Skip to content
Disclosery

SMTH ALPS ETF TR

Follow

SMITH CORE PLUS (fund)

70 managers (71 13F filers) reported a position in SMTH shares at 2025-09-30, 77,350,899 shares in all. 14 filers opened a position and 6 filers sold out during the quarter.

Managers
70
13F filers
71
New
14
Added
38
Reduced
10
Sold out
6
Shares held by filers
77,350,899

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
WEALTH ENHANCEMENT ADVISORY SERVICES, L…49,333,372$1.29B1.95%+5,635,33713F-HRTimeline
Annex Advisory Services, LLC5,454,646$143M3.04%+311,27813F-HRTimeline
SHUFRO ROSE & CO LLC4,433,951$115M9.44%-46,34913F-HRTimeline
Stratos Wealth Partners, LTD.group of 2 filers holding3,217,701$84.2M-112,366Timeline
Bank of New York Mellon Corpin group Bank of New York Mellon Corp2,103,727$55M0.01%+167,96013F-HRTimelineGroup
Lineweaver Wealth Advisors, LLC1,323,478$34.6M5.07%+191,00813F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…1,304,256$34.1M1.17%+32,60113F-HRTimelineGroup
Hamilton Wealth, LLC1,271,761$33.3M6.94%+137,64513F-HRTimeline
Traction Financial Partners, LLC773,254$20.2M12.48%+99,67013F-HRTimeline
Principle Wealth Partners LLC766,311$20M1.16%-18,93213F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…694,548$18.2M0.04%+292,08413F-HRTimelineGroup
ADAPT WEALTH ADVISORS, LLC672,551$17.6M6.5%+61,52913F-HRTimeline
Advisory Resource Group477,093$12.5M2.24%-364,09113F-HRTimeline
Prasad Wealth Partners, LLC461,659$12.1M3.37%+63,16613F-HRTimeline
Guardian Financial Partners, LLC459,037$12M5.07%+14,28313F-HRTimeline
Sovereign Investment Advisors, LLC385,533$10.1M2.75%013F-HRTimeline
World Investment Advisors370,069$9.68M0.2%+48,27513F-HRTimeline
NorthCrest Asset Manangement, LLC352,342$9.22M0.22%+56,60213F-HRTimeline
Gallacher Capital Management LLC343,986$9M3.56%+6,46813F-HRTimeline
SENTINEL PENSION ADVISORS, LLC340,954$8.92M1.43%+17,75213F-HRTimeline
Old Port Advisors299,928$7.85M1.98%+40,57313F-HRTimeline
Ethos Financial Group, LLC261,715$6.85M0.54%+29,76313F-HRTimeline
NIXON PEABODY TRUST CO244,347$6.39M0.47%+7,23913F-HRTimeline
Vise Technologies, Inc.221,165$5.79M0.22%-432,50213F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC180,660$4.73M<0.01%+127,36713F-HRTimelineGroup
Spectrum Investment Advisors, Inc.177,536$4.64M2.51%+38913F-HRTimeline
FIRST FOUNDATION ADVISORSin group FIRST FOUNDATION ADVISORS163,303$4.27M0.16%+93,12113F-HRTimelineGroup
ALPS ADVISORS INCin group ALPS ADVISORS INC161,357$4.22M0.02%+13,40013F-HRTimelineGroup
Riverbend Wealth Management, LLC158,389$4.14M2.89%+4,13213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC132,454$3.46M<0.01%+6,97613F-HRTimelineGroup
LPL Financial LLC83,980$2.2M<0.01%+23,72013F-HRTimeline
Fermata Advisors, LLC83,021$2.17M0.55%-1,73113F-HRTimeline
Main Street Financial Solutions, LLC77,618$2.03M0.13%+4,53413F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN62,009$1.62M<0.01%+36,05613F-HRTimelineGroup
Crestwood Advisors Group, LLC48,432$1.27M0.02%+36,04713F-HRTimeline
Triumph Capital Management41,490$1.09M0.29%-93313F-HR/ATimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC35,515$929K<0.01%+713F-HRTimelineGroup
Legacy Capital Wealth Partners, LLC34,873$912K0.2%013F-HRTimeline
HighTower Advisors, LLC29,912$782K<0.01%new13F-HRTimeline
G&S Capital LLC28,307$741K0.27%+4,73513F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC26,831$702K0.01%-2213F-HRTimelineGroup
SIGNATURE ESTATE & INVESTMENT ADVISORS …in group SIGNATURE ESTATE & INVESTMENT…25,026$655K0.01%new13F-HRTimelineGroup
Summit Financial, LLC23,129$605K0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO21,914$573K<0.01%+10,35513F-HR/ATimelineGroup
Coastal Bridge Advisors, LLC21,079$551K0.04%+4213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC20,840$545K<0.01%+3413F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY17,190$450K<0.01%new13F-HR/ATimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC15,536$406K<0.01%+42113F-HRTimelineGroup
AQR CAPITAL MANAGEMENT LLCin group AQR CAPITAL MANAGEMENT LLC13,635$357K<0.01%new13F-HRTimelineGroup
Tribridge Partners Financial LLC13,461$353K0.16%013F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.12,019$314K<0.01%013F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…10,853$284K<0.01%new13F-HRTimelineGroup
Strategic Financial Concepts, LLC9,296$243K0.04%+10313F-HRTimeline
OLD MISSION CAPITAL LLC9,250$242K0.01%new13F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP9,176$240K<0.01%+23813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.9,028$235K<0.01%+1,50013F-HRTimelineGroup
COMERICA BANK7,030$184K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC6,152$161K<0.01%new13F-HRTimelineGroup
MAI Capital Management3,216$84.1K<0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA3,080$81K<0.01%new13F-HRTimelineGroup
GPS Wealth Strategies Group, LLC1,720$45K<0.01%-1,65013F-HRTimeline
CoreCap Advisors, LLC1,577$41.3K<0.01%new13F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources934$24.4K<0.01%013F-HRTimelineGroup
AE Wealth Management LLC630$16.5K<0.01%013F-HRTimeline
Family Capital Trust Co613$16K0.01%+6013F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC500$13.1K<0.01%new13F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC304$7.95K<0.01%new13F-HRTimelineGroup
Operose Advisors LLC256$6.7K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.206$5.4K<0.01%new13F-HRTimeline
FWL INVESTMENT MANAGEMENT, LLC178$4.67K<0.01%013F-HRTimeline