13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,179 holding rows worth $420,679,489,000 by the sum of the rows.
- Accession
- 0000019617-14-000465
- Filer
- CIK 19617
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 33,379 entries on the cover page, a total value of $420,335,463,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $420,679,489,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $420,335,463,171,000, about 1,000 times the sum of the rows, $420,679,489,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,126,000 | $4,089,000 | thousands by filing date | principal |
| FMC TECHNOLOGIES INC | 30249U952 | OPTION | 75,000 | $4,073,000 | thousands by filing date | put |
| TEXAS INSTRUMENTS | 882508955 | OPTION | 85,000 | $4,054,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 97,173 | $4,049,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311909 | OPTION | 58,600 | $4,049,000 | thousands by filing date | call |
| EMC CORP(MASSACHUS | 268648953 | OPTION | 138,300 | $4,047,000 | thousands by filing date | put |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 317,763 | $4,029,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 236,839 | $4,025,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 91,296 | $4,024,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 198,740 | $4,016,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 133,882 | $3,996,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 108,238 | $3,990,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 101,480 | $3,989,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 337,300 | $3,986,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 444,484 | $3,973,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 77,009 | $3,969,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 196,592 | $3,965,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 192,041 | $3,965,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L909 | OPTION | 114,500 | $3,957,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 70,751 | $3,947,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 30,074 | $3,939,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106959 | OPTION | 90,000 | $3,931,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 40,594 | $3,916,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 268,974 | $3,906,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 156,873 | $3,892,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 81,299 | $3,891,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 186,175 | $3,891,000 | thousands by filing date | |
| HOME DEPOT INC | 437076904 | OPTION | 42,302 | $3,880,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 126,107 | $3,879,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J955 | OPTION | 100,000 | $3,857,000 | thousands by filing date | put |
| DUKE ENERGY CORP | 26441C907 | OPTION | 51,500 | $3,851,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 192,019 | $3,833,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 288,085 | $3,831,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 147,394 | $3,830,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 585,429 | $3,829,000 | thousands by filing date | |
| METLIFE INC | 59156R900 | OPTION | 70,900 | $3,809,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 197,094 | $3,794,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933908 | OPTION | 32,300 | $3,793,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 122,000 | $3,792,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 53,521 | $3,786,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 301,800 | $3,766,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 177,720 | $3,765,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 255,835 | $3,752,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 101,643 | $3,740,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 479,048 | $3,740,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 98,646 | $3,739,000 | thousands by filing date | |
| LENNAR CORP | 526057955 | OPTION | 96,200 | $3,736,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 298,702 | $3,734,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 122,160 | $3,721,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 1,084,500 | $3,698,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 89,274 | $3,687,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 57,797 | $3,686,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 49,762 | $3,686,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,572 | $3,685,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q956 | OPTION | 219,300 | $3,680,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES INC | 442487955 | OPTION | 1,000,000 | $3,670,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 132,466 | $3,669,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 93,796 | $3,668,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 157,805 | $3,661,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017950 | OPTION | 34,600 | $3,654,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,202,714 | $3,645,000 | thousands by filing date | |
| NORFOLK STHN CORP | 655844959 | OPTION | 32,600 | $3,638,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 173,140 | $3,637,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 72,290 | $3,636,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 81,169 | $3,631,000 | thousands by filing date | |
| MEDIVATION INC | 58501N903 | OPTION | 36,700 | $3,629,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,428,000 | $3,625,000 | thousands by filing date | principal |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 26,982 | $3,622,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 73,495 | $3,619,000 | thousands by filing date | |
| AMERICAN EALGEL OUTFITTERS | 02553E908 | OPTION | 249,200 | $3,618,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 122,656 | $3,600,000 | thousands by filing date | |
| POTASH CORP SASK | 73755L958 | OPTION | 104,100 | $3,598,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642AN6 | NOTE | 3,402,000 | $3,596,000 | thousands by filing date | principal |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 125,492 | $3,590,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 444,699 | $3,589,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 118,190 | $3,588,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 448,373 | $3,578,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 3,260,000 | $3,578,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 75,687 | $3,573,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 707,124 | $3,570,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,650,000 | $3,568,000 | thousands by filing date | principal |
| ALTRIA GROUP INC | 02209S905 | OPTION | 77,600 | $3,565,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 127,797 | $3,551,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 90,223 | $3,547,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 114,411 | $3,542,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $3,532,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 266,420 | $3,531,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 249,242 | $3,521,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 96,849 | $3,514,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 191,824 | $3,514,000 | thousands by filing date | |
| ENSCO PLC | G3157S957 | OPTION | 85,000 | $3,511,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 352,542 | $3,508,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 353,023 | $3,487,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 34,405 | $3,468,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 82,155 | $3,461,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 250,820 | $3,457,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C954 | OPTION | 77,700 | $3,450,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 185,338 | $3,449,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 39,932 | $3,437,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 33,880 | $3,434,000 | thousands by filing date | |
| STAPLES INC | 855030953 | OPTION | 283,600 | $3,432,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 632,320 | $3,420,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 38,653 | $3,415,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 91,450 | $3,407,000 | thousands by filing date | |
| COSTCO WHOLESALE | 22160K907 | OPTION | 27,100 | $3,396,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 360,997 | $3,394,000 | thousands by filing date | |
| LINKEDIN CORP - A | 53578A900 | OPTION | 16,306 | $3,388,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,331,483 | $3,382,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 183,800 | $3,374,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 33,317 | $3,369,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 210,819 | $3,365,000 | thousands by filing date | |
| AMER EXPRESS CO | 025816901 | OPTION | 38,400 | $3,362,000 | thousands by filing date | call |
| ROCK-TENN CO | 772739900 | OPTION | 70,600 | $3,360,000 | thousands by filing date | call |
| FEDEX CORP | 31428X908 | OPTION | 20,800 | $3,358,000 | thousands by filing date | call |
| HARTFORD FINL SERV | 416515955 | OPTION | 90,100 | $3,356,000 | thousands by filing date | put |
| SUNTRUST BANKS | 867914905 | OPTION | 88,200 | $3,354,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 97,950 | $3,347,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 48,879 | $3,344,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 53,439 | $3,340,000 | thousands by filing date | |
| WILLIAMS-SONOMA INC | 969904903 | OPTION | 50,000 | $3,329,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 80,501 | $3,310,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 181,152 | $3,304,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 166,818 | $3,281,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 91,627 | $3,280,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLL | 23130A953 | OPTION | 36,900 | $3,277,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 600,000 | $3,270,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 336,432 | $3,266,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 196,549 | $3,255,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 98,567 | $3,249,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 201,372 | $3,238,000 | thousands by filing date | |
| 21ST CENTURY FOX WHEN ISSUED | 90130A903 | COM | 94,300 | $3,234,000 | thousands by filing date | call |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 159,522 | $3,216,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,149,751 | $3,208,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 375,207 | $3,204,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 178,412 | $3,180,000 | thousands by filing date | |
| ABBVIE INC | 00287Y950 | OPTION | 55,000 | $3,177,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 71,691 | $3,171,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 131,914 | $3,158,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 50,003 | $3,154,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 533,977 | $3,149,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 62,752 | $3,148,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172950 | OPTION | 37,700 | $3,144,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 143,189 | $3,143,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 57,247 | $3,137,000 | thousands by filing date | |
| LAREDO PETROLEUM INC | 516806908 | OPTION | 140,000 | $3,137,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 78,110 | $3,134,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 218,882 | $3,127,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 122,560 | $3,113,000 | thousands by filing date | |
| INTL PAPER CO | 460146954 | OPTION | 65,100 | $3,108,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 98,009 | $3,105,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 127,864 | $3,088,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 101,640 | $3,083,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 908,070 | $3,070,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 31,361 | $3,069,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 31,512 | $3,065,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 124,777 | $3,064,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 60,613 | $3,060,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 381,400 | $3,059,000 | thousands by filing date | |
| OCCIDENTAL PETRLM | 674599956 | OPTION | 31,800 | $3,058,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 104,892 | $3,046,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND LP | 912318904 | OPTION | 136,700 | $3,022,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 343,880 | $3,019,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $3,016,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H951 | OPTION | 94,300 | $3,015,000 | thousands by filing date | put |
| MACY'S INC | 55616P955 | OPTION | 51,800 | $3,014,000 | thousands by filing date | put |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 198,750 | $3,009,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO. | 002896959 | OPTION | 82,300 | $2,991,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 72,637 | $2,988,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 67,864 | $2,987,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 122,290 | $2,983,000 | thousands by filing date | |
| OCCIDENTAL PETRLM | 674599907 | OPTION | 31,000 | $2,981,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 694,655 | $2,980,000 | thousands by filing date | |
| ISHARES TR | 464288901 | JPMORGAN USD EMG | 30,000 | $2,978,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 41,326 | $2,971,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 353,725 | $2,967,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N959 | OPTION | 86,200 | $2,966,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 3,000,000 | $2,961,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 63,109 | $2,958,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 15,313 | $2,947,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560901 | OPTION | 75,000 | $2,945,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 82,399 | $2,943,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 110,425 | $2,938,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 149,175 | $2,931,000 | thousands by filing date | |
| BEST BUY CO INC | 086516903 | OPTION | 87,200 | $2,929,000 | thousands by filing date | call |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 438,867 | $2,922,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 38,827 | $2,918,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,826,000 | $2,915,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 116,709 | $2,912,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 39,653 | $2,903,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 73,975 | $2,902,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 386,803 | $2,901,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167909 | OPTION | 126,146 | $2,900,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 129,775 | $2,899,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172901 | OPTION | 34,700 | $2,894,000 | thousands by filing date | call |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 55,277 | $2,887,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754903 | OPTION | 40,400 | $2,884,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 99,875 | $2,882,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 32,296 | $2,874,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 43,394 | $2,869,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 44,159 | $2,868,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 353,278 | $2,865,000 | thousands by filing date | |
| BAXTER INTL INC | 071813950 | OPTION | 39,900 | $2,864,000 | thousands by filing date | put |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,306,000 | $2,862,000 | thousands by filing date | principal |
| LILLY(ELI)& CO | 532457900 | OPTION | 44,100 | $2,860,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 198,766 | $2,840,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 114,305 | $2,840,000 | thousands by filing date | |
| CSX CORP | 126408954 | OPTION | 88,500 | $2,838,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC - A | 67018T956 | OPTION | 62,800 | $2,828,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 168,438 | $2,827,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 303,843 | $2,826,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 18,691 | $2,821,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,715,000 | $2,818,000 | thousands by filing date | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 84,435 | $2,811,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 101,198 | $2,808,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 118,600 | $2,804,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 36,330 | $2,795,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 39,316 | $2,787,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 38,774 | $2,780,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 27,897 | $2,769,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376902 | OPTION | 38,800 | $2,768,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 44,981 | $2,767,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 275,200 | $2,766,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 63,015 | $2,753,000 | thousands by filing date | |
| T-MOBILE US INC | 872590955 | OPTION | 95,000 | $2,743,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 32,741 | $2,741,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 214,046 | $2,740,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 834,335 | $2,737,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 369,560 | $2,735,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 24,787 | $2,733,000 | thousands by filing date | |
| AFLAC INC | 001055904 | OPTION | 46,900 | $2,732,000 | thousands by filing date | call |
| MARVELL TECH GROUP | G5876H907 | OPTION | 202,300 | $2,727,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G959 | OPTION | 38,500 | $2,719,000 | thousands by filing date | put |
| LIONS GATE ENTERTAINMENT COR | 536020902 | OPTION | 90,000 | $2,713,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 294,862 | $2,701,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 224,625 | $2,700,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,001,000 | $2,693,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 30,967 | $2,692,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 262,262 | $2,686,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 27,686 | $2,674,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,850,000 | $2,674,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 117,118 | $2,670,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 166,596 | $2,669,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 2,552,000 | $2,665,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 90,700 | $2,662,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q958 | OPTION | 250,000 | $2,660,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B900 | OPTION | 11,000 | $2,654,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 2,515,000 | $2,650,000 | thousands by filing date | principal |
| POLYONE CORP | 73179P106 | COM | 74,204 | $2,640,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 161,669 | $2,639,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 205,800 | $2,634,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 314,655 | $2,631,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 58,807 | $2,619,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 80,772 | $2,618,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 53,612 | $2,617,000 | thousands by filing date | |
| KB HOME | 48666K950 | OPTION | 175,200 | $2,617,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 476,200 | $2,615,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 155,875 | $2,613,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 71,951 | $2,611,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 80,694 | $2,607,000 | thousands by filing date | |
| DIRECTV | 25490A952 | OPTION | 30,100 | $2,604,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 63,581 | $2,583,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 42,333 | $2,582,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 75,239 | $2,577,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U900 | OPTION | 81,700 | $2,572,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 21,867 | $2,568,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 137,337 | $2,564,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 57,463 | $2,561,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 44,865 | $2,554,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 55,435 | $2,553,000 | thousands by filing date | |
| NIKE INC | 654106905 | OPTION | 28,500 | $2,542,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 600,865 | $2,530,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 297,150 | $2,526,000 | thousands by filing date | |
| HONEYWELL INTERNATIONAL INC | 438516908 | OPTION | 27,100 | $2,524,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 2,100,000 | $2,515,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 47,957 | $2,514,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X904 | OPTION | 1,013,200 | $2,513,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 96,742 | $2,509,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 159,435 | $2,506,000 | thousands by filing date | |
| UTD PARCEL SERV | 911312908 | OPTION | 25,500 | $2,506,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 209,008 | $2,502,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 35,675 | $2,500,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 195,348 | $2,496,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,245,458 | $2,491,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165900 | OPTION | 45,600 | $2,487,000 | thousands by filing date | call |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 146,333 | $2,486,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 89,402 | $2,483,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 22,686 | $2,480,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 182,027 | $2,479,000 | thousands by filing date | |
| ARCHER DANIELS MID | 039483904 | OPTION | 48,500 | $2,478,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS LTD | 795435957 | OPTION | 15,800 | $2,469,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 231,261 | $2,456,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC NEW | 440543908 | OPTION | 75,000 | $2,455,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 102,493 | $2,446,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 134,347 | $2,444,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 130,139 | $2,441,000 | thousands by filing date | |
| CENTURYLINK INC | 156700957 | OPTION | 59,700 | $2,441,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 72,409 | $2,436,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 44,662 | $2,436,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 158,053 | $2,434,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 209,031 | $2,428,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 123,275 | $2,422,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 208242909 | OPTION | 80,000 | $2,422,000 | thousands by filing date | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 64,190 | $2,419,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 109,657 | $2,415,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 100,267 | $2,410,000 | thousands by filing date | |
| SEADRILL LTD | G7945E907 | OPTION | 90,000 | $2,408,000 | thousands by filing date | call |
| SEADRILL LTD | G7945E956 | OPTION | 90,000 | $2,408,000 | thousands by filing date | put |
| CALPINE CORP | 131347908 | OPTION | 110,900 | $2,407,000 | thousands by filing date | call |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 31,400 | $2,404,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,276,000 | $2,403,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,672,000 | $2,388,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 66,210 | $2,384,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 77,490 | $2,384,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 78,247 | $2,379,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 344,887 | $2,377,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 261,500 | $2,372,000 | thousands by filing date | |
| SPLUNK INC | 848637906 | OPTION | 42,833 | $2,371,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 71,905 | $2,366,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 152,375 | $2,365,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 50,845 | $2,364,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 119,605 | $2,360,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334906 | OPTION | 46,700 | $2,356,000 | thousands by filing date | call |
| WESTN DIGITAL CORP | 958102956 | OPTION | 24,200 | $2,355,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 92,932 | $2,352,000 | thousands by filing date | |
| CORNING INC | 219350956 | OPTION | 121,500 | $2,350,000 | thousands by filing date | put |
| UTD PARCEL SERV | 911312957 | OPTION | 23,900 | $2,349,000 | thousands by filing date | put |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 39,159 | $2,347,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 206,455 | $2,344,000 | thousands by filing date | |
| HARLEY DAVIDSON | 412822959 | OPTION | 40,200 | $2,340,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 72,465 | $2,335,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 85,038 | $2,335,000 | thousands by filing date | |
| CARMAX INC | 143130904 | OPTION | 50,000 | $2,323,000 | thousands by filing date | call |
| COLGATE-PALMOLIVE CO | 194162954 | OPTION | 35,600 | $2,322,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 82,473 | $2,319,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 123,834 | $2,314,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 248,016 | $2,311,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G900 | OPTION | 32,700 | $2,310,000 | thousands by filing date | call |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 64,264 | $2,302,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 92,163 | $2,294,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 338,020 | $2,281,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 58,426 | $2,280,000 | thousands by filing date | |
| SINA CORP | G81477955 | OPTION | 55,300 | $2,275,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 63,242 | $2,271,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 58,120 | $2,263,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 101,210 | $2,263,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 29,287 | $2,261,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,583,000 | $2,260,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 62,325 | $2,258,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 81,938 | $2,257,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 36,043 | $2,256,000 | thousands by filing date | |
| NETFLIX INC | 64110L957 | OPTION | 5,000 | $2,256,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 102,650 | $2,249,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956904 | OPTION | 97,500 | $2,245,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549906 | OPTION | 180,907 | $2,239,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 6,588 | $2,238,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 92,100 | $2,233,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 85,827 | $2,232,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224958 | OPTION | 34,300 | $2,232,000 | thousands by filing date | put |
| F5 NETWORKS INC | 315616953 | OPTION | 18,800 | $2,232,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 91,188 | $2,226,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,268,000 | $2,224,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 93,316 | $2,221,000 | thousands by filing date | |
| CVS CORP | 126650902 | OPTION | 27,900 | $2,221,000 | thousands by filing date | call |
| SPLUNK INC | 848637955 | OPTION | 40,000 | $2,214,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 88,354 | $2,210,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 127,137 | $2,201,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 141,518 | $2,201,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 653,165 | $2,195,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,670,000 | $2,195,000 | thousands by filing date | principal |
| TRINET GROUP INC COM | 896288107 | Stock | 85,064 | $2,190,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 100,616 | $2,185,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 159,443 | $2,184,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 73,707 | $2,181,000 | thousands by filing date | |
| TAL ED GROUP | G8663PAA6 | DEBT 2.500% 5/1 | 1,500,000 | $2,180,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394103 | COM | 32,409 | $2,179,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 194,444 | $2,174,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 127,750 | $2,171,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 43,623 | $2,169,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 2,451,000 | $2,169,000 | thousands by filing date | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 193,183 | $2,168,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 129,422 | $2,164,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 71,331 | $2,162,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 75,516 | $2,160,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 78,228 | $2,157,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 61,068 | $2,154,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 86,079 | $2,154,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 59,976 | $2,153,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 40,607 | $2,149,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 100,600 | $2,148,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 122,498 | $2,147,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,910,000 | $2,144,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 46,161 | $2,128,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 129,925 | $2,127,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 36,805 | $2,127,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 133,205 | $2,119,000 | thousands by filing date | |
| KKR & CO LP | 48248M904 | OPTION | 95,000 | $2,119,000 | thousands by filing date | put |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 64,482 | $2,112,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 18,048 | $2,110,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 81,094 | $2,107,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 34,828 | $2,103,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 69,677 | $2,100,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 422,573 | $2,097,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 83,692 | $2,097,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 102,919 | $2,095,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 53,220 | $2,089,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 28,008 | $2,083,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 2,000,000 | $2,076,000 | thousands by filing date | principal |
| NUCOR CORP | 670346907 | OPTION | 38,100 | $2,068,000 | thousands by filing date | call |
| SANDISK CORP | 80004C903 | OPTION | 21,100 | $2,067,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 96,538 | $2,066,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 91,471 | $2,057,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 221,800 | $2,052,000 | thousands by filing date | |
| NRG ENERGY INC | 629377904 | OPTION | 67,300 | $2,051,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 100,528 | $2,049,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 105,119 | $2,041,000 | thousands by filing date | |
| LEXMARK INTL INC | 529771958 | OPTION | 47,900 | $2,036,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 85,106 | $2,033,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 43,475 | $2,032,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 33,063 | $2,031,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 40,798 | $2,021,000 | thousands by filing date | |
| DUNKIN' BRANDS GROUP INC | 265504951 | OPTION | 45,000 | $2,017,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 99,452 | $2,014,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 97,770 | $2,011,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 22,467 | $2,007,000 | thousands by filing date | |
| BROADCOM CORP | 111320958 | OPTION | 49,400 | $1,997,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 48,273 | $1,991,000 | thousands by filing date | |
| DEVON ENERGY CORP | 25179M905 | OPTION | 29,200 | $1,991,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 104,575 | $1,987,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 82,822 | $1,980,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 43,315 | $1,971,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 81,047 | $1,970,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 151,256 | $1,965,000 | thousands by filing date | |
| EMERSON ELECTRIC | 291011906 | OPTION | 31,400 | $1,965,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 83,641 | $1,962,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F954 | OPTION | 86,200 | $1,962,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 87,546 | $1,959,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 66,848 | $1,958,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 100,591 | $1,957,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 59,273 | $1,955,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 55,186 | $1,950,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 96,066 | $1,950,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709952 | OPTION | 150,000 | $1,949,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 81,283 | $1,948,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 064058902 | OPTION | 50,300 | $1,948,000 | thousands by filing date | call |
| iShares MBS ETF | 464288588 | SHS | 17,976 | $1,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 43,006 | $1,939,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 30,172 | $1,933,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 160,041 | $1,923,000 | thousands by filing date | |
| ADOBE SYSTEMS INC | 00724F952 | OPTION | 27,800 | $1,923,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 78,385 | $1,920,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 151,157 | $1,918,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668959 | OPTION | 35,000 | $1,918,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 42,161 | $1,917,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 20,085 | $1,914,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 62,767 | $1,914,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 119,804 | $1,911,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 54,550 | $1,906,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 39,010 | $1,900,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 236,809 | $1,897,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 42,426 | $1,896,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 146,427 | $1,893,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,900,000 | $1,886,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793902 | OPTION | 50,000 | $1,884,000 | thousands by filing date | call |
| T ROWE PRICE GROUP INC | 74144T900 | OPTION | 24,000 | $1,882,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,500 | $1,880,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 81,619 | $1,876,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 81,891 | $1,872,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754952 | OPTION | 26,200 | $1,870,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 28,153 | $1,869,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 116,325 | $1,868,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,099 | $1,866,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M958 | OPTION | 32,400 | $1,856,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 186,530 | $1,853,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 58,775 | $1,851,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 332,000 | $1,849,000 | thousands by filing date | principal |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 30,758 | $1,848,000 | thousands by filing date | |
| KELLOGG CO | 487836900 | OPTION | 30,000 | $1,848,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 187,749 | $1,838,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 2,295,000 | $1,836,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y902 | OPTION | 118,983 | $1,834,000 | thousands by filing date | call |
| BB&T CORP | 054937909 | OPTION | 49,300 | $1,834,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 28,875 | $1,831,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 124,966 | $1,828,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 115,905 | $1,826,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 137,498 | $1,825,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 349,595 | $1,818,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 48,383 | $1,814,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 78,900 | $1,814,000 | thousands by filing date | put |
| TRANSOCEAN LTD | H8817H902 | OPTION | 56,600 | $1,810,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 82,353 | $1,807,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 1,306,000 | $1,800,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 16,315 | $1,799,000 | thousands by filing date | |
| CUBESMART | 229663901 | OPTION | 100,000 | $1,798,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 50,204 | $1,796,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 72,775 | $1,793,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 80,391 | $1,793,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 35,641 | $1,790,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 44,641 | $1,788,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 122,021 | $1,788,000 | thousands by filing date | |
| WEATHERFORD INTERNATIONAL PL | G48833951 | OPTION | 85,900 | $1,787,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000465 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000501 | base | 2014-12-08 | acceptance time not in the bulk data set |