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Disclosery

PSC PRINCIPAL EXCHANGE TRADED FD

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PRIN U S SMALL (fund)

66 managers (67 13F filers) reported a position in PSC shares at 2025-09-30, 18,304,389 shares in all. 16 filers opened a position and 6 filers sold out during the quarter.

Managers
66
13F filers
67
New
16
Added
35
Reduced
11
Sold out
6
Shares held by filers
18,304,389

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRINCIPAL FINANCIAL GROUP INCgroup of 2 filers holding8,069,015$459M+36,309Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC2,188,441$125M0.04%-37,01613F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,440,665$82.1M<0.01%+321,73513F-HR/ATimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC1,323,665$75.4M0.02%new13F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…788,356$44.3M0.07%+12,55413F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN741,397$42.2M0.01%+71,66913F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC560,508$31.9M0.01%+87,62213F-HRTimelineGroup
LPL Financial LLC512,842$29.2M0.01%+138,53213F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA354,659$20.2M<0.01%+71,81513F-HRTimelineGroup
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP323,463$18.4M0.02%+52,33913F-HRTimelineGroup
&PARTNERS202,878$11.6M0.07%+17,99713F-HRTimeline
Hudson Capital Management LLC179,070$10.2M2.71%+4,12013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP163,517$9.32M0.01%+156,00913F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…157,394$8.97M0.01%+136,97713F-HRTimelineGroup
PSI Advisors, LLC143,294$8.16M2.1%+5,26213F-HRTimeline
RFG - Bristol Wealth Advisors, LLC118,246$6.74M1.95%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…113,395$6.46M0.01%new13F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.107,352$6.02M0.01%+7,40913F-HRTimelineGroup
SUMMIT WEALTH GROUP LLC / CO20,289$4.51M0.48%new13F-HRTimeline
NewEdge Advisors, LLC75,482$4.3M0.02%+37,11313F-HRTimeline
Wealth Advisors of Tampa Bay, LLC73,555$4.19M1.4%new13F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…71,996$4.1M0.08%+8913F-HRTimelineGroup
Arete Wealth Advisors, LLC59,876$3.41M0.21%+90613F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…48,337$2.75M<0.01%+31,25513F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV40,405$2.3M0.15%new13F-HRTimeline
Kraft, Davis & Associates, LLC36,279$2.06M0.5%+14,20013F-HRTimeline
Integrity Financial Corp /WA31,904$1.82M0.87%+4,82013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC31,607$1.8M<0.01%-3,07813F-HRTimeline
Greenwich Wealth Management LLC26,010$1.48M0.07%+20,37413F-HRTimeline
Turning Point Benefit Group, Inc.25,091$1.42M0.86%new13F-HRTimeline
Private Advisor Group, LLC23,919$1.36M0.01%+3,86613F-HRTimeline
Steward Partners Investment Advisory, L…22,390$1.28M0.01%+6,03913F-HRTimeline
Sigma Planning Corp21,744$1.24M0.04%-3,83213F-HRTimeline
Capital Investment Advisory Services, L…19,594$1.12M0.09%-4,39613F-HRTimeline
Cornerstone Wealth Management, LLC16,156$920K0.05%+10,78513F-HRTimeline
Cambridge Investment Research Advisors,…15,917$907K<0.01%+5,26313F-HRTimeline
MML INVESTORS SERVICES, LLC15,504$883K<0.01%+1,47413F-HRTimeline
Smartleaf Asset Management LLC15,050$859K0.05%-3,54013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC13,697$780K<0.01%+3,01513F-HRTimelineGroup
Venture Visionary Partners LLC12,267$699K0.02%+3,69713F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC11,437$652K<0.01%-10813F-HRTimelineGroup
SHEETS SMITH WEALTH MANAGEMENT11,360$647K0.07%+1,66013F-HRTimeline
WealthCare Investment Partners, LLC10,547$598K0.19%new13F-HRTimeline
Gilliland Jeter Wealth Management LLC9,242$527K0.16%+1,07713F-HRTimeline
PRIVATE TRUST CO NA8,090$461K0.04%+1,99413F-HRTimeline
COMERICA BANK7,251$413K<0.01%+3,12313F-HRTimeline
SeaCrest Wealth Management, LLC6,120$355K0.04%+1,07013F-HRTimeline
Gotham Asset Management, LLC5,566$317K<0.01%new13F-HRTimeline
Advisory Services Network, LLC5,488$313K<0.01%new13F-HRTimeline
COZAD ASSET MANAGEMENT INC4,911$280K0.02%new13F-HRTimeline
Mariner, LLCin group Mariner, LLC4,670$266K<0.01%-1513F-HRTimelineGroup
Perennial Investment Advisors, LLC4,399$251K0.02%013F-HRTimeline
Farther Finance Advisors, LLC4,031$230K<0.01%new13F-HRTimeline
CWM, LLCin group CWM, LLC1,875$107K<0.01%-7513F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,580$90K<0.01%+1,40113F-HRTimelineGroup
Capital Analysts, LLCin group Capital Analysts, LLC1,235$70K<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG383$21.8K<0.01%new13F-HRTimelineGroup
Clearstead Trust, LLC342$19.5K<0.01%013F-HRTimeline
CoreCap Advisors, LLC213$12.1K<0.01%-4613F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…183$10.4K<0.01%-11813F-HRTimelineGroup
Pinnacle Bancorp, Inc.117$6.67K<0.01%013F-HRTimeline
Larson Financial Group LLC100$5.7K<0.01%new13F-HRTimeline
AE Wealth Management LLC13$741<0.01%new13F-HRTimeline
Investment Research & Advisory Group, I…2$114<0.01%+113F-HRTimeline
Global Retirement Partners, LLC1$57<0.01%013F-HRTimeline
FMR LLCin group FMR LLC7$40<0.01%013F-HRTimelineGroup