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Disclosery

SDOG ALPS ETF TR

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SECTR DIV DOGS (fund)

145 managers (147 13F filers) reported a position in SDOG shares at 2025-09-30, 6,203,865 shares in all. 5 filers opened a position and 12 filers sold out during the quarter.

Managers
145
13F filers
147
New
5
Added
45
Reduced
57
Sold out
12
Shares held by filers
6,203,865

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,432,540$86.3M0.01%-78,94813F-HR/ATimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,046,159$63M<0.01%+1,29613F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN642,184$38.7M0.01%-10,68813F-HRTimelineGroup
UBS Group AGin group UBS Group AG302,617$18.2M<0.01%-9,77713F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC295,543$17.8M0.01%-6,51413F-HRTimelineGroup
LPL Financial LLC264,802$15.9M<0.01%+12,66213F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC208,183$12.5M0.02%-14,72313F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA151,621$9.13M<0.01%-98313F-HRTimelineGroup
Janney Montgomery Scott LLC105,450$6.35M0.02%-2,88913F-HRTimeline
Capital Investment Counsel, LLC86,219$5.19M0.76%+3,61313F-HRTimeline
MTM FINANCIAL GROUP, LLC76,696$4.62M2.28%-2213F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC73,586$4.43M<0.01%-1,74613F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…72,392$4.35M0.01%-2,43413F-HRTimeline
Dynamic Advisor Solutions LLC70,400$4.24M0.12%+61113F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP61,268$3.69M<0.01%+69913F-HRTimelineGroup
Del-Sette Capital Management, LLC56,361$3.39M2.11%-2,36113F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…53,463$3.22M0.01%+5,06413F-HRTimelineGroup
Meridian Wealth Management, LLC47,518$2.86M0.11%-50113F-HRTimeline
JPL Wealth Management, LLC46,742$2.82M0.67%-7813F-HRTimeline
Integrated Wealth Concepts LLC44,928$2.71M0.02%-46413F-HRTimeline
Cetera Investment Advisers41,507$2.5M<0.01%-5,01113F-HRTimeline
Joseph P. Lucia & Associates, LLC38,706$2.33M0.88%-9713F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding38,517$2.32M+1,494Timeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC37,005$2.23M<0.01%-3,07713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.35,966$2.17M<0.01%-2,33413F-HRTimelineGroup
MONEY CONCEPTS CAPITAL CORP35,896$2.16M0.13%+59713F-HRTimeline
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…32,663$1.97M0.01%-4,31113F-HRTimelineGroup
Sage Capital Management, LLC28,695$1.73M0.78%+10313F-HRTimeline
Cambridge Investment Research Advisors,…27,500$1.66M<0.01%+82213F-HRTimeline
Federation des caisses Desjardins du Qu…26,343$1.59M0.01%-1,03413F-HRTimeline
Steward Partners Investment Advisory, L…25,341$1.53M0.01%+5713F-HRTimeline
&PARTNERS24,354$1.47M0.01%+4,36913F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC21,873$1.32M0.02%-2713F-HRTimelineGroup
Summit Financial, LLC21,277$1.28M0.02%+1,24613F-HRTimeline
NewEdge Advisors, LLC20,500$1.23M0.01%+6,44113F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP20,535$1.23M<0.01%+8,15713F-HRTimelineGroup
MML INVESTORS SERVICES, LLC20,311$1.22M<0.01%+59213F-HRTimeline
Cypress Wealth Services, LLC18,094$1.09M0.18%+11513F-HRTimeline
Prospera Financial Services Inc18,040$1.09M0.02%-413F-HRTimeline
HighTower Advisors, LLC16,440$990K<0.01%-9713F-HRTimeline
Wealthcare Advisory Partners LLCgroup of 2 filers holding16,164$974K-413Timeline
CAHILL FINANCIAL ADVISORS INC16,066$968K0.11%-2,04413F-HRTimeline
Summit Financial Wealth Advisors, LLC15,813$957K0.15%+15013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.15,851$955K<0.01%-26813F-HRTimelineGroup
Investors Research Corp15,267$920K0.17%-1,77713F-HRTimeline
Mariner, LLCin group Mariner, LLC15,185$915K<0.01%+2,01413F-HRTimelineGroup
Madden Advisory Services, Inc.14,856$895K0.35%-12213F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…14,480$872K0.02%-2413F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC14,328$863K<0.01%+5,90713F-HRTimelineGroup
Sanctuary Advisors, LLC13,539$815K<0.01%+2,31013F-HR/ATimeline
FMR LLCin group FMR LLC13,107$789K<0.01%+2,94013F-HRTimelineGroup
Private Advisor Group, LLC11,835$713K<0.01%-31813F-HRTimeline
BKM Wealth Management, LLC11,752$708K0.26%+1,12513F-HRTimeline
IFP Advisors, Inc11,177$673K0.02%+10,67713F-HR/ATimeline
Capstone Wealth Management Group LLCin group Capstone Wealth Management Gr…9,835$592K0.38%013F-HRTimelineGroup
Creative Planningin group Creative Planning8,852$533K<0.01%+46713F-HRTimelineGroup
GTS SECURITIES LLC8,664$522K0.02%-33,35213F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…8,559$516K<0.01%+2813F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC8,539$514K<0.01%+1,20713F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP8,534$514K<0.01%-1,75513F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.8,320$501K0.01%-41813F-HRTimeline
Strategic Financial Concepts, LLC8,185$493K0.07%+6213F-HRTimeline
J.W. COLE ADVISORS, INC.8,059$485K0.01%-7813F-HRTimeline
PFG Investments, LLC8,014$483K0.03%+1613F-HRTimeline
Tradition Wealth Management, LLC7,782$469K0.03%+113F-HRTimeline
SWEENEY & MICHEL, LLC7,886$460K0.15%+6613F-HRTimeline
Parvin Asset Management, LLC7,521$453K0.4%013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV7,170$432K0.03%+513F-HRTimeline
CATHY PARETO & ASSOCIATES, INC6,952$419K0.32%-11613F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…6,794$409K<0.01%013F-HRTimelineGroup
Pinnacle Bancorp, Inc.6,700$404K0.12%013F-HRTimeline
D.A. DAVIDSON & CO.6,582$396K<0.01%013F-HRTimeline
Virtus Wealth Solutions LLC6,245$376K0.07%+5813F-HRTimeline
Keystone Financial Group6,079$366K0.03%-13013F-HR/ATimeline
Allworth Financial LP5,878$354K<0.01%+2813F-HRTimeline
TCFG WEALTH MANAGEMENT, LLCin group TCFG Investment Advisors, LLC5,510$332K0.13%-3713F-HR/ATimelineGroup
NorthCoast Asset Management LLC5,263$317K<0.01%013F-HRTimeline
Commonwealth Financial Services, LLC5,170$311K0.05%013F-HRTimeline
CAPTRUST FINANCIAL ADVISORS5,150$310K<0.01%-2,07813F-HRTimeline
Diversify Advisory Services, LLCin group Diversify Advisory Services, …5,282$310K0.01%013F-HRTimelineGroup
Convergence Financial, LLC4,889$294K0.04%013F-HRTimeline
TIAA TRUST, NATIONAL ASSOCIATIONin group TIAA4,870$293K<0.01%013F-HRTimelineGroup
Waverly Advisors, LLC4,816$290K<0.01%+21413F-HRTimeline
CENTRAL VALLEY ADVISORS, LLC4,792$289K0.09%013F-HRTimeline
Dana Investment Advisors, Inc.4,712$284K0.01%013F-HRTimeline
COMERICA BANK4,661$281K<0.01%-2613F-HRTimeline
First Heartland Consultants, Inc.4,655$280K0.02%013F-HRTimeline
Hudock, Inc.4,285$258K0.04%013F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC4,250$256K<0.01%-38813F-HRTimelineGroup
Tyche Wealth Partners LLC4,225$254K0.04%-1,54413F-HRTimeline
GILL CAPITAL PARTNERS, LLC4,182$252K0.08%013F-HRTimeline
PRIVATE TRUST CO NA4,165$251K0.02%013F-HRTimeline
Beacon Pointe Advisors, LLC4,071$245K<0.01%-1,44713F-HRTimeline
MKT Advisors LLC3,925$238K0.09%-49313F-HRTimeline
Advisory Services Network, LLC3,935$237K<0.01%+513F-HRTimeline
PFG Advisors3,905$235K0.01%-2,22513F-HRTimeline
THOMPSON INVESTMENT MANAGEMENT, INC.3,829$231K0.03%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.3,760$226K<0.01%013F-HRTimelineGroup
Aspen Grove Capital, LLC3,750$226K0.04%-2,00013F-HRTimeline
Snowden Capital Advisors LLC3,692$222K0.01%-39613F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED3,671$221K0.02%-43413F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …3,590$216K<0.01%+1713F-HRTimelineGroup
Kovack Advisors, Inc.3,439$207K0.02%new13F-HRTimeline
Simmons Bankin group Simmons Bank3,404$205K0.01%-27913F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…3,257$196K0.01%+1,61113F-HRTimelineGroup
Geneos Wealth Management Inc.2,740$165K<0.01%-11113F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…2,172$131K<0.01%-80013F-HRTimelineGroup
NATIONAL BANK OF CANADA /FI/in group NATIONAL BANK OF CANADA /FI/2,096$126K<0.01%013F-HRTimelineGroup
Ancora Advisors LLCin group Ancora Advisors LLC2,093$126K<0.01%-3,97613F-HRTimelineGroup
LANARK FINANCIAL, INC.2,010$121K0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC1,750$105K0.01%013F-HRTimeline
CoreCap Advisors, LLC1,107$66.7K<0.01%+113F-HRTimeline
Key Financial Inc1,098$66.4K0.01%013F-HRTimeline
SIGNATUREFD, LLC1,000$60.2K<0.01%013F-HRTimeline
Heartwood Wealth Advisors LLC989$59.6K0.01%new13F-HRTimeline
Cullen/Frost Bankers, Inc.in group Cullen/Frost Bankers, Inc.944$56.9K<0.01%new13F-HRTimelineGroup
Register Financial Advisors LLC925$55.7K0.02%-12513F-HRTimeline
ALBION FINANCIAL GROUP /UT892$53.7K<0.01%+813F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO820$49.4K<0.01%+113F-HR/ATimelineGroup
ORG Partners LLC750$45.2K0.01%013F-HRTimeline
TD Waterhouse Canada Inc.505$30.5K<0.01%013F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/500$30.1K<0.01%013F-HRTimelineGroup
MAI Capital Management500$30.1K<0.01%013F-HRTimeline
Parallel Advisors, LLC500$30.1K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\400$24.1K<0.01%013F-HRTimelineGroup
CITIGROUP INCin group CITIGROUP INC296$17.8K<0.01%+18113F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC250$15.1K<0.01%013F-HRTimelineGroup
AlphaCore Capital LLC210$12.6K<0.01%013F-HRTimeline
one8zero8, LLC195$11.7K<0.01%013F-HRTimeline
Avion Wealth172$10K<0.01%-7613F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC160$9.64K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.155$9.34K<0.01%013F-HRTimeline
Golden State Wealth Management, LLC144$8.72K<0.01%+113F-HRTimeline
Stephens Consulting, LLC140$8.43K<0.01%-3413F-HRTimeline
Global Retirement Partners, LLC117$7.05K<0.01%+213F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC100$6.02K<0.01%-20013F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.55$3.31K<0.01%new13F-HRTimelineGroup
GPS Wealth Strategies Group, LLC42$2.53K<0.01%new13F-HRTimeline
AE Wealth Management LLC33$2.01K<0.01%-1913F-HRTimeline
Winthrop Capital Management, LLC27$2K<0.01%013F-HRTimeline
Costello Asset Management, INC26$1.58K<0.01%013F-HRTimeline
Truvestments Capital LLC17$1.03K<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.11$640<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…10$602<0.01%-11413F-HRTimelineGroup
Larson Financial Group LLC4$245<0.01%013F-HRTimeline