13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,179 holding rows worth $420,679,489,000 by the sum of the rows.
- Accession
- 0000019617-14-000465
- Filer
- CIK 19617
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 33,379 entries on the cover page, a total value of $420,335,463,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $420,679,489,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $420,335,463,171,000, about 1,000 times the sum of the rows, $420,679,489,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNTEL INC | 87162H103 | COM | 20,318 | $1,786,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 104,386 | $1,785,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 59,593 | $1,783,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670900 | OPTION | 12,900 | $1,782,000 | thousands by filing date | call |
| DISH NETWORK CORP-A | 25470M950 | OPTION | 27,600 | $1,782,000 | thousands by filing date | put |
| NETAPP INC | 64110D906 | OPTION | 41,400 | $1,779,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 56,350 | $1,776,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 53,413 | $1,775,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,768,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 44,367 | $1,767,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLL | 23130A904 | OPTION | 19,900 | $1,767,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 243,195 | $1,766,000 | thousands by filing date | |
| TEXAS INSTRUMENTS | 882508906 | OPTION | 37,000 | $1,765,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 32,713 | $1,763,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,046,000 | $1,760,000 | thousands by filing date | principal |
| CLIFFS NAT RES INC | 18683K903 | OPTION | 169,500 | $1,759,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 84,016 | $1,752,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 111,296 | $1,746,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 28,430 | $1,745,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 120,500 | $1,744,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 161,632 | $1,743,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 57,393 | $1,738,000 | thousands by filing date | |
| SYMANTEC CORP | 871503959 | OPTION | 73,500 | $1,728,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 72,707 | $1,727,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 121,344 | $1,724,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 137,716 | $1,717,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 44,552 | $1,714,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,579,000 | $1,712,000 | thousands by filing date | principal |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 537,992 | $1,711,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 258,375 | $1,710,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361900 | OPTION | 47,300 | $1,710,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 227,630 | $1,698,000 | thousands by filing date | |
| STARBUCKS CORP | 855244901 | OPTION | 22,500 | $1,698,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 22,665 | $1,694,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 286,630 | $1,691,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 88,706 | $1,690,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 9,693 | $1,684,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 194,497 | $1,683,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 60,329 | $1,680,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 66,850 | $1,676,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 49,014 | $1,675,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 134,898 | $1,672,000 | thousands by filing date | |
| LORILLARD INC | 544147952 | OPTION | 27,900 | $1,671,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 107,849 | $1,666,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 32,427 | $1,658,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 195,423 | $1,658,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 695,000 | $1,657,000 | thousands by filing date | principal |
| KIMBERLY CLARK CORP | 494368954 | OPTION | 15,400 | $1,657,000 | thousands by filing date | put |
| DOLLAR GENERAL CORP | 256677956 | OPTION | 27,100 | $1,656,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 39,496 | $1,650,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 118,900 | $1,646,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 84,098 | $1,644,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 62,767 | $1,644,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464902 | OPTION | 36,200 | $1,642,000 | thousands by filing date | call |
| ROUSE PPTYS INC | 779287101 | COM | 101,419 | $1,640,000 | thousands by filing date | |
| BAIDU INC | 056752900 | OPTION | 7,500 | $1,637,000 | thousands by filing date | call |
| STAPLES INC | 855030904 | OPTION | 135,200 | $1,636,000 | thousands by filing date | call |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 217,825 | $1,634,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 124,022 | $1,632,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 93,125 | $1,631,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 81,525 | $1,630,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 29,041 | $1,625,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 90,627 | $1,622,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 18,362 | $1,616,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 319,806 | $1,612,000 | thousands by filing date | |
| CUMMINS INC | 231021957 | OPTION | 12,200 | $1,610,000 | thousands by filing date | put |
| YUM BRANDS INC | 988498903 | OPTION | 22,300 | $1,605,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 140,817 | $1,603,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 536,066 | $1,603,000 | thousands by filing date | |
| LOWE'S COS INC | 548661958 | OPTION | 30,300 | $1,603,000 | thousands by filing date | put |
| VERSO PAPER CORP | 92531L959 | OPTION | 500,000 | $1,600,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 12,810 | $1,594,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 43,785 | $1,592,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 123,787 | $1,591,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 170,650 | $1,589,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 61,650 | $1,587,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 42,951 | $1,584,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 91,800 | $1,569,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 158,841 | $1,565,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 96,467 | $1,564,000 | thousands by filing date | |
| MEDICINES COMPANY | 584688956 | OPTION | 70,000 | $1,562,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 58,370 | $1,559,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 272,925 | $1,556,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 31,412 | $1,551,000 | thousands by filing date | |
| MEDTRONIC INC | 585055957 | OPTION | 25,000 | $1,549,000 | thousands by filing date | put |
| ZEP INC | 98944B108 | COMMON STOCK | 110,194 | $1,545,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 173,414 | $1,545,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 156,516 | $1,544,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441C956 | OPTION | 20,600 | $1,540,000 | thousands by filing date | put |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,535,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 21,084 | $1,533,000 | thousands by filing date | |
| KOHLS CORPORATION | 500255906 | OPTION | 25,100 | $1,532,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 124,883 | $1,531,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 45,179 | $1,531,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 44,645 | $1,528,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 26,143 | $1,527,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816950 | OPTION | 17,400 | $1,523,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 121,122 | $1,518,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 48,900 | $1,517,000 | thousands by filing date | |
| LORILLARD INC | 544147903 | OPTION | 25,300 | $1,516,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 91,499 | $1,515,000 | thousands by filing date | |
| METLIFE INC | 59156R959 | OPTION | 28,100 | $1,510,000 | thousands by filing date | put |
| KEURIG GREEN MOUNTAIN INC | 49271M951 | OPTION | 11,600 | $1,510,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 61,109 | $1,504,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 63,368 | $1,502,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 44,419 | $1,498,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 34,770 | $1,490,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 96,172 | $1,490,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 87,285 | $1,489,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 178,342 | $1,486,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,523,000 | $1,485,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 60,016 | $1,484,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 61,673 | $1,483,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 81,868 | $1,481,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 60,225 | $1,481,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 98,326 | $1,478,000 | thousands by filing date | |
| LENNAR CORP - B SHS | 526057906 | OPTION | 38,000 | $1,476,000 | thousands by filing date | call |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 81,292 | $1,475,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,819 | $1,473,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,550 | $1,473,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467901 | OPTION | 42,100 | $1,471,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC | 00846U903 | OPTION | 25,800 | $1,470,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,400,000 | $1,469,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 77,380 | $1,468,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 262,340 | $1,461,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 121,281 | $1,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 35,398 | $1,456,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 28,457 | $1,456,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 66,218 | $1,454,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 367,088 | $1,453,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 76,074 | $1,450,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,000,000 | $1,448,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 34,992 | $1,446,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 53,125 | $1,443,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 35,985 | $1,441,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 43,569 | $1,439,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 58,750 | $1,438,000 | thousands by filing date | |
| EXELON CORP | 30161N903 | OPTION | 42,100 | $1,435,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 121,200 | $1,433,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,580 | $1,428,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 16,067 | $1,427,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 52,753 | $1,416,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 37,287 | $1,412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 23,782 | $1,410,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,064,000 | $1,410,000 | thousands by filing date | principal |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 26,375 | $1,406,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376951 | OPTION | 19,700 | $1,405,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 396,622 | $1,404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 37,941 | $1,403,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 44,122 | $1,397,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 291,102 | $1,394,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,281,000 | $1,391,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75,247 | $1,384,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 12,000 | $1,384,000 | thousands by filing date | |
| GROUPON INC | 399473958 | OPTION | 205,500 | $1,373,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 56,991 | $1,372,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 064058951 | OPTION | 35,400 | $1,371,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 137,214 | $1,368,000 | thousands by filing date | |
| SPANSION INC-CLASS A | 84649R903 | OPTION | 60,000 | $1,367,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 164,675 | $1,356,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 88,724 | $1,353,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 17,438 | $1,352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 27,012 | $1,350,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 343,737 | $1,340,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 220,351 | $1,337,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,397,000 | $1,337,000 | thousands by filing date | principal |
| SEARS HLDGS CORP | 812350957 | OPTION | 52,900 | $1,335,000 | thousands by filing date | put |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,395,000 | $1,332,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 60,911 | $1,331,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,710 | $1,329,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS LTD | 795435908 | OPTION | 8,500 | $1,328,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287900 | OPTION | 20,400 | $1,325,000 | thousands by filing date | call |
| LILLY(ELI)& CO | 532457959 | OPTION | 20,400 | $1,323,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 43,886 | $1,321,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 75,975 | $1,318,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 59,126 | $1,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 44,477 | $1,306,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086902 | OPTION | 40,000 | $1,302,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 33,606 | $1,296,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 53,250 | $1,291,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 14,791 | $1,285,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 28,182 | $1,282,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 12,794 | $1,280,000 | thousands by filing date | |
| TARGA RES CORP | 87612G903 | OPTION | 9,400 | $1,280,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 39,780 | $1,278,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 22,555 | $1,278,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 31,460 | $1,276,000 | thousands by filing date | |
| LIBERTY GLOBAL INC-SERIES C | G5480U906 | OPTION | 30,000 | $1,276,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 67,924 | $1,275,000 | thousands by filing date | |
| CME GROUP INC | 12572Q907 | OPTION | 15,900 | $1,271,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 146,200 | $1,264,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 69,500 | $1,262,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 170,222 | $1,258,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 1,264,000 | $1,256,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 112,700 | $1,256,000 | thousands by filing date | |
| PIMCO INCOME OPPORTUNITY FUN | 723456901 | OPTION | 50,000 | $1,255,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 130,471 | $1,249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21,753 | $1,249,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 100,847 | $1,245,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 50,270 | $1,243,000 | thousands by filing date | |
| SINA CORP | G81477906 | OPTION | 30,104 | $1,239,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 14,442 | $1,237,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 94,300 | $1,237,000 | thousands by filing date | |
| C.H. ROBINSON WORLDWIDE INC | 12541W902 | OPTION | 18,600 | $1,234,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 38,838 | $1,233,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,231,000 | $1,231,000 | thousands by filing date | principal |
| GROUPON INC | 399473909 | OPTION | 184,100 | $1,230,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 45,500 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 17,500 | $1,226,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 76,031 | $1,226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 26,954 | $1,226,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 41,590 | $1,224,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 41,573 | $1,223,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 33,725 | $1,223,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 62,209 | $1,206,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 69,821 | $1,204,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 3,000,000 | $1,204,000 | thousands by filing date | principal |
| 3M COMPANY | 88579Y903 | OPTION | 8,500 | $1,204,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 90,576 | $1,203,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K956 | OPTION | 9,600 | $1,203,000 | thousands by filing date | put |
| TIME WARNER INC | 887317907 | OPTION | 16,000 | $1,203,000 | thousands by filing date | call |
| YY INC | G9887YAA5 | BOND | 1,250,000 | $1,202,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 77,624 | $1,199,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 104,256 | $1,198,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,032,223 | $1,197,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 35,172 | $1,192,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,269,000 | $1,187,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 150,387 | $1,184,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P954 | OPTION | 45,400 | $1,180,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 53,641 | $1,179,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 73,624 | $1,179,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 114,027 | $1,176,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 31,838 | $1,175,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 42,668 | $1,175,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P950 | OPTION | 31,000 | $1,174,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 19,866 | $1,171,000 | thousands by filing date | |
| BOSTON SCIENTIFIC | 101137909 | OPTION | 99,100 | $1,170,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 102,726 | $1,169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 101,754 | $1,168,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932909 | OPTION | 34,800 | $1,168,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,962 | $1,167,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 53,155 | $1,167,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 17,384 | $1,166,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 41,500 | $1,166,000 | thousands by filing date | |
| KENNEDY-WILSON HLDGS INC | 489398909 | OPTION | 48,600 | $1,164,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,845 | $1,163,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 44,329 | $1,163,000 | thousands by filing date | |
| ULTRA CLEAN HOLDINGS INC | 903914901 | OPTION | 50,000 | $1,163,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,160,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896900 | OPTION | 31,900 | $1,159,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 10,999 | $1,158,000 | thousands by filing date | |
| AETNA INC | 00817Y959 | OPTION | 14,300 | $1,158,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,979 | $1,154,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 20,986 | $1,148,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 109,700 | $1,147,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 35,976 | $1,144,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 15,350 | $1,144,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 25,541 | $1,143,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 42,028 | $1,143,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 97,938 | $1,142,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 99,200 | $1,141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 19,260 | $1,140,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 44,731 | $1,139,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 173,749 | $1,136,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 25,870 | $1,135,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 116,748 | $1,131,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,080 | $1,131,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 44,233 | $1,130,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550952 | OPTION | 50,000 | $1,129,000 | thousands by filing date | put |
| STANDARD PACIFIC CORP | 85375C952 | OPTION | 150,000 | $1,124,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 37,195 | $1,120,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,000,000 | $1,119,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING | 48562P905 | OPTION | 40,000 | $1,119,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 20,879 | $1,116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 34,894 | $1,114,000 | thousands by filing date | |
| BAXTER INTL INC | 071813901 | OPTION | 15,500 | $1,112,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 49,755 | $1,110,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549955 | OPTION | 89,700 | $1,110,000 | thousands by filing date | put |
| COLGATE-PALMOLIVE CO | 194162905 | OPTION | 17,000 | $1,109,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 61,531 | $1,105,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 35,439 | $1,105,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 35,239 | $1,104,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 94,075 | $1,104,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 75,000 | $1,099,000 | thousands by filing date | |
| GOGO INC | 38046C950 | OPTION | 65,200 | $1,099,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 43,188 | $1,096,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 134,940 | $1,090,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 37,575 | $1,088,000 | thousands by filing date | |
| CANADIAN NATURAL RESOURCES | 136385903 | OPTION | 28,000 | $1,088,000 | thousands by filing date | call |
| AMERICAN ELECTRIC POWER | 025537952 | OPTION | 20,800 | $1,086,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 103,307 | $1,085,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 24,070 | $1,080,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F903 | OPTION | 11,500 | $1,080,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 73,052 | $1,079,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 121,400 | $1,077,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 184,327 | $1,075,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S954 | OPTION | 23,400 | $1,075,000 | thousands by filing date | put |
| ACADIA REALTY TRUST | 00430H953 | OPTION | 50,000 | $1,074,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 80,076 | $1,073,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 72,755 | $1,072,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 25,107 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 16,108 | $1,069,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 74,369 | $1,068,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 34,508 | $1,067,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,000 | $1,067,000 | thousands by filing date | |
| ELECTRONIC ARTS | 285512901 | OPTION | 29,900 | $1,065,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,407 | $1,064,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q905 | OPTION | 45,000 | $1,063,000 | thousands by filing date | call |
| EXELON CORP | 30161N952 | OPTION | 31,100 | $1,060,000 | thousands by filing date | put |
| ADVANCED MICRO DEV | 007903909 | OPTION | 310,700 | $1,059,000 | thousands by filing date | call |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 100,876 | $1,057,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 36,290 | $1,052,000 | thousands by filing date | |
| BELMOND LTD-CLASS A | G1154H958 | OPTION | 90,000 | $1,049,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 24,670 | $1,048,000 | thousands by filing date | |
| AGNICO EAGLE MINES | 008474900 | OPTION | 36,100 | $1,048,000 | thousands by filing date | call |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 37,733 | $1,044,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 15,246 | $1,041,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 315,812 | $1,039,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 57,944 | $1,037,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 18,427 | $1,035,000 | thousands by filing date | |
| SCHWAB (CHARLES) CORP | 808513907 | OPTION | 35,200 | $1,035,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP | 494368905 | OPTION | 9,600 | $1,033,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 104,112 | $1,031,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 13,592 | $1,030,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 114,700 | $1,028,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 15,248 | $1,026,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $1,025,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 54,295 | $1,022,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 46,932 | $1,017,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 21,860 | $1,012,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 34,481 | $1,011,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 40,743 | $1,011,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 19,628 | $1,008,000 | thousands by filing date | |
| TARGA RES CORP | 87612G952 | OPTION | 7,400 | $1,008,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 28,187 | $1,007,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 51,462 | $1,005,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J952 | OPTION | 78,200 | $1,001,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 64,788 | $997,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 47,675 | $997,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 749,000 | $995,000 | thousands by filing date | principal |
| PRUDENTIAL FINANCIAL INC | 744320904 | OPTION | 11,300 | $994,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 55,752 | $993,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 13,440 | $993,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 29,065 | $990,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 108,257 | $986,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 169,013 | $985,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250950 | OPTION | 17,000 | $983,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 135,704 | $981,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710953 | OPTION | 91,900 | $981,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 89,190 | $979,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 13,779 | $977,000 | thousands by filing date | |
| ALTERA CORP | 021441951 | OPTION | 27,300 | $977,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 130,120 | $976,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 19,629 | $975,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 38,397 | $975,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 34,300 | $974,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 97,643 | $973,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 33,755 | $972,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F905 | OPTION | 42,700 | $972,000 | thousands by filing date | call |
| FAIRCHILD SEMICON INTL | 303726954 | OPTION | 62,500 | $971,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P959 | OPTION | 4,100 | $970,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 47,466 | $965,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 11,154 | $964,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 25,911 | $963,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,350 | $962,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 29,295 | $962,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 22,518 | $959,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 514,741 | $957,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 39,873 | $955,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 23,034 | $955,000 | thousands by filing date | |
| NETAPP INC | 64110D955 | OPTION | 22,200 | $954,000 | thousands by filing date | put |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 125,000 | $953,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26,497 | $951,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,878 | $947,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 36,700 | $947,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 24,424 | $946,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 61,436 | $946,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 38,830 | $946,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X954 | PUT | 23,827 | $946,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 96,453 | $942,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 264,000 | $941,000 | thousands by filing date | principal |
| PRUDENTIAL FINANCIAL INC | 744320953 | OPTION | 10,700 | $941,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 62,271 | $940,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 38,105 | $940,000 | thousands by filing date | |
| DOMINION RESOURCES INC | 25746U901 | OPTION | 13,600 | $940,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 35,299 | $938,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 34,274 | $927,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 46,759 | $926,000 | thousands by filing date | |
| MACY'S INC | 55616P906 | OPTION | 15,900 | $925,000 | thousands by filing date | call |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 71,200 | $923,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 456,000 | $920,000 | thousands by filing date | principal |
| IROBOT CORP | 462726100 | COM | 30,156 | $919,000 | thousands by filing date | |
| CME GROUP INC-W/D | 12572Q956 | OPTION | 11,500 | $919,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 262,000 | $918,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 91,838 | $916,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 9,772 | $914,000 | thousands by filing date | |
| CLOROX CO DEL | 189054901 | OPTION | 9,500 | $912,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 21,196 | $907,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246906 | OPTION | 40,100 | $906,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 40,692 | $905,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y954 | OPTION | 63,900 | $905,000 | thousands by filing date | put |
| EMERSON ELECTRIC CO | 291011955 | OPTION | 14,400 | $901,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $895,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 19,500 | $895,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 43,666 | $895,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635901 | OPTION | 25,000 | $894,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 25,204 | $892,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 66,000 | $891,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 41,300 | $888,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 40,151 | $887,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 23,291 | $885,000 | thousands by filing date | |
| REGIONS FINL CORP NEW | 7591EP951 | OPTION | 88,000 | $884,000 | thousands by filing date | put |
| ALLSTATE CORP | 020002952 | OPTION | 14,400 | $884,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 60,760 | $882,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 39,198 | $879,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M9068E907 | OPTION | 29,700 | $876,000 | thousands by filing date | call |
| HARTFORD FINL SERV | 416515906 | OPTION | 23,400 | $872,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 12,119 | $869,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 30,055 | $863,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 31,438 | $861,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 025537903 | OPTION | 16,500 | $861,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134909 | OPTION | 4,600 | $861,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,821 | $860,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956953 | OPTION | 37,300 | $859,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 118,625 | $856,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 41,600 | $854,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 94,911 | $853,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 54,400 | $852,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550900 | OPTION | 6,700 | $852,000 | thousands by filing date | call |
| GENWORTH FINANCIAL INC-CL A | 37247D908 | OPTION | 64,500 | $845,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 35,927 | $844,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 131,300 | $842,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 42,308 | $840,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,464 | $839,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D957 | OPTION | 63,900 | $837,000 | thousands by filing date | put |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 31,960 | $836,000 | thousands by filing date | |
| GAP INC/THE | 364760900 | OPTION | 20,000 | $834,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 68,849 | $831,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $830,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 44,789 | $829,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 29,815 | $829,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516957 | OPTION | 8,900 | $829,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 43,785 | $829,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 56,700 | $828,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 66,916 | $828,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 17,916 | $826,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 19,854 | $825,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 81,132 | $824,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 23,937 | $824,000 | thousands by filing date | |
| EXPEDIA INC DEL | 30212P956 | OPTION | 9,400 | $824,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 35,041 | $820,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 68,945 | $819,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 98,719 | $815,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 34,784 | $815,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 32,250 | $814,000 | thousands by filing date | |
| JOHNSON CONTROLS, INC. | 478366958 | OPTION | 18,500 | $814,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 43,077 | $812,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 16,143 | $810,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 10,443 | $810,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 782,000 | $810,000 | thousands by filing date | principal |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 36,881 | $808,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $805,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 149,923 | $805,000 | thousands by filing date | |
| CREE INC | 225447903 | OPTION | 19,600 | $803,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 72,609 | $802,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 87,047 | $801,000 | thousands by filing date | |
| ALTERA CORP | 021441902 | OPTION | 22,400 | $801,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 59,498 | $793,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,236 | $790,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 15,964 | $789,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 14,373 | $787,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 35,400 | $787,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | G8273WAA3 | DEBT 2.000%12/1 | 850,000 | $787,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 17,705 | $786,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 6,000 | $786,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 60,545 | $786,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 13,225 | $784,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 79,432 | $783,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 784,000 | $782,000 | thousands by filing date | principal |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 31,993 | $781,000 | thousands by filing date | |
| JUNIPER NETWORKS | 48203R906 | OPTION | 35,200 | $780,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 20,983 | $779,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,525 | $777,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 29,595 | $777,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 8,975 | $776,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 65,283 | $776,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 59,715 | $774,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805T907 | OPTION | 30,500 | $774,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 74,061 | $768,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 21,579 | $766,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 21,508 | $765,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 12,416 | $764,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 32,688 | $760,000 | thousands by filing date | |
| NUCOR CORP | 670346956 | OPTION | 14,000 | $760,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 42,178 | $759,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200903 | OPTION | 4,000 | $759,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 27,965 | $757,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $757,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 14,544 | $756,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 182,240 | $755,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000465 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000501 | base | 2014-12-08 | acceptance time not in the bulk data set |