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Disclosery

SYFI AB ACTIVE ETFS INC

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SHOR DU YIEL ETF (fund)

74 managers (74 13F filers) reported a position in SYFI shares at 2025-09-30, 18,594,031 shares in all. 11 filers opened a position and 6 filers sold out during the quarter.

Managers
74
13F filers
74
New
11
Added
33
Reduced
19
Sold out
6
Shares held by filers
18,594,031

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
ALLIANCEBERNSTEIN L.P.4,487,808$162M0.05%-56,26613F-HRTimeline
UBS Group AGin group UBS Group AG2,163,697$78.2M0.02%+71,27713F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,658,210$59.9M<0.01%+121,17613F-HR/ATimelineGroup
LPL Financial LLC1,145,615$41.4M0.01%+383,26813F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY1,090,599$39.4M<0.01%+99,76013F-HR/ATimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA1,051,143$38M0.01%+44,03713F-HRTimelineGroup
Wagner Wealth Management, LLC849,417$30.7M7.12%+377,83113F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC755,666$27.3M0.01%+18,27213F-HRTimelineGroup
NewEdge Advisors, LLC700,621$25.3M0.12%+13,38513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.609,503$22M0.03%-63,49813F-HRTimelineGroup
Solano Wealth Investment Advisors LLC378,760$13.7M6.6%+8,08413F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…301,794$10.8M0.02%-1,11413F-HRTimeline
OPPENHEIMER ASSET MANAGEMENT INC.in group OPPENHEIMER ASSET MANAGEMENT …295,268$10.7M0.12%-1,10513F-HRTimelineGroup
SOL Capital Management CO281,102$10.2M0.91%-5,55513F-HRTimeline
Huntleigh Advisors, Inc.269,919$9.75M1.66%+10,53313F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…260,152$9.4M0.19%+13,55413F-HRTimelineGroup
Private Advisor Group, LLC206,167$7.45M0.04%+7,23213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC204,486$7.39M0.01%-99,53113F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP135,950$4.91M0.01%+1,39513F-HRTimelineGroup
MGO ONE SEVEN LLC134,129$4.85M0.11%+15,74313F-HRTimeline
RMR Capital Management, LLC129,323$4.67M3.26%+26,99213F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC122,701$4.44M<0.01%-3,21413F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC103,123$3.73M<0.01%-5,49313F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP100,097$3.62M<0.01%+29,26413F-HRTimelineGroup
KPP Advisory Services LLC92,322$3.34M0.5%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC81,393$2.94M<0.01%+55,00113F-HRTimelineGroup
Steward Partners Investment Advisory, L…77,780$2.81M0.02%-10813F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…74,427$2.69M0.01%-54,74113F-HRTimelineGroup
Cetera Investment Advisers74,247$2.68M<0.01%+64,03413F-HRTimeline
CWM, LLCin group CWM, LLC73,170$2.64M0.01%+68,09613F-HRTimelineGroup
Arkadios Wealth Advisors70,092$2.53M0.06%-5,67213F-HRTimeline
COMERICA BANK53,329$1.93M0.01%-2,45813F-HRTimeline
Capital Investment Advisory Services, L…52,099$1.88M0.15%-6,46613F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…46,396$1.68M<0.01%+1,64213F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…44,920$1.62M0.06%+8,73313F-HRTimelineGroup
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.41,083$1.48M0.02%+13,21213F-HRTimelineGroup
KMG FIDUCIARY PARTNERS, LLC35,953$1.3M0.09%+4,19613F-HRTimeline
Next Level Private LLC28,751$1.03M0.3%+16,36613F-HRTimeline
TME FINANCIAL, INC.26,795$968K0.73%-7,82613F-HRTimeline
MAGNOLIA CAPITAL ADVISORS LLC26,558$960K0.25%+19,32413F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding21,867$790K+15,757Timeline
Cambridge Investment Research Advisors,…21,521$778K<0.01%+15,33013F-HRTimeline
Sanctuary Advisors, LLC20,905$755K<0.01%-8,57813F-HR/ATimeline
Quantum Private Wealth, LLC18,366$664K0.19%013F-HRTimeline
FLAGSHIP HARBOR ADVISORS, LLC17,680$639K0.03%new13F-HRTimeline
PMG Wealth Management, Inc.17,100$615K0.47%new13F-HRTimeline
ALTERNA WEALTH MANAGEMENT, INC15,208$549K0.45%-15,04213F-HRTimeline
D.A. DAVIDSON & CO.13,851$500K<0.01%013F-HRTimeline
Kingsview Wealth Management, LLC12,179$440K0.01%+13813F-HRTimeline
MML INVESTORS SERVICES, LLC11,676$422K<0.01%-7,80213F-HRTimeline
IHT Wealth Management, LLC9,462$342K0.01%+7113F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN9,396$339K<0.01%+7,66213F-HRTimelineGroup
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…9,039$327K0.02%new13F-HRTimelineGroup
GREENWOOD CAPITAL ASSOCIATES LLC8,532$308K0.04%new13F-HRTimeline
Cornerstone Wealth Management, LLC8,456$306K0.02%+4213F-HRTimeline
First Heartland Consultants, Inc.7,962$288K0.02%new13F-HRTimeline
INSIGNEO ADVISORY SERVICES, LLC6,461$233K0.02%013F-HRTimeline
Centerpoint Advisory Group5,700$206K0.16%new13F-HRTimeline
Strategic Family Wealth Counselors, L.L…5,554$201K0.05%new13F-HRTimeline
WPG Advisers, LLC5,211$188K0.15%013F-HRTimeline
PRIVATE TRUST CO NA4,315$156K0.01%-64013F-HRTimeline
CoreCap Advisors, LLC1,780$64.3K<0.01%013F-HRTimeline
Activest Wealth Management1,570$56.7K0.01%013F-HRTimeline
Colonial Trust Advisorsin group Colonial Trust Advisors1,525$55.1K<0.01%013F-HRTimelineGroup
Westside Investment Management, Inc.1,164$42.1K0.01%013F-HRTimeline
Parallel Advisors, LLC1,082$39.1K<0.01%+1613F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…485$17.5K<0.01%+5713F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.394$14.2K<0.01%-15313F-HRTimeline
Global Retirement Partners, LLC393$14.2K<0.01%+19013F-HRTimeline
Roxbury Financial LLC372$13.4K0.01%new13F-HRTimeline
Advisory Services Network, LLC118$4.26K<0.01%new13F-HRTimeline
HAZLETT, BURT & WATSON, INC.122$4K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC14$511<0.01%013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\6$217<0.01%013F-HRTimelineGroup