Skip to content

RFFC ALPS ETF TR

Follow

ACTIVE EQTY OPPT (fund)

16 managers (16 13F filers) reported a position in RFFC shares at 2025-09-30, 221,719 shares in all. 0 filers opened a position and 1 filer sold out during the quarter.

Managers
16
13F filers
16
New
0
Added
2
Reduced
7
Sold out
1
Shares held by filers
221,719

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
ALPS ADVISORS INCin group ALPS ADVISORS INC153,955$9.89M0.06%013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.15,716$979K<0.01%-38013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC11,057$710K<0.01%+1,01613F-HRTimelineGroup
Fermata Advisors, LLC9,861$633K0.16%-49513F-HRTimeline
Koshinski Asset Management, Inc.5,316$342K0.02%013F-HRTimeline
RiverFront Investment Group, LLC5,263$338K0.01%013F-HRTimeline
Main Street Financial Solutions, LLC4,667$300K0.02%-45913F-HRTimeline
Prospera Financial Services Inc4,035$259K<0.01%+413F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.3,637$234K<0.01%-2,39313F-HRTimelineGroup
GAMMA Investing LLC2,442$157K0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG2,360$152K<0.01%-9913F-HRTimelineGroup
NewEdge Advisors, LLC1,857$119K<0.01%-8113F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO1,077$69.2K<0.01%013F-HR/ATimelineGroup
EVOLUTION WEALTH MANAGEMENT INC.276$17.7K0.02%013F-HR/ATimeline
MORGAN STANLEYin group MORGAN STANLEY200$12.8K<0.01%013F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN0$17<0.01%-113F-HRTimelineGroupAmount filed as zero, left out of ratios.