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Disclosery

PBDC PUTNAM ETF TRUST

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BDC INCOME ETF (fund)

44 managers (44 13F filers) reported a position in PBDC shares at 2025-09-30, 1,791,413 shares in all. 8 filers opened a position and 3 filers sold out during the quarter.

Managers
44
13F filers
44
New
8
Added
23
Reduced
7
Sold out
3
Shares held by filers
1,791,413

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
CONDOR CAPITAL MANAGEMENT165,458$5.26M0.43%+6,21713F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC164,517$5.23M<0.01%-23,88913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC159,933$5.08M0.01%+57,47113F-HRTimeline
Evolution Wealth Advisors, LLC130,900$4.16M0.56%-1,72013F-HRTimeline
Cetera Investment Advisers112,922$3.59M<0.01%+58,94513F-HRTimeline
Steward Partners Investment Advisory, L…100,858$3.21M0.02%+4,38313F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP89,613$2.85M<0.01%+8,49813F-HRTimelineGroup
Stonebridge Financial Planning Group, L…88,299$2.81M1.05%+85413F-HRTimeline
LPL Financial LLC82,538$2.62M<0.01%+1,32013F-HRTimeline
NFSG Corp58,199$1.85M0.28%+50313F-HRTimeline
Prosperity Financial Group, Inc.in group Prosperity Financial Group, I…55,012$1.75M0.64%+6,48213F-HRTimelineGroup
Haven Private, LLC52,087$1.66M0.73%new13F-HRTimeline
RFG Advisory, LLC43,288$1.38M0.03%+17,05713F-HRTimeline
Apollon Wealth Management, LLCin group Apollon Wealth Management, LLC41,868$1.33M0.02%-54513F-HRTimelineGroup
SMITH, MOORE & CO.41,620$1.32M0.1%+1,32213F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …38,600$1.23M0.03%-3,84613F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.33,187$1.11M<0.01%+6,68513F-HRTimelineGroup
3EDGE Asset Management, LP33,250$1.06M0.06%-18513F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA26,029$827K<0.01%new13F-HRTimelineGroup
INDEPENDENT FINANCIAL GROUP, LLC22,749$723K0.02%-23,54513F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC22,013$700K<0.01%+4,75113F-HRTimelineGroup
BROWN ADVISORY INCin group BROWN ADVISORY INC19,856$631K<0.01%013F-HRTimelineGroup
Allspring Global Investments Holdings, …in group Allspring Global Investments …19,400$617K<0.01%+1,00013F-HRTimelineGroup
Discipline Wealth Solutions, LLC19,051$605K0.16%new13F-HRTimeline
Pinion Investment Advisors, LLC18,809$577K0.16%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC18,072$574K<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG17,751$564K<0.01%+15,36213F-HRTimelineGroup
D.A. DAVIDSON & CO.15,036$478K<0.01%013F-HRTimeline
MML INVESTORS SERVICES, LLC14,561$463K<0.01%+1,07413F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC13,699$435K0.01%+2,63613F-HRTimelineGroup
J.W. COLE ADVISORS, INC.12,649$402K0.01%+40513F-HRTimeline
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC10,758$342K<0.01%+59513F-HRTimelineGroup
Bay Colony Advisory Group, Inc d/b/a Ba…9,128$290K0.03%+1,52813F-HRTimeline
Advyzon Investment Management, LLC8,872$282K0.05%+96213F-HRTimeline
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.8,492$270K<0.01%new13F-HRTimelineGroup
CWM, LLCin group CWM, LLC8,450$269K<0.01%-71313F-HRTimelineGroup
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC6,500$207K<0.01%013F-HRTimelineGroup
COMERICA BANK3,400$108K<0.01%013F-HRTimeline
Allworth Financial LP2,000$63.6K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.1,052$33.4K<0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…379$12.1K<0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC300$9.53K<0.01%new13F-HRTimeline
AMERIFLEX GROUP, INC.250$7.95K<0.01%+12513F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY8$254<0.01%+713F-HR/ATimelineGroup