Skip to content
Disclosery

SAR SARATOGA INVT CORP

Follow

COM NEW (common), issuer CIK 1377936

70 managers (71 13F filers) reported a position in SAR shares at 2025-09-30, 2,256,763 shares in all. 13 filers opened a position and 6 filers sold out during the quarter.

Managers
70
13F filers
71
New
13
Added
25
Reduced
15
Sold out
6
Shares held by filers
2,256,763

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding215,682$5.26M-191,958Timeline
Lido Advisors, LLCin group Lido Advisors, LLC197,873$4.83M0.02%+11,62013F-HRTimelineGroup
Hennion & Walsh Asset Management, Inc.180,063$4.39M0.16%-28,54513F-HRTimeline
Private Advisor Group, LLC158,286$3.86M0.02%+7,00613F-HRTimeline
Advisors Asset Management, Inc.115,641$2.82M0.05%+10,35613F-HR/ATimeline
LPL Financial LLC108,729$2.65M<0.01%+12,04513F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.98,866$2.41M<0.01%+29,26813F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc93,529$2.28M<0.01%-1,42113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN84,099$2.05M<0.01%-16,82113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY77,033$1.88M<0.01%-88013F-HR/ATimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC71,549$1.75M<0.01%+4,65013F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…52,610$1.32M0.11%013F-HRTimeline
Ethos Financial Group, LLC53,833$1.31M0.1%+5,23713F-HRTimeline
Trexquant Investment LP51,762$1.26M0.01%+8,50913F-HRTimeline
BI Asset Management Fondsmaeglerselskab…in group BI Asset Management Fondsmaeg…50,232$1.23M0.01%013F-HRTimelineGroup
Palogic Value Management, L.P.46,680$1.14M0.48%013F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …44,680$1.09M0.02%+4,75413F-HRTimelineGroup
Next Level Private LLC43,527$1.06M0.31%+4,37313F-HRTimeline
Redhawk Wealth Advisors, Inc.40,356$984K0.11%+6,26413F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…36,285$885K0.25%-1513F-HRTimelineGroup
JB CAPITAL PARTNERS LP33,847$808K0.14%013F-HRTimeline
D.A. DAVIDSON & CO.31,452$767K<0.01%+34313F-HRTimeline
Curi Capital, LLC30,000$732K0.01%013F-HRTimeline
Cambridge Investment Research Advisors,…27,114$661K<0.01%+10,79013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC25,198$615K<0.01%+91113F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC23,072$563K<0.01%-7,79613F-HRTimelineGroup
PFG Advisors21,917$535K0.02%+613F-HRTimeline
Cetera Investment Advisers20,018$488K<0.01%+9,92613F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA18,966$463K<0.01%-3,33113F-HRTimelineGroup
NorthCoast Asset Management LLC17,813$434K<0.01%-3213F-HRTimeline
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…17,675$431K0.01%new13F-HRTimelineGroup
MARSHALL WACE, LLPin group MARSHALL WACE, LLP16,631$406K<0.01%new13F-HRTimelineGroup
Focus Financial Network, Inc.15,655$382K0.01%new13F-HRTimeline
BARD ASSOCIATES INC14,256$348K0.09%-1,58913F-HRTimeline
Sunbelt Securities, Inc.13,382$326K0.02%+8,30013F-HRTimeline
VestGen Advisors, LLC12,759$311K0.01%new13F-HRTimeline
Aquatic Capital Management LLC12,729$310K0.01%+12,47013F-HRTimeline
DAVIDSON TRUST CO11,000$268K0.11%013F-HRTimeline
HighTower Advisors, LLC10,860$265K<0.01%+2113F-HRTimeline
WEDBUSH SECURITIES INC10,700$261K0.01%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,346$252K<0.01%new13F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO7,125$174K<0.01%-18813F-HR/ATimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.6,616$168K<0.01%+36013F-HRTimelineGroup
Register Financial Advisors LLC5,951$145K0.06%+1913F-HRTimeline
HARBOUR INVESTMENTS, INC.2,973$72.5K<0.01%+1,97313F-HRTimeline
SIMPLEX TRADING, LLC2,829$68K<0.01%+2,82813F-HRTimeline
BARTLETT & CO. WEALTH MANAGEMENT LLC2,000$48.8K<0.01%013F-HRTimeline
Advisory Services Network, LLC1,841$44.9K<0.01%new13F-HRTimeline
Quantbot Technologies LP1,464$35.7K<0.01%new13F-HRTimeline
Promus Capital, LLC1,273$31K0.02%013F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS1,006$24.5K<0.01%new13F-HRTimelineGroup
IFP Advisors, Inc1,000$24.4K<0.01%013F-HR/ATimeline
UBS Group AGin group UBS Group AG960$23.4K<0.01%-13,22813F-HRTimelineGroup
Steward Partners Investment Advisory, L…734$17.9K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/700$17.1K<0.01%013F-HR/ATimelineGroup
EVOLUTION WEALTH MANAGEMENT INC.651$15.9K0.02%+613F-HR/ATimeline
State of Alaska, Department of Revenue630$15K<0.01%new13F-HRTimeline
PFS Partners, LLC503$12.3K0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.500$12.2K<0.01%-20013F-HRTimelineGroup
EASTERN BANK400$9.76K<0.01%new13F-HRTimeline
Harbor Asset Planning, Inc.261$6.37K0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…160$3.9K<0.01%new13F-HRTimelineGroup
MAI Capital Management125$3.05K<0.01%013F-HRTimeline
Strategic Investment Solutions, Inc. /IL100$2.44K<0.01%013F-HRTimeline
MJT & Associates Financial Advisory Gro…94$2.29K<0.01%013F-HRTimeline
HANTZ FINANCIAL SERVICES, INC.75$2K<0.01%new13F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
West Financial Advisors, LLC52$1.27K<0.01%+113F-HRTimeline
Blue Trust, Inc.20$488<0.01%new13F-HRTimeline
Hurley Capital, LLC14$341<0.01%013F-HRTimeline
FMR LLCin group FMR LLC1$24<0.01%-3013F-HRTimelineGroup