13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 4,373 holding rows worth $313,748,534,000 by the sum of the rows.
- Accession
- 0000019617-13-000358
- Filer
- CIK 19617
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 25,369 entries on the cover page, a total value of $313,748,451,004,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,748,534,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $313,748,451,004,000, about 1,000 times the sum of the rows, $313,748,534,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJPMorgan Trust CO of Delaware028-12125
- included managerJPMorgan Chase Bank, National Association028-00123
- included managerJPMP CAPITAL CORP028-11933
- included managerJ.P.Morgan Investment Management, Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities Ltd.028-12006
- included managerJ.P. Morgan Ventures CORP028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd.028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gevo Inc | 374396109 | COMMON | 96,742 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM MIRAGE INC | 552953952 | OPTION | 13,100 | $194,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALPAGE INC | 75606N109 | COM | 10,495 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 55,560 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 13,725 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,809 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 85,134 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MATERIALS | 038222907 | OPTION | 12,700 | $189,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,109 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL INC | 24702R903 | OPTION | 14,100 | $188,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 15,632 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 30,050 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 87,833 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 19,756 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL ED & TECH GRP INC | 647581909 | OPTION | 8,282 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOREST CITY ENTERPRISES INC | 345550AM9 | NOTE | 123,000 | $182,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ICG GROUP INC | 44928D108 | COM | 15,772 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 139,000 | $179,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 32,022 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL CORP | 313549404 | COM | 17,491 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK INC | 193068202 | COM | 71,095 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 37,780 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 36,686 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180105 | COM | 14,820 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 26,533 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY CO INC | 086516903 | OPTION | 6,400 | $175,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GFI GROUP INC | 361652209 | COM | 44,445 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 41,553 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,526 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT | 756577953 | OPTION | 3,600 | $172,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 55,995 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,427 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES GROUP INC | 067806AD1 | BOND | 150,000 | $169,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 22,689 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 135,000 | $168,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 57,833 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CONTROLS, INC. | 478366958 | OPTION | 4,700 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 43,706 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 11,385 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 24,371 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENSENSE INC | 46123D205 | COM | 10,751 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT NEXTEL CORP | 852061902 | OPTION | 23,700 | $166,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E109 | COM | 20,120 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 10,264 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINL CORP NEW | 7591EP902 | OPTION | 17,200 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON | 412822900 | OPTION | 3,000 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,324 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 15,541 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 11,912 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 37,504 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 18,688 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 125,443 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 95,471 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST M & F CORP | 320744105 | COM | 10,111 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 122,979 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 21,754 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Newbridge Bancorp | 65080T102 | Com | 26,330 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 33,296 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 36,449 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 29,946 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 10,129 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 21,444 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 24,825 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 589,000 | $152,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211105 | COM | 37,693 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER WHEATON CORP | 828336909 | OPTION | 7,700 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E TRADE FINANCIAL CORP | 269246955 | OPTION | 11,900 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 148,000 | $150,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 36,089 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC | 282914100 | COMMON STOCK | 18,089 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY RES CORP | 87164P103 | COM | 20,188 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERBED TECHNOLOGY INC | 768573909 | OPTION | 9,500 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| J F CHINA REGION FD INC | 46614T107 | COM | 11,135 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC COM | 760112102 | COM | 69,010 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 65,085 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 97,000 | $140,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MBIA INC | 55262C902 | OPTION | 10,500 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 33,764 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 60,387 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MET-PRO CORP | 590876306 | COM | 10,348 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 46,940 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 10,332 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 73,188 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP | 493267959 | OPTION | 12,500 | $138,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 10,693 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109108 | COM | 15,287 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 19,681 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 19,895 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 197,000 | $132,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 59,157 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITRAN CORP | 92850E107 | COMMON STOCK | 20,000 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 110,000 | $130,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SEARS HLDGS CORP | 812350908 | OPTION | 3,100 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F954 | OPTION | 8,500 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CSX CORP | 126408905 | OPTION | 5,600 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017950 | OPTION | 1,400 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP | 30161N952 | OPTION | 4,200 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 49,617 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 48,919 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,000 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 17,451 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MTR GAMING GROUP INC | 553769100 | COM | 38,041 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN MTN COFFEE ROASTERS INC | 393122957 | OPTION | 1,700 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 17,271 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN BANCORP INC | 86663B102 | COM | 37,529 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERALD OIL INC | 29101U209 | COM NEW | 18,388 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRICURE INC | 04963C209 | COM | 13,297 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TRONIC CORP | 493144109 | COM | 12,212 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 24,953 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 148,000 | $126,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 50,699 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 18,773 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 34,440 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 37,449 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPE BANCORP INC | 139209100 | COM | 13,103 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT | 756577904 | OPTION | 2,600 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 33,996 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 12,332 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 40,173 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH COAL INC | 039380951 | OPTION | 32,200 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 90,669 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 152,000 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARANTY BANCORP | 40075T607 | COM | 10,719 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,968 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARBINGER GROUP INC | 41146A106 | COM | 15,963 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 37,440 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,763 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 29,352 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 12,430 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 60,894 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 37,760 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,742 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,766 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 29,393 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,200 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 17,411 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 11,859 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSE HOLDING INC | 36191X100 | COM | 19,646 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 20,608 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JDS UNIPHASE CORP | 46612J952 | OPTION | 7,800 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 41,010 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 49,903 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 43,201 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 23,970 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIPOTLE MEXICAN GRILL INC | 169656907 | OPTION | 300 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 26,883 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 100,568 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 22,593 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 19,158 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLTA MED INC | 83438K103 | COM | 45,616 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 48,924 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 24,704 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 22,681 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVETT MINERALS INC | 761505205 | COM NEW | 158,216 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,929 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPG OFFICE TR INC | 553274101 | COM | 32,148 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 33,179 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEIHE INTL INC | 31429Y103 | COM | 13,456 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 16,204 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L+L ENERGY INC | 50162D100 | COM | 26,987 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086101 | COM | 14,275 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXYGEN INC | 577776107 | COM | 38,314 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 69,972 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 42,454 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 18,455 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PMFG INC | 69345P103 | COM | 13,622 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK STHN CORP | 655844959 | OPTION | 1,300 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIE | 00971T952 | OPTION | 2,200 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 16,144 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVARRE CORP | 639208107 | COM | 33,741 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,480 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 21,636 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 41,827 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER WHEATON CORP | 828336958 | OPTION | 4,700 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 77,879 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 23,773 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 51,602 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 15,646 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 10,508 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E103 | COM | 25,599 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 11,000 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,497 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 17,400 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 31,165 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP | 020002903 | OPTION | 1,800 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP | 020002952 | OPTION | 1,800 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,382 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 13,989 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 28,446 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYSTEMS INC | 177376951 | OPTION | 1,400 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 41,016 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETFLIX INC | 64110L908 | OPTION | 400 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 14,518 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHOLE FOODS MARKET | 966837908 | OPTION | 1,600 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JDS UNIPHASE CORP | 46612J903 | OPTION | 5,700 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E TRADE FINANCIAL CORP | 269246906 | OPTION | 6,500 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 17,357 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 22,508 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 17,996 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP | 343468104 | COM | 21,721 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO GROUP INC | 037604956 | OPTION | 4,500 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06740C907 | OPTION | 3,800 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILLSHIRE BRANDS CO | 432589950 | OPTION | 2,400 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPRINT NEXTEL CORP | 852061951 | OPTION | 11,200 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 24,528 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 57,003 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 25,224 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| READING INTL INC | 755408101 | CL A | 12,191 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 42,785 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 21,606 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASTE MANAGEMENT | 94106L901 | OPTION | 1,900 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 33,040 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,462 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 178,928 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 35,261 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 15,979 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 12,046 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,491 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 11,342 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 14,207 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 84,145 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 69,960 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDI INC | 69329V100 | COM | 15,395 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BK LTD | 45104G906 | OPTION | 1,873 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 34,427 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 17,739 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,153 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 37,526 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLAN CO/THE | 25659P402 | COM | 42,430 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499102 | COM | 19,053 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071952 | OPTION | 1,000 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 13,068 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 13,311 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473909 | OPTION | 7,900 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 27,611 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 670851203 | SPN ADR REP PFD | 37,914 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 17,670 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD | 456788900 | OPTION | 1,623 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 45,860 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311909 | OPTION | 1,100 | $66,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 22,725 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 54,879 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 17,389 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 28,990 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGLOGOLD ASHANTI LTD | 035128909 | OPTION | 4,500 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 41,534 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 23,858 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 41,492 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C H ROBINSON WORLDWIDE INC | 12541W951 | OPTION | 1,100 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 39,595 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 34,161 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 18,616 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 50,720 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 12,325 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 461,219 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956904 | OPTION | 2,400 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO. | 002896959 | OPTION | 1,300 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 25,544 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COACH INC | 189754955 | OPTION | 1,000 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 22,509 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 25,144 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 15,341 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONDELEZ INTL INC | 609207907 | OPTION | 1,900 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 10,546 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 41,190 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOY GLOBAL INC | 481165900 | OPTION | 1,100 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 16,300 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,686 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 29,383 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 37,094 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 20,000 | $51,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 43,989 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 14,698 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 17,148 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZCO Liquidating Corp | 67086E303 | COM | 33,877 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951957 | OPTION | 700 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857905 | OPTION | 1,000 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM RADIO INC | 82967N900 | OPTION | 14,100 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,607 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 21,913 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 10,988 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 577097108 | COM | 16,537 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021901 | OPTION | 700 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,776 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 534,978 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 16,589 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,783 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 36,965 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON | 412822959 | OPTION | 800 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 15,352 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 14,190 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 12,549 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 38,000 | $41,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 40,000 | $40,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WASTE MANAGEMENT | 94106L950 | OPTION | 1,000 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 35,770 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 24,196 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 19,772 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 39,952 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE INC | 88338TAA2 | CNV | 25,000 | $37,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA INC DEL | 30212P907 | OPTION | 600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIVO INC | 888706900 | OPTION | 3,300 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GARMIN LTD | H2906T901 | OPTION | 1,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 17,177 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 20,180 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORAL FINL CORP COM | 25811P886 | COM | 42,468 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 14,666 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 16,058 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 13,401 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176102 | COM | 28,464 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 17,573 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 31,222 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE | 37733W907 | OPTION | 600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327901 | OPTION | 400 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 17,659 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAPLES INC | 855030904 | OPTION | 1,800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,853 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 25,555 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951908 | OPTION | 400 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HECLA MINING CO | 422704908 | OPTION | 8,700 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 18,736 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 10,412 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 25,973 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AK STEEL HOLDING C | 001547900 | OPTION | 8,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA RES INC | 803521103 | COM | 15,702 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 11,241 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 18,100 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 17,000 | $20,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G | 826197956 | OPTION | 200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 16,000 | $17,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY(NEW) | 91913Y951 | OPTION | 500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 13,000 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473958 | OPTION | 1,800 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINL CORP NEW | 7591EP951 | OPTION | 1,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902909 | OPTION | 2,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 11,000 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 13,000 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06740C956 | OPTION | 600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOSTON SCIENTIFIC | 101137909 | OPTION | 1,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 50,000 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES | 008474900 | OPTION | 400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 18,489 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL S A | 89151E950 | OPTION | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMACEUTIC | 040047904 | OPTION | 1,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIEMENS A G | 826197907 | OPTION | 100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807900 | OPTION | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q903 | OPTION | 4,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOSTON SCIENTIFIC | 101137958 | OPTION | 900 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INTL CORP | 228227955 | OPTION | 100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 10,068 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLOGG CO | 487836959 | OPTION | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMACEUTIC | 040047953 | OPTION | 700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE | 37733W956 | OPTION | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A900 | OPTION | 1,300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER SCIENCES | 205363955 | OPTION | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y902 | OPTION | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P950 | OPTION | 800 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNIVISION TECHNOL | 682128905 | OPTION | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNIVISION TECHNOL | 682128954 | OPTION | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORP | 25470M901 | OPTION | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904909 | OPTION | 1,900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505955 | OPTION | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIVERBED TECHNOLOGY INC | 768573958 | OPTION | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P901 | OPTION | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODUCTS INC | 054303904 | OPTION | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY(R.R) & S | 257867952 | OPTION | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RADIOSHACK CORP | 750438905 | OPTION | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904958 | OPTION | 800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82655M909 | OPTION | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A959 | OPTION | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000358 | this filing | 2013-08-13 | acceptance time not in the bulk data set |