | thousands by filing date | |
| GOGO INC | 38046C901 | OPTION | 20,000 | $337,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 15,048 | $336,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 26,282 | $333,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,589 | $329,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 11,344 | $329,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,968 | $329,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 400,000 | $328,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 211,740 | $328,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 19,378 | $327,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,738 | $327,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 30,832 | $327,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 19,909 | $325,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 18,738 | $324,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,000 | $323,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 9,221 | $322,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,196 | $321,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537909 | OPTION | 3,300 | $321,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,430 | $320,000 | thousands by filing date | |
| DENBURY RESOURCES INC | 247916950 | OPTION | 21,300 | $320,000 | thousands by filing date | put |
| SPRINT CORP | 85207U907 | OPTION | 50,500 | $320,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 18,901 | $319,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,107 | $317,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 11,099 | $317,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,503 | $316,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,673 | $316,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,930 | $314,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 12,465 | $314,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T902 | OPTION | 5,273 | $314,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 23,486 | $313,000 | thousands by filing date | |
| HUMANA INC | 444859904 | OPTION | 2,400 | $313,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,210 | $312,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,483 | $310,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,006 | $309,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709959 | OPTION | 4,800 | $309,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 12,873 | $308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,860 | $308,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 7,356 | $308,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 20,456 | $307,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,215 | $306,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,535 | $306,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 26,909 | $306,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,700 | $305,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 14,479 | $305,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550959 | OPTION | 2,400 | $305,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 13,020 | $303,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710904 | OPTION | 28,400 | $303,000 | thousands by filing date | call |
| XENOPORT INC | 98411C951 | OPTION | 56,400 | $303,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 11,492 | $302,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 295,000 | $302,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,974 | $301,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 83,003 | $301,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 17,462 | $300,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 35,000 | $298,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,655 | $297,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902909 | OPTION | 89,900 | $297,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 17,067 | $296,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,422 | $296,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,223 | $295,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,247 | $295,000 | thousands by filing date | |
| KEYCORP | 493267900 | OPTION | 22,100 | $295,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 46,272 | $294,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 19,509 | $294,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 19,693 | $292,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T909 | OPTION | 11,900 | $291,000 | thousands by filing date | call |
| EASTMAN CHEMICAL CO | 277432951 | OPTION | 3,600 | $291,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 19,897 | $288,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 22,770 | $287,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 103,399 | $287,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,021 | $286,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 18,100 | $285,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 50,791 | $285,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J903 | OPTION | 22,300 | $285,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 5,673 | $284,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,607 | $283,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 5,234 | $283,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,370 | $282,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,136 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 23,800 | $281,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y902 | OPTION | 46,900 | $281,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING | 25271C953 | OPTION | 8,200 | $281,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 9,141 | $280,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 15,990 | $280,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 16,925 | $279,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,542 | $279,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 8,856 | $279,000 | thousands by filing date | |
| XEROX CORP | 984121954 | OPTION | 21,100 | $279,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,605 | $278,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,618 | $277,000 | thousands by filing date | |
| VULCAN MATLS CO | 929160901 | OPTION | 4,600 | $277,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,054 | $276,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 26,029 | $276,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,961 | $275,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,298 | $275,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,094 | $273,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,000 | $273,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 15,114 | $272,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 30,400 | $272,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,798 | $271,000 | thousands by filing date | |
| ENCANA CORP | 292505955 | OPTION | 12,800 | $271,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 9,742 | $270,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 82,735 | $268,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,237 | $267,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604907 | OPTION | 10,600 | $267,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,545 | $266,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,700 | $266,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 20,633 | $265,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,170 | $265,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 9,810 | $265,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 20,999 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 10,247 | $259,000 | thousands by filing date | |
| SCHWAB(CHARLES)CP | 808513956 | OPTION | 8,800 | $259,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,791 | $258,000 | thousands by filing date | |
| CREE INC | 225447952 | OPTION | 6,300 | $258,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 95,258 | $254,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q956 | OPTION | 108,500 | $254,000 | thousands by filing date | put |
| CALPINE CORP | 131347957 | OPTION | 11,700 | $254,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 70,175 | $253,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 41,437 | $252,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,549 | $251,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,235 | $251,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431903 | OPTION | 11,300 | $251,000 | thousands by filing date | call |
| COGNIZANT TECH SOLUTIONS-A | 192446953 | OPTION | 5,600 | $251,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,315 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,343 | $249,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 38,885 | $249,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,800 | $249,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774901 | OPTION | 12,600 | $249,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 246,000 | $249,000 | thousands by filing date | principal |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,608 | $247,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 5,003 | $247,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 248,633 | $246,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,000 | $245,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 141,000 | $245,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 36,302 | $244,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,455 | $244,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,410 | $244,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 22,720 | $242,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 249,000 | $240,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179902 | OPTION | 14,500 | $238,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40,393 | $237,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111950 | OPTION | 15,000 | $237,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,306 | $236,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 54,660 | $236,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,262 | $235,000 | thousands by filing date | |
| ALLEGHENY TECHNOLO | 01741R904 | OPTION | 6,300 | $234,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,440 | $233,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,500 | $233,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,285 | $231,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 27,880 | $230,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,198 | $230,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887956 | OPTION | 34,000 | $230,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 24,737 | $229,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 10,100 | $229,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,306 | $228,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 22,000 | $228,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,481 | $226,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 13,889 | $225,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 103,706 | $224,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,982 | $224,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,257 | $224,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 17,339 | $224,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303904 | OPTION | 17,800 | $224,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,100 | $223,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 8,890 | $222,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,345 | $218,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P950 | OPTION | 50,000 | $215,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,316 | $214,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,500 | $214,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,813 | $213,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 26,821 | $213,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 59,588 | $212,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 7,800 | $212,000 | thousands by filing date | |
| POPULAR INC | 733174957 | OPTION | 7,200 | $212,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,566 | $211,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,101 | $210,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 9,000 | $210,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 14,564 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,222 | $209,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 22,316 | $209,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807959 | OPTION | 2,800 | $209,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $208,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,797 | $208,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,560 | $208,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 200,000 | $208,000 | thousands by filing date | principal |
| GAP INC/THE | 364760959 | OPTION | 5,000 | $208,000 | thousands by filing date | put |
| OPOWER INC | 68375Y109 | COM | 10,957 | $207,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 11,963 | $206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000465 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000501 | this filing | 2014-12-08 | acceptance time not in the bulk data set |