13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-09-03, with 3,494 holding rows worth $393,825,608,000 by the sum of the rows.
- Accession
- 0000019617-14-000437
- Filer
- CIK 19617
- Filed
- 2014-09-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 23,773 entries on the cover page, a total value of $393,825,545,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $393,825,608,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $393,825,545,829,000, about 1,000 times the sum of the rows, $393,825,608,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJPMP CAPITAL CORP.028-11933
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORE LABORATORIES N V | N22717107 | COM | 34,904 | $5,832,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 760,614 | $5,826,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 162,961 | $5,820,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,872 | $5,817,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 172,681 | $5,784,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 682,616 | $5,782,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 465,144 | $5,763,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 461,051 | $5,736,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 69,645 | $5,734,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 53,663 | $5,723,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 52,000 | $5,723,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 120,452 | $5,680,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 86,119 | $5,646,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 130,278 | $5,641,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 145,542 | $5,634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 141,046 | $5,615,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 969,473 | $5,613,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 366,800 | $5,608,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 123,314 | $5,601,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 64,801 | $5,597,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 769,393 | $5,578,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 194,276 | $5,564,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 366,721 | $5,553,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 236,783 | $5,550,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 155,651 | $5,548,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 234,964 | $5,519,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 649,761 | $5,517,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 128,605 | $5,507,000 | thousands by filing date | |
| COCA-COLA CO | 191216951 | OPTION | 130,000 | $5,507,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 645,490 | $5,505,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 230,528 | $5,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 165,029 | $5,487,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 39,846 | $5,473,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 311,113 | $5,457,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 483,637 | $5,430,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 879,405 | $5,401,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 111,418 | $5,388,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 341,015 | $5,360,000 | thousands by filing date | |
| PEPSICO INC | 713448959 | OPTION | 60,000 | $5,360,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 57,826 | $5,349,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 91,919 | $5,342,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 227,829 | $5,336,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 109,809 | $5,329,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 406,085 | $5,323,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,115,320 | $5,320,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 337,742 | $5,296,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207956 | OPTION | 140,100 | $5,269,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,951,000 | $5,261,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 170,423 | $5,238,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 65,138 | $5,235,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 139,351 | $5,213,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 242,501 | $5,184,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 209,683 | $5,183,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 214,907 | $5,163,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 332,978 | $5,148,000 | thousands by filing date | |
| AT&T INC | 00206R953 | OPTION | 145,500 | $5,145,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 268,547 | $5,127,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 120,529 | $5,101,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 735,069 | $5,087,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 261,263 | $5,086,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 155,583 | $5,076,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 72,738 | $5,073,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 246,046 | $5,071,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 187,460 | $5,033,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 212,491 | $5,032,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 160,657 | $5,025,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 242,505 | $5,025,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 129,855 | $5,004,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 130,068 | $4,990,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 64,683 | $4,986,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 159,109 | $4,979,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 80,500 | $4,976,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 124,561 | $4,969,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 240,566 | $4,960,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 146,431 | $4,935,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 257,868 | $4,921,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 160,431 | $4,917,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 108,617 | $4,909,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 108,842 | $4,900,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 72,662 | $4,896,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 242,894 | $4,887,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 107,042 | $4,884,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 95,470 | $4,856,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 126,815 | $4,851,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 51,026 | $4,849,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 545,727 | $4,835,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 78,500 | $4,811,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 199,842 | $4,810,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 93,183 | $4,809,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 189,978 | $4,799,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,496,580 | $4,793,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 170,462 | $4,787,000 | thousands by filing date | |
| APPLE INC | 037833951 | OPTION | 51,500 | $4,786,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 45,509 | $4,778,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,435 | $4,763,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 194,002 | $4,763,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 179,995 | $4,746,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 194,760 | $4,745,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 203,736 | $4,740,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 256,791 | $4,717,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 76,767 | $4,714,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 810,966 | $4,713,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 177,432 | $4,708,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 4,089,000 | $4,681,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 260,549 | $4,673,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,303,000 | $4,663,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 65,250 | $4,655,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 301,800 | $4,645,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 217,289 | $4,643,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 717,379 | $4,642,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 219,288 | $4,636,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487955 | OPTION | 900,000 | $4,635,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 253,842 | $4,617,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 86,511 | $4,598,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,695,000 | $4,588,000 | thousands by filing date | principal |
| CHEGG INC | 163092109 | COM | 647,582 | $4,560,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 125,453 | $4,552,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 4,321,000 | $4,543,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 3,105,000 | $4,518,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 271,472 | $4,511,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 153,148 | $4,489,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 264,647 | $4,472,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 121,882 | $4,446,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 491,847 | $4,446,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 2,678,000 | $4,445,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 84,593 | $4,439,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 413,665 | $4,434,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 425,451 | $4,433,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 122,900 | $4,431,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 176,536 | $4,413,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 53,121 | $4,412,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 300,842 | $4,389,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 3,818,000 | $4,367,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 141,428 | $4,361,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 90,425 | $4,357,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 285,681 | $4,351,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 171,184 | $4,336,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 51,219 | $4,326,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 153,657 | $4,317,000 | thousands by filing date | |
| FORD MOTOR CO | 345370951 | OPTION | 250,000 | $4,310,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 308,145 | $4,305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 52,715 | $4,304,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 75,601 | $4,294,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 207,486 | $4,293,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 727,878 | $4,287,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 201,806 | $4,274,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 133,074 | $4,253,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 207,770 | $4,245,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 117,111 | $4,245,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 103,277 | $4,236,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 240,375 | $4,233,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 104,568 | $4,228,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 167,000 | $4,225,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 3,370,000 | $4,221,000 | thousands by filing date | principal |
| MICROSOFT CORP | 594918955 | OPTION | 100,300 | $4,183,000 | thousands by filing date | put |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 100,000 | $4,180,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,822,000 | $4,176,000 | thousands by filing date | principal |
| DANAHER CORP | 235851953 | OPTION | 52,900 | $4,165,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 266,678 | $4,161,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 331,161 | $4,160,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 116,478 | $4,151,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 100,769 | $4,145,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 56,683 | $4,143,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 274,494 | $4,142,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 81,787 | $4,139,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 662,033 | $4,137,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 133,448 | $4,126,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 620,523 | $4,120,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 121,675 | $4,116,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 267,669 | $4,116,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 66,281 | $4,116,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 93,636 | $4,114,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 326,782 | $4,110,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 156,173 | $4,109,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 262,080 | $4,107,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 165,908 | $4,104,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,500,000 | $4,102,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 6,297,000 | $4,101,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 186,910 | $4,094,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 109,291 | $4,089,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 144,898 | $4,087,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 132,927 | $4,081,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 44,511 | $4,078,000 | thousands by filing date | |
| DEERE & CO | 244199956 | OPTION | 45,000 | $4,075,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 187,450 | $4,073,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 127,319 | $4,073,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 378,086 | $4,072,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 326,475 | $4,071,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 74,640 | $4,027,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 71,261 | $4,021,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 224,000 | $4,016,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 216,580 | $4,006,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 115,708 | $3,998,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 79,283 | $3,990,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,904,000 | $3,955,000 | thousands by filing date | principal |
| POWERSHARES | 73935X286 | COMMON STOCK | 88,068 | $3,949,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,797,000 | $3,941,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 183,433 | $3,939,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 102,805 | $3,937,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 540,794 | $3,910,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 352,000 | $3,908,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 424,594 | $3,898,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,324,706 | $3,881,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 109,640 | $3,877,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 119,364 | $3,872,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,169,426 | $3,847,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 122,546 | $3,846,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 94,529 | $3,834,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,639,915 | $3,825,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 95,579 | $3,815,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 81,473 | $3,811,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 166,202 | $3,801,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 347,730 | $3,794,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 189,130 | $3,793,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 141,453 | $3,785,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 33,952 | $3,765,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 107,696 | $3,765,000 | thousands by filing date | |
| CISCO SYSTEMS | 17275R953 | OPTION | 151,400 | $3,763,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 130,484 | $3,762,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 48,701 | $3,762,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 110,427 | $3,745,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 71,455 | $3,737,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 97,307 | $3,736,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 431,255 | $3,717,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 90,140 | $3,715,000 | thousands by filing date | |
| CF INDS HLDGS INC | 125269951 | OPTION | 15,400 | $3,704,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,000,000 | $3,703,000 | thousands by filing date | principal |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 125,561 | $3,697,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 72,500 | $3,695,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 99,086 | $3,690,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 150,750 | $3,675,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 644,826 | $3,669,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 129,397 | $3,666,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 271,676 | $3,662,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 255,778 | $3,661,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 92,549 | $3,657,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 160,035 | $3,655,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,947,000 | $3,651,000 | thousands by filing date | principal |
| Check Point Software Technologies Ltd | 162825103 | COM | 260,707 | $3,648,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 1,519,000 | $3,639,000 | thousands by filing date | principal |
| PAREXEL INTL CORP | 699462107 | COM | 68,720 | $3,631,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 54,061 | $3,625,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 57,972 | $3,606,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 98,002 | $3,597,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 646,015 | $3,586,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 5,224,000 | $3,578,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 54,449 | $3,577,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,234,000 | $3,576,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 100,258 | $3,568,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 345,654 | $3,563,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 336,479 | $3,559,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334955 | OPTION | 67,200 | $3,531,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 111,835 | $3,523,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 319,047 | $3,522,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 3,210,000 | $3,515,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 119,114 | $3,503,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 39,940 | $3,496,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 26,474 | $3,484,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 192,362 | $3,478,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 198,208 | $3,474,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 777,399 | $3,460,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 188,204 | $3,454,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 3,000,000 | $3,454,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,244,000 | $3,430,000 | thousands by filing date | principal |
| VERIZON COMMUNICATIONS INC | 92343V955 | OPTION | 70,000 | $3,425,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 132,185 | $3,418,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 46,856 | $3,416,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 205,165 | $3,397,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 366,397 | $3,397,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 32,760 | $3,394,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 198,903 | $3,387,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 144,588 | $3,368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 149,444 | $3,358,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 240,490 | $3,357,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 101,316 | $3,349,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 253,450 | $3,340,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 420,673 | $3,335,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 6,958,038 | $3,333,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 203,456 | $3,333,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 55,782 | $3,320,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 145,990 | $3,318,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 95,253 | $3,311,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 102,930 | $3,307,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 193,700 | $3,303,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 78,012 | $3,296,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 31,082 | $3,294,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,053,000 | $3,265,000 | thousands by filing date | principal |
| ROCKWOOD HLDGS INC | 774415103 | COM | 42,897 | $3,260,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 3,301,000 | $3,260,000 | thousands by filing date | principal |
| ETF | 26923A106 | EXCHANGE TRADED | 39,553 | $3,251,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 101,350 | $3,248,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 110,969 | $3,236,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 149,308 | $3,229,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 104,022 | $3,225,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 269,062 | $3,221,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 61,150 | $3,220,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 53,568 | $3,218,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 45,177 | $3,216,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 142,510 | $3,215,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 854,572 | $3,205,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 150,635 | $3,202,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 131,971 | $3,199,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 148,305 | $3,199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 38,492 | $3,195,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 150,814 | $3,181,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 136,302 | $3,165,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 120,964 | $3,147,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 66,874 | $3,146,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 365,749 | $3,145,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 123,744 | $3,138,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 181,700 | $3,136,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 2,500,000 | $3,130,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 121,900 | $3,128,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 60,075 | $3,126,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 62,645 | $3,122,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 65,593 | $3,107,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 80,927 | $3,105,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 185,726 | $3,099,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 166,246 | $3,083,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 61,652 | $3,082,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 35,843 | $3,081,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 100,709 | $3,072,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 48,650 | $3,071,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 612,534 | $3,069,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 48,735 | $3,060,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 3,069,000 | $3,057,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 115,244 | $3,038,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 95,523 | $3,034,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G953 | OPTION | 30,000 | $3,020,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 43,029 | $3,013,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 102,628 | $3,010,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 26,230 | $3,006,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 43,420 | $2,993,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 363,604 | $2,988,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 30,754 | $2,985,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 191,675 | $2,984,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 213,700 | $2,983,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,850,000 | $2,977,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 89,538 | $2,974,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 54,063 | $2,966,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 45,088 | $2,948,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 193,734 | $2,945,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 150,950 | $2,942,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 300,275 | $2,939,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 70,421 | $2,938,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 343,016 | $2,937,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 81,424 | $2,929,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 77,186 | $2,913,000 | thousands by filing date | |
| LINN ENERGY LLC | 536020951 | OPTION | 90,000 | $2,912,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 202,466 | $2,901,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 39,105 | $2,899,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 299,205 | $2,896,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,680,000 | $2,882,000 | thousands by filing date | principal |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 214,808 | $2,867,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 66,561 | $2,862,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 125,784 | $2,853,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 26,771 | $2,848,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 115,305 | $2,845,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 50,789 | $2,831,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 162,135 | $2,815,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 50,000 | $2,815,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 125,679 | $2,813,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 608,244 | $2,792,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 71,452 | $2,787,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 259,753 | $2,782,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 68,210 | $2,770,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 174,625 | $2,759,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 18,446 | $2,754,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 56,601 | $2,752,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 132,152 | $2,746,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 80,577 | $2,737,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 28,732 | $2,735,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 48,813 | $2,726,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 35,227 | $2,723,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 26,776 | $2,715,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 549,688 | $2,710,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 44,481 | $2,701,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,586,000 | $2,689,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 89,573 | $2,688,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 368,407 | $2,685,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 186,631 | $2,680,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 134,837 | $2,679,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 46,670 | $2,677,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 49,082 | $2,670,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,040,000 | $2,670,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,953,000 | $2,668,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 60,230 | $2,660,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 142,300 | $2,652,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 81,829 | $2,650,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 31,757 | $2,640,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 89,820 | $2,638,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 57,586 | $2,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 59,426 | $2,634,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 193,748 | $2,627,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 163,522 | $2,626,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 80,244 | $2,623,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 148,020 | $2,605,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 200,000 | $2,600,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 99,212 | $2,593,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 113,728 | $2,589,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 395,468 | $2,586,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 215,545 | $2,578,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 148,757 | $2,576,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 352,938 | $2,570,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 48,096 | $2,563,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 351,105 | $2,561,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 114,469 | $2,554,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 23,146 | $2,552,000 | thousands by filing date | |
| ADVANCED MICRO DEV | 007903958 | OPTION | 600,000 | $2,514,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 394,159 | $2,511,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 35,689 | $2,509,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 101,285 | $2,507,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 139,051 | $2,507,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 124,327 | $2,499,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534950 | OPTION | 38,000 | $2,487,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 187,734 | $2,486,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 53,325 | $2,483,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 160,509 | $2,477,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 586,700 | $2,476,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 30,486 | $2,458,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 39,308 | $2,455,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 85,907 | $2,447,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 79,408 | $2,431,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 23,000 | $2,428,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 26,140 | $2,421,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 29,650 | $2,420,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 90,748 | $2,416,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,444,000 | $2,412,000 | thousands by filing date | principal |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 158,791 | $2,401,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 34,859 | $2,395,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,057 | $2,381,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 173,352 | $2,380,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 141,819 | $2,377,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 63,818 | $2,375,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 297,468 | $2,366,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 130,878 | $2,364,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 222,137 | $2,361,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 98,066 | $2,360,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 166,967 | $2,359,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,344,000 | $2,355,000 | thousands by filing date | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 110,526 | $2,352,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 135,023 | $2,352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 49,995 | $2,351,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 50,591 | $2,350,000 | thousands by filing date | |
| MOSAIC CO NEW | 61945C954 | OPTION | 47,500 | $2,349,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 63,773 | $2,345,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 68,138 | $2,337,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 193,911 | $2,335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 48,920 | $2,334,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 31,265 | $2,327,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 42,624 | $2,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53,377 | $2,323,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 37,174 | $2,319,000 | thousands by filing date | |
| TARGET CORP | 87612E957 | OPTION | 40,000 | $2,318,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 132,137 | $2,297,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 29,325 | $2,292,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 179,022 | $2,286,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 64,737 | $2,285,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 56,851 | $2,285,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 158,966 | $2,285,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 23,476 | $2,277,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 67,378 | $2,276,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 127,200 | $2,273,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 635,111 | $2,261,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 607,376 | $2,260,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 130,437 | $2,260,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 68,381 | $2,251,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 97,445 | $2,251,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 96,234 | $2,247,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 55,309 | $2,246,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 489,324 | $2,242,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 41,822 | $2,235,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 166,016 | $2,232,000 | thousands by filing date | |
| MEDTRONIC INC | 585055957 | OPTION | 35,000 | $2,232,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,184,000 | $2,230,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 97,312 | $2,226,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18,563 | $2,222,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 179,742 | $2,220,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 39,752 | $2,217,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 117,600 | $2,215,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 98,749 | $2,214,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 1,008,000 | $2,211,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 105,421 | $2,201,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 112,549 | $2,201,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,525,000 | $2,199,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 51,940 | $2,197,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 188,842 | $2,195,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 170,049 | $2,184,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 201,769 | $2,173,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 37,239 | $2,159,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 19,578 | $2,157,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 143,201 | $2,155,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 101,062 | $2,155,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 67,876 | $2,153,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 122,117 | $2,150,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 51,514 | $2,146,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 196,111 | $2,136,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 150,559 | $2,129,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 332,000 | $2,129,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 115,309 | $2,127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-14-000425 | superseded | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-14-000437 | this filing | 2014-09-03 | acceptance time not in the bulk data set |