13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-09-03, with 3,494 holding rows worth $393,825,608,000 by the sum of the rows.
- Accession
- 0000019617-14-000437
- Filer
- CIK 19617
- Filed
- 2014-09-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 23,773 entries on the cover page, a total value of $393,825,545,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $393,825,608,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $393,825,545,829,000, about 1,000 times the sum of the rows, $393,825,608,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 35,611 | $2,126,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 72,904 | $2,119,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 66,390 | $2,117,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 119,739 | $2,115,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,964,000 | $2,115,000 | thousands by filing date | principal |
| METRO BANCORP INC | 59161R101 | COM | 91,300 | $2,111,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 162,443 | $2,110,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 84,119 | $2,107,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 159,397 | $2,093,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 80,151 | $2,083,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 84,218 | $2,082,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 37,136 | $2,081,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 83,549 | $2,078,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 86,652 | $2,078,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 96,748 | $2,064,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,426,000 | $2,063,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 157,892 | $2,062,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 89,927 | $2,061,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 34,089 | $2,059,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 22,556 | $2,058,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,501,000 | $2,058,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 109,587 | $2,056,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 85,378 | $2,054,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 59,192 | $2,053,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 150,068 | $2,034,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 53,705 | $2,033,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 33,551 | $2,032,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 58,792 | $2,032,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 62,390 | $2,026,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 35,097 | $2,023,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 52,076 | $2,011,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 117,457 | $2,009,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 152,785 | $2,005,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 31,949 | $1,993,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,979,000 | $1,988,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,437 | $1,987,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 45,875 | $1,984,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 36,038 | $1,972,000 | thousands by filing date | |
| KELLOGG CO | 487836959 | OPTION | 30,000 | $1,971,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 148,024 | $1,966,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 31,422 | $1,961,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 67,485 | $1,960,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 5,814,675 | $1,954,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 76,004 | $1,951,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 73,707 | $1,949,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 1,664,000 | $1,944,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 109,118 | $1,939,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 51,032 | $1,937,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 51,398 | $1,936,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 393,206 | $1,935,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 1,708,000 | $1,935,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 74,689 | $1,933,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 28,264 | $1,928,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 120,312 | $1,919,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 102,975 | $1,915,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 62,920 | $1,915,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,900,000 | $1,913,000 | thousands by filing date | principal |
| HARTE-HANKS INC | 416196103 | COM | 265,434 | $1,909,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 53,417 | $1,909,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 72,775 | $1,906,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 42,924 | $1,905,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 51,304 | $1,902,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 82,848 | $1,901,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 349,275 | $1,893,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,906,000 | $1,890,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 36,686 | $1,882,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,480 | $1,881,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 17,358 | $1,878,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 74,699 | $1,878,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 233,534 | $1,864,000 | thousands by filing date | |
| TAL ED GROUP | G8663PAA6 | DEBT 2.500% 5/1 | 1,500,000 | $1,855,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 47,063 | $1,853,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 11,152 | $1,848,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 69,467 | $1,847,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 21,593 | $1,842,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 40,162 | $1,842,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 38,213 | $1,842,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 40,027 | $1,841,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 50,512 | $1,836,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 1,500,000 | $1,834,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 42,465 | $1,826,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,750,000 | $1,819,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 49,679 | $1,818,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 113,197 | $1,814,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 61,235 | $1,809,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 78,458 | $1,809,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,500 | $1,807,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 23,038 | $1,802,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 43,079 | $1,801,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 33,315 | $1,800,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 28,880 | $1,797,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 269,764 | $1,794,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,699,000 | $1,792,000 | thousands by filing date | principal |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 30,848 | $1,791,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 65,000 | $1,791,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 13,913 | $1,784,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 82,753 | $1,784,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30,442 | $1,783,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 94,441 | $1,782,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 147,425 | $1,780,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 46,436 | $1,772,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 41,950 | $1,771,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 34,998 | $1,762,000 | thousands by filing date | |
| TESORO CORP | 881609952 | OPTION | 30,000 | $1,760,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 10,972 | $1,757,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 21,332 | $1,751,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 43,247 | $1,750,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 52,270 | $1,749,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 96,018 | $1,748,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 62,571 | $1,746,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 85,755 | $1,746,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 158,020 | $1,745,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 113,622 | $1,744,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 183,075 | $1,743,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 228,419 | $1,739,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 40,730 | $1,732,000 | thousands by filing date | |
| CSX CORP | 126408954 | OPTION | 56,200 | $1,732,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 62,278 | $1,731,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 20,660 | $1,731,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,830 | $1,723,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 146,157 | $1,722,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 35,656 | $1,718,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 18,073 | $1,717,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 291,330 | $1,716,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 46,507 | $1,714,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 35,472 | $1,709,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 122,022 | $1,695,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 46,874 | $1,691,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 55,697 | $1,690,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 22,444 | $1,688,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 122,687 | $1,684,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 38,845 | $1,678,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 232,861 | $1,677,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 138,061 | $1,674,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 43,152 | $1,672,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 152,981 | $1,666,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 54,749 | $1,659,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 328,806 | $1,658,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 146,800 | $1,653,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 44,819 | $1,652,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,918,000 | $1,650,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 70,931 | $1,646,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 148,808 | $1,644,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 54,849 | $1,631,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 81,980 | $1,626,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 48,900 | $1,613,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 88,285 | $1,612,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 32,620 | $1,611,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 37,943 | $1,606,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 31,748 | $1,603,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 27,037 | $1,601,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 61,173 | $1,595,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,204 | $1,594,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 101,557 | $1,584,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,500,000 | $1,583,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 59,074 | $1,581,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,555,000 | $1,581,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,550 | $1,578,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 36,860 | $1,577,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 111,088 | $1,574,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 59,830 | $1,572,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 12,695 | $1,567,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75,247 | $1,564,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 141,908 | $1,563,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 45,840 | $1,562,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 315,721 | $1,560,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 160,472 | $1,557,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 189,080 | $1,554,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 196,935 | $1,553,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 59,098 | $1,552,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 37,264 | $1,549,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 103,004 | $1,546,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 59,402 | $1,545,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 1,352,000 | $1,540,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 88,263 | $1,539,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 59,450 | $1,533,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 186,224 | $1,531,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 65,707 | $1,529,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,523,000 | $1,525,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 325,602 | $1,524,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 63,968 | $1,518,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 135,761 | $1,512,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 186,759 | $1,511,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 16,832 | $1,511,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 55,787 | $1,509,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 45,892 | $1,507,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 26,164 | $1,504,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,400,000 | $1,502,000 | thousands by filing date | principal |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 1,238,273 | $1,498,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 29,652 | $1,495,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 216,535 | $1,485,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC | 00846U952 | OPTION | 25,800 | $1,482,000 | thousands by filing date | put |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,088 | $1,476,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 30,651 | $1,474,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 254,057 | $1,474,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 140,100 | $1,471,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 61,246 | $1,471,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 74,275 | $1,471,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 233,630 | $1,467,000 | thousands by filing date | |
| FREEPORT-MCMORAN COPPER & GOLD | 35671D956 | OPTION | 40,000 | $1,460,000 | thousands by filing date | put |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 80,592 | $1,455,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 131,617 | $1,452,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 57,170 | $1,452,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 43,193 | $1,445,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 114,300 | $1,445,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,580 | $1,435,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 35,530 | $1,434,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 200,230 | $1,431,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 23,399 | $1,423,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 65,887 | $1,421,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 14,287 | $1,419,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 48,974 | $1,418,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 22,702 | $1,418,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 59,025 | $1,417,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 423,278 | $1,414,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 48,686 | $1,413,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 33,886 | $1,412,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 212,806 | $1,409,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 154,323 | $1,404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 26,245 | $1,403,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 23,490 | $1,401,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 30,380 | $1,401,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 15,621 | $1,401,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 28,485 | $1,399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 23,477 | $1,395,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 24,090 | $1,390,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,382 | $1,383,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 119,827 | $1,383,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 54,550 | $1,383,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 18,589 | $1,382,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 52,435 | $1,369,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27,653 | $1,362,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 150,387 | $1,358,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40,936 | $1,356,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 167,479 | $1,355,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 106,356 | $1,354,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 73,424 | $1,348,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 14,799 | $1,345,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,000,000 | $1,337,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 300,202 | $1,333,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 130,000 | $1,333,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 116,800 | $1,330,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 21,665 | $1,328,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 46,200 | $1,326,000 | thousands by filing date | |
| MARKET VECTORS OIL SERVICE E | 57060U951 | COM | 50,000 | $1,323,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 93,476 | $1,318,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 147,244 | $1,318,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 35,501 | $1,313,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 106,042 | $1,311,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,207,000 | $1,301,000 | thousands by filing date | principal |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 82,455 | $1,285,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 21,426 | $1,264,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 102,407 | $1,262,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 35,470 | $1,262,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 37,517 | $1,261,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 47,291 | $1,256,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,199,000 | $1,253,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 64,824 | $1,248,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 79,395 | $1,248,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 77,325 | $1,248,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 16,256 | $1,241,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 55,443 | $1,239,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 29,787 | $1,235,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 3,000,000 | $1,232,000 | thousands by filing date | principal |
| CAESARSTONE LTD | M20598104 | ORD SHS | 25,086 | $1,231,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 41,156 | $1,230,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 26,453 | $1,228,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 75,000 | $1,226,000 | thousands by filing date | |
| YY INC | G9887YAA5 | BOND | 1,250,000 | $1,226,000 | thousands by filing date | principal |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,552 | $1,223,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,813 | $1,221,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 151,586 | $1,218,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 113,127 | $1,216,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 15,658 | $1,214,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 33,672 | $1,212,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 108,822 | $1,212,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 72,284 | $1,211,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 44,887 | $1,210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 18,647 | $1,208,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 54,993 | $1,206,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 36,708 | $1,205,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 48,419 | $1,203,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 341,638 | $1,193,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 62,900 | $1,192,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19,231 | $1,183,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 21,516 | $1,183,000 | thousands by filing date | |
| PROCTER & GAMBLE | 742718950 | OPTION | 15,000 | $1,179,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 22,725 | $1,167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 33,864 | $1,166,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 93,553 | $1,165,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 19,909 | $1,164,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 117,453 | $1,164,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,228,000 | $1,164,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 41,207 | $1,163,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 30,384 | $1,161,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 114,662 | $1,160,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 42,144 | $1,158,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 63,271 | $1,155,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 183,227 | $1,154,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26,597 | $1,148,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 29,892 | $1,144,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 33,416 | $1,144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 19,660 | $1,139,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 41,732 | $1,131,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 104,233 | $1,129,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 66,773 | $1,127,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 1,110,000 | $1,122,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 44,205 | $1,113,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 82,025 | $1,110,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 134,320 | $1,108,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 21,524 | $1,107,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,348 | $1,107,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 16,663 | $1,105,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,726 | $1,103,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 50,000 | $1,095,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 661,000 | $1,094,000 | thousands by filing date | principal |
| FRONTLINE LTD | G3682E127 | COM | 374,583 | $1,094,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,880 | $1,090,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 98,918 | $1,089,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 53,191 | $1,087,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 24,210 | $1,081,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 150,338 | $1,079,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 290,633 | $1,079,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 74,852 | $1,079,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 14,769 | $1,076,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 30,401 | $1,072,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 420,000 | $1,071,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 104,448 | $1,070,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,000 | $1,068,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,717 | $1,065,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,437 | $1,063,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 128,973 | $1,054,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 80,793 | $1,048,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,000,000 | $1,048,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,076 | $1,045,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 120,925 | $1,041,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 39,827 | $1,041,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 51,995 | $1,041,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 31,746 | $1,037,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 95,753 | $1,034,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 206,801 | $1,032,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,331 | $1,031,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 73,305 | $1,023,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16,482 | $1,022,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 185,009 | $1,019,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 19,628 | $1,018,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 46,909 | $1,017,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 38,582 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 20,745 | $1,008,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 59,941 | $1,008,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,132 | $1,003,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 26,182 | $1,002,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 22,996 | $1,000,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 41,761 | $1,000,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 51,706 | $995,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 14,612 | $991,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 57,317 | $986,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,501 | $981,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 61,683 | $979,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 44,522 | $979,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 15,640 | $974,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 37,298 | $971,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 114,700 | $967,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 77,800 | $965,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 145,144 | $962,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 145,866 | $962,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 37,654 | $960,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 18,109 | $959,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 32,100 | $958,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 84,732 | $956,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 50,287 | $956,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 55,800 | $953,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 884,000 | $949,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 40,500 | $948,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,705 | $946,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 60,800 | $941,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,670 | $934,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 18,983 | $931,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 66,796 | $928,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 36,079 | $927,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 22,569 | $923,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,618 | $917,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,504 | $913,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 48,601 | $909,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 43,330 | $909,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 156,485 | $908,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13,673 | $907,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 53,343 | $906,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 23,180 | $904,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 81,734 | $904,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 15,930 | $903,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 19,800 | $903,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 18,670 | $901,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 45,617 | $901,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 29,048 | $900,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 22,199 | $890,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 17,792 | $890,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 30,044 | $886,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 33,455 | $885,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 58,000 | $880,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 48,665 | $878,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 101,095 | $875,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 58,532 | $867,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 348,000 | $865,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,000 | $864,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 17,141 | $860,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 31,960 | $860,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 16,222 | $857,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,136 | $857,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 128,238 | $856,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 571,000 | $856,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 28,956 | $855,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 36,821 | $855,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 29,929 | $855,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,661 | $854,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 12,900 | $851,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 46,560 | $851,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40,800 | $849,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 34,555 | $846,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,000,000 | $845,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 24,349 | $841,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,274 | $840,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,452 | $838,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 41,536 | $837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 43,288 | $837,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 74,991 | $836,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 30,550 | $834,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 242,000 | $833,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 31,974 | $832,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 33,007 | $830,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 28,088 | $826,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 38,255 | $826,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 22,056 | $822,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 236,000 | $822,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 25,078 | $821,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 31,930 | $820,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 12,243 | $818,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 30,695 | $817,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 62,369 | $815,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 10,589 | $813,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42,735 | $809,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 240,000 | $808,000 | thousands by filing date | principal |
| AH BELO CORP | 001282102 | COMMON STOCK | 68,105 | $807,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 32,020 | $806,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 47,090 | $806,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 59,900 | $805,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 37,219 | $805,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 46,038 | $800,000 | thousands by filing date | |
| CHESAPEAKE ENERGY | 165167958 | OPTION | 25,700 | $799,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 33,421 | $795,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 32,687 | $793,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 93,779 | $791,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 31,456 | $789,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $786,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 27,119 | $785,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 19,246 | $785,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 19,759 | $783,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 40,615 | $782,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 6,332 | $780,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 311,698 | $779,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 13,823 | $776,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 137,300 | $776,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | G8273WAA3 | DEBT 2.000%12/1 | 850,000 | $775,000 | thousands by filing date | principal |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,746 | $771,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 15,462 | $769,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 43,330 | $764,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 54,735 | $764,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 53,454 | $763,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 32,273 | $762,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 27,025 | $762,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 7,391 | $760,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 20,401 | $759,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 8,755 | $756,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 56,872 | $751,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 40,354 | $751,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 12,961 | $746,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 81,330 | $743,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 142,154 | $741,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 11,500 | $739,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 14,985 | $735,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 72,516 | $728,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,308 | $727,000 | thousands by filing date | |
| INTL BUSINESS MCHN | 459200952 | OPTION | 4,000 | $725,000 | thousands by filing date | call |
| BRIDGE CAP HLDGS | 108030107 | COM | 29,863 | $724,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 28,400 | $724,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 14,500 | $723,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,650 | $722,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 20,157 | $718,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 22,366 | $718,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 11,357 | $716,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 59,649 | $716,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11,733 | $714,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 130,000 | $710,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 9,178 | $709,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,387 | $708,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 57,634 | $708,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 120,708 | $706,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 37,086 | $705,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 16,858 | $703,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 26,489 | $701,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000425 | superseded | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000437 | this filing | 2014-09-03 | acceptance time not in the bulk data set |