13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 4,373 holding rows worth $313,748,534,000 by the sum of the rows.
- Accession
- 0000019617-13-000358
- Filer
- CIK 19617
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 25,369 entries on the cover page, a total value of $313,748,451,004,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,748,534,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $313,748,451,004,000, about 1,000 times the sum of the rows, $313,748,534,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- included managerJPMorgan Trust CO of Delaware028-12125
- included managerJPMorgan Chase Bank, National Association028-00123
- included managerJPMP CAPITAL CORP028-11933
- included managerJ.P.Morgan Investment Management, Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities Ltd.028-12006
- included managerJ.P. Morgan Ventures CORP028-11949
- included managerJ.P. Morgan Whitefriars Inc.028-12007
- included managerJPMorgan Asset Management (UK) Ltd.028-11947
- included managerBear Stearns Companies LLC028-13153
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMCAST CORPORATIO | 20030N952 | OPTION | 14,900 | $622,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 551,000 | $620,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 27,347 | $619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO. | 002896900 | OPTION | 13,676 | $619,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G959 | OPTION | 10,000 | $617,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 71,873 | $615,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADTRAN INC | 00738A106 | COMMON STOCK | 24,898 | $614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477955 | OPTION | 11,000 | $613,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 428,000 | $612,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL I | 91911K953 | OPTION | 7,100 | $612,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 500,000 | $611,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 73,896 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283105 | COM | 35,659 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 42,223 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 9,698 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 37,342 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 28,864 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 33,210 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIBER INC | 17163B102 | COM | 180,840 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANDORA MEDIA INC | 698354107 | COM | 32,805 | $604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 30,541 | $603,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 41,125 | $600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 94,462 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 13,141 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HOLDINGS INC | 42805T956 | OPTION | 24,000 | $595,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 213,294 | $593,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,667 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROVIRONMENT INC COM | 008073108 | Stock | 29,124 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 25,717 | $585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE NETWORK INC | 00506D100 | COM | 77,204 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 27,715 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,522 | $581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC | 750236903 | OPTION | 50,000 | $581,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 40,854 | $579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viacom Inc Cl A | 92553P102 | CL A | 8,454 | $578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496101 | COM | 81,685 | $577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 126,827 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 126,628 | $575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 341,679 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 600,000 | $573,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MOVE INC | 62458M207 | COM NEW | 44,592 | $572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP | 963320908 | OPTION | 5,000 | $572,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 244,632 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X904 | OPTION | 108,800 | $570,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 30,508 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 30,865 | $568,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 87,444 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,853 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 20,014 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREE INC | 225447903 | OPTION | 8,816 | $563,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 31,275 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 37,857 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCBT FINANCIAL CORP | 78401V102 | COM | 11,135 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATL CORP | 929566AH0 | CNV | 460,000 | $561,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TIVO INC | 888706108 | COM | 50,670 | $559,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPIRA INC | 441060951 | OPTION | 14,600 | $559,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 29,026 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 25,308 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 102,130 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC | 057224958 | OPTION | 12,100 | $558,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,766 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRETT BILL CORP | 06846N906 | OPTION | 27,500 | $556,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 149,800 | $555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 13,649 | $555,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 33,392 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 28,160 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVEN INDS INC COM | 754212108 | Stock | 18,323 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303109 | COM | 10,238 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,305 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121905 | OPTION | 60,600 | $550,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A108 | COM | 30,180 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462102 | COM | 11,815 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 17,203 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 13,000 | $545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 15,253 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,492 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 11,633 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 11,796 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,029 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 18,900 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 49,010 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LTD | 088606900 | OPTION | 9,300 | $536,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 23,944 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 47,708 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 16,057 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 33,254 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 21,650 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 130,639 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LTD | G3682E127 | COM | 297,797 | $527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 117,419 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROL BRASILEIROS | 71654V952 | OPTION | 35,700 | $523,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 144,459 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 170,735 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY SYS INC COM | 589378108 | Stock | 56,538 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 145,000 | $521,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,480 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 92,811 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 34,961 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC | 336433958 | OPTION | 11,600 | $520,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MODINE MFG CO COM | 607828100 | Stock | 47,690 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 44,324 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 40,570 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROLLINS INC COM | 775711104 | Stock | 19,958 | $518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIN STR CAP CORP | 56035L104 | COM | 18,645 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 32,478 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATIONAL CP | 929566909 | OPTION | 50,700 | $516,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 85,431 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 12,641 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 69,819 | $503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FNB UNITED CORP | 302519202 | COM | 61,801 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 481,000 | $501,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,139 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R101 | COM | 25,502 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 54,080 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,342 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 500,000 | $498,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503959 | OPTION | 22,100 | $497,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,789 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL LTD | 367299203 | COM NEW | 185,463 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESB FINANCIAL CORP | 26884F102 | COM | 40,757 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO NEW | 61945C954 | OPTION | 9,200 | $495,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 6,324 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBIX INC | 278715206 | COM NEW | 53,224 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 36,243 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS | 48203R955 | OPTION | 25,500 | $492,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 17,121 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 36,902 | $489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENDREON CORP | 24823Q107 | COM | 118,590 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURGER KING WORLDWIDE INC | 121220958 | OPTION | 25,000 | $488,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q109 | COM | 120,800 | $487,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 28,642 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 25,200 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 28,894 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 165,315 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCGRATH RENTCORP | 580589109 | COM | 13,982 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK NATL CORP COM | 700658107 | Stock | 6,935 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY CO INC | 086516952 | OPTION | 17,400 | $476,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 12,535 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G106 | COM | 10,526 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,314 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 16,557 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 60,343 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGE BANCORP INC | 108035106 | COM | 20,813 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D957 | OPTION | 41,000 | $468,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 27,672 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,946 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 59,442 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KB HOME | 48666K950 | OPTION | 23,600 | $464,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 11,478 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240M108 | COM | 28,615 | $463,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 28,188 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROCERA NETWORKS INC | 74269U203 | COM | 33,655 | $462,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 63,174 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 44,055 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 107,833 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 16,357 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503900 | OPTION | 20,100 | $452,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 36,622 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETFLIX INC | 64110L957 | OPTION | 2,100 | $443,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 33,645 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 2,206,000 | $441,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271108 | COM | 46,542 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEIS MKTS INC COM | 948849104 | Stock | 9,680 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 75,741 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHENY TECHNOLO | 01741R904 | OPTION | 16,500 | $434,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 17,287 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 24,542 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 14,380 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754BU7 | CNV | 300,000 | $425,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817952 | OPTION | 54,400 | $425,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 72,541 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693106 | COM | 25,843 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LTD | 088606959 | OPTION | 7,300 | $421,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,210 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,951 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,450 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 9,426 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,518 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,838 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549906 | OPTION | 28,300 | $414,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 29,378 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 17,900 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIE INDTY CO CL A | 29530P102 | Stock | 5,177 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 52,647 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,982 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Peregrine Semiconductor | 71366R703 | COM | 37,696 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,834 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 51,919 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 28,246 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 80,283 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 174,484 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC | 23331A950 | OPTION | 19,000 | $404,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905106 | COM | 10,177 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 24,407 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,505 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP | 611740903 | OPTION | 6,600 | $401,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 9,196 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 26,779 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 8,276 | $400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELECTRIC | 291011906 | OPTION | 7,300 | $398,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 11,852 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 12,402 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVX CORP NEW | 002444107 | COM | 33,894 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,824 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 69,511 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,856 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECH GROUP | G5876H907 | OPTION | 33,400 | $391,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEABOARD CORP DEL | 811543107 | COM | 144 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,874 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,418 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,393 | $388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 35,356 | $388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 17,000 | $388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 22,106 | $388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 23,657 | $387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 66,654 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX CORP | 126408954 | OPTION | 16,600 | $385,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 6,574 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,952 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,557 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 15,541 | $379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPS COMM INC COM | 78463M107 | Stock | 6,879 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 16,998 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECH GROUP | G5876H956 | OPTION | 32,200 | $377,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 22,714 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCUS INC | 92858J108 | COM | 35,804 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 59,207 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER ENERGY INC | 93317Q956 | OPTION | 36,100 | $375,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903100 | COM | 59,790 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELEC CORP | 721283109 | COM | 30,421 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 36,662 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 19,830 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINGAPORE FUND | 82929L109 | COM | 28,800 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVATAR HOLDINGS INC | 053494AF7 | CONVERTIBLE BONDS | 375,000 | $371,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 17,541 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 43,466 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 36,657 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 18,606 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 18,356 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,729 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,481 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 35,375 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,877 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 31,322 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA CORP | 67066G955 | OPTION | 25,700 | $361,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 12,573 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICF INTL INC | 44925C103 | COM | 11,385 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 38,305 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 21,096 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 35,212 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16,718 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 13,181 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 48,696 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K100 | COMMON STOCK | 50,295 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSTROM INC | 655664951 | OPTION | 5,900 | $354,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENNIS INC COM | 293389102 | Stock | 20,391 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 14,965 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 19,726 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 47,060 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA OYJ | 654902956 | OPTION | 94,000 | $352,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 8,449 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOHLS CORPORATION | 500255906 | OPTION | 6,900 | $349,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC | 23331A901 | OPTION | 16,400 | $349,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 18,134 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 43,196 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEINER LEISURE LTD | P8744Y102 | ORD | 6,506 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13,287 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F905 | OPTION | 22,300 | $341,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATE BANK FINL CORP COM | 856190103 | COM | 22,622 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,790 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILIP MORRIS INTL INC | 718172950 | OPTION | 3,900 | $338,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 28,761 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 15,391 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 16,976 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMGEN INC | 031162951 | OPTION | 3,400 | $335,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN MTRS INC | 846819100 | COM | 54,537 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MATERIALS | 038222956 | OPTION | 22,300 | $333,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,453 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 88,082 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMC INS GROUP INC | 268664109 | COM | 12,490 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 10,224 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 440694305 | COM | 25,387 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 6,677 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOL ENERGY INC | 20854P950 | OPTION | 12,000 | $325,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475209 | COM NEW | 49,720 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 10,770 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,365 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 24,449 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,322 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELAN PLC | 284131208 | ADR | 22,789 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 177,397 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,129 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 8,185 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P104 | COM | 57,177 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 19,700 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505906 | OPTION | 18,900 | $320,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE INC | 067774901 | OPTION | 20,000 | $319,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,241 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,000 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 339,000 | $317,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 250,000 | $316,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,484 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 13,165 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 5,839 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,203 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 22,055 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 7,398 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,104 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,299 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 215,000 | $311,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R107 | COM | 27,725 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 39,595 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 32,717 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,480 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 12,350 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,521 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM CORP | 384556106 | COM | 10,175 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,100 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP INC DEL | 05969A105 | COM | 20,259 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBR & CO | 30247C400 | COM NEW | 12,075 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 43,485 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYSTEMS INC | 177376902 | OPTION | 5,000 | $302,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,932 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 55,225 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 273,245 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 97,906 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549955 | OPTION | 20,300 | $297,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 17,780 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,800 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 43,407 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 20,490 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,641 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 224633107 | COM | 51,975 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 91,497 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MID | 039483953 | OPTION | 8,600 | $292,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,949 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916107 | COM | 96,612 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX COS INC | 872540901 | OPTION | 5,800 | $290,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,215 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,969 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FABRINET SHS | G3323L100 | Stock | 20,521 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 15,314 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,065 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COS INC | 98975W104 | COM | 22,069 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 5,100 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 9,936 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467901 | OPTION | 7,800 | $285,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 13,495 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 16,444 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 50,326 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTEL INC | 87162H103 | COM | 4,475 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL SA LUXEMBOURG | 03938L906 | OPTION | 25,000 | $280,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,021 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 10,428 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 11,630 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CKX LDS INC | 12562N104 | COM | 19,050 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| K12 INC | 48273U102 | COM | 10,542 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK STHN CORP | 655844900 | OPTION | 3,800 | $276,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL COM | 750917106 | Stock | 32,043 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 29,034 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 14,259 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCELRYS INC | 00430U103 | COM | 32,597 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP | 143658953 | OPTION | 8,000 | $274,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Hugoton Royalty Trust | 444717102 | COM | 31,654 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 9,505 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,000 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121954 | OPTION | 30,000 | $272,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287523 | COM | 4,277 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 41,873 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIES LIST INC | 034754101 | COM | 10,177 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857954 | OPTION | 5,500 | $268,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOL ENERGY INC | 20854P901 | OPTION | 9,900 | $268,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,924 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,541 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 55,344 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 35,302 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOHLS CORPORATION | 500255955 | OPTION | 5,300 | $267,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 21,388 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER INTL INC TENN | 69373H106 | COM | 42,226 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFC ENTERPRISES INC | 00104Q107 | COM | 7,409 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868103 | COM | 18,750 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 24,511 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 13,579 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,410 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARUBA NETWORKS INC | 043176957 | OPTION | 17,100 | $263,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 33,866 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,000 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 11,229 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,231 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,380 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T102 | COM | 44,324 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 13,451 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 26,400 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 18,012 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 5,891 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BT GROUP-ADR | 05577E101 | ADR | 5,442 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 16,974 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH COAL INC | 039380902 | OPTION | 67,400 | $255,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,219 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 13,563 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,794 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,369 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 36,100 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 11,700 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 94,059 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE INC | 928563907 | OPTION | 3,700 | $248,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC DEL | 608753109 | COM | 39,926 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,344 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC DEL | 06647F102 | COM | 16,988 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 25,426 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 328,000 | $244,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,842 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,838 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 20,353 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 22,809 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X953 | OPTION | 46,100 | $242,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 20,611 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 71,061 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP | 493267900 | OPTION | 21,800 | $241,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,279 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 4,718 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 76,731 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 670851104 | SPONSORED ADR | 123,065 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HLDGS CORP | 812350957 | OPTION | 5,700 | $240,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 17,432 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,140 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 13,505 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO GROUP INC | 037604907 | OPTION | 13,500 | $239,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 19,707 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,000 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K106 | COM | 101,309 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 63,891 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 9,801 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 21,829 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER WHEELER AG | H27178955 | OPTION | 10,800 | $234,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,100 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 7,629 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROLOR BIOTECH INC | 74344F106 | COM | 36,650 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 209,000 | $229,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 20,911 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHENY TECHNOLO | 01741R953 | OPTION | 8,700 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MYR GROUP INC | 55405W104 | COM | 11,731 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 18,933 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KFORCE INC COM | 493732101 | Stock | 15,575 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 20,566 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEN GROUP INC | 28014Q107 | CL A | 35,473 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 6,588 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,783 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 14,090 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 147,000 | $224,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 22,409 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H2O AMERICA | 784305104 | COM | 8,489 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 11,100 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 13,109 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,310 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 205,000 | $217,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 23,597 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 31,629 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,308 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIVER COAL CO | 470355AF5 | NOTE 4.500%12/0 | 500,000 | $215,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,293 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 67,224 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 7,038 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 63,721 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YADKIN FINANCIAL CORP | 984305102 | COM | 15,146 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 8,878 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD PARKING CORP | 853790103 | COM | 9,870 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,007 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,310 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 163,000 | $211,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,537 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP | 30161N903 | OPTION | 6,800 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXONE CO | 302104104 | COM | 3,387 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,220 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 124,000 | $208,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054901 | OPTION | 2,500 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C107 | COM | 11,058 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 8,101 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 30,334 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIODYNAMICS INC | 03475V101 | COM | 18,227 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,852 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 100,436 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 7,392 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,084 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,013 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 14,810 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,656 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,508 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,111 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 16,324 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,339 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,271 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 185,000 | $199,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 28,365 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 204,000 | $199,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 17,374 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 22,484 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS A G | 66987V901 | OPTION | 2,800 | $198,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 167,400 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERSTATE BK CORP | 15201P109 | COM | 22,640 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-13-000358 | this filing | 2013-08-13 | acceptance time not in the bulk data set |